Hildy Bowbeer

Trust #1 (H)

US Bank Checking Account — Interest

Rental Property #1, Collier County, FL — Rent

Northwestern Mutual Whole Life Insurance Policies — Int/Div

Collegebound 529 Invesco Moderate College Port C — None

Fidelity Individual Account (Money Market) (SPAXX) — Interest

IM Company Stock (common) — Int/Div

TOD! (H)

Fidelity Goverment Money Market (SPAXXHI(X) — Interest

3M Company Restricted Stock Units (unvested) — Int/Div — Buy (add'l)

3M Company Restricted Stock Units (unvested) — Buy (add'l)

3M Company Restricted Stock Units (unvested) — Sold (part)

3M Company Restricted Stock Units (unvested) — Buy (add'l)

3M Company Restricted Stock Units (unvested) — Sold (part)

3M Company VIP Excess (deferred compensation plan / no control) (cash) — None

3M Company Medical Savings Account — Interest

IM Company Stock Options — None — Sold (part)

IM Company Stock Options — Sold (part)

Brokerage Account #1 (H)

DREYFUS GENERAL MNY MKT FUND LB — Int/Div

RUSSELL TAX-MANAGED US. MID & SMALL CAP FUND CLASS S — Distribution

RUSSELL TAX MANAGED US. LARGE CAP FUND CLASS S — Int/Div

RUSSELL EMERGING MARKETS FUND CLS — Int/Div

RUSSELL GLOBAL REAL ESTATE SECURITIES FUND CLASS S — Int/Div

RUSSELL TAX EXEMPT BOND FUND CLASS S — Distribution

Trust #2 (H)

BMO Harms Bank (various accounts) (Y)

RBC Prime Market Money Fund (TPMXX) — Interest

Everbank FDIC INS — Int/Div — Buy

Everbank FDIC INS — Sold

Franklin Income Mutual Fund (FCISX) — Int/Div

Pimco Low Duration Mutual Fund (PTLCX) — Int/Div

Templeton Foreign Mutual Fund (TEFTX) — Int/Div

Thomburg Investment Income Mutual Fund (TIBCX) — Int/Div

Vanguard Balanced Index FD Inc Admiral SHS (VIBAX) — Int/Div — Buy

IRA #1 (H)

Northwestern Mutual General Money Market Fund Class B — Interest

Invesco Balanced-Risk Commodity Strategy Fund Class Y (BRCYX) — None

Brown Capital Management Small Company Fund (BCSSX) — Int/Div

Columbia Acorn International Fund Class R4 — Int/Div — Sold

Dodge & Cox Income Fund (DODIX) — Int/Div

Europacific Growth Fund Class F-2 (AFPFX) — Int/Div — Buy (add'l)

Fidelity Advisor Mid Cap Fund Class (FIIMX) — Int/Div

Fidelity Advisor New Insights Fund Class (FINSX) — Int/Div — Sold (part)

The Oakmark Intemational Fund Class HOAKIX) — Int/Div — Buy (add'l)

The Oakmark International Small Cap Fund ({OAKEX) — Int/Div

International Growth and Income Fund Class F-2 (1IGFFX) — Int/Div

John Hancock Disciplined Value Mid Cap Fund Class — Int/Div — Sold (part)

MFS Value Fund Class — Int/Div — Sold (part)

Metropolitan West Total Return Bond Fund Class — Int/Div — Sold (part)

New World Fund - Class F2 — Int/Div

Northern Small Cap Value Fund — Int/Div

Parnassus Core Equity Fund Institutional Class — Int/Div

PIMCO Income Fund Class P — Int/Div

T Rowe Price Emerging Markets Stock Fund — Int/Div

T Rowe Price Real Estate Fund — Int/Div

IRA £2 (H)

RBC Cash and Federated Money Market Fund — Interest

Alliance Bernstein Global Bond Mutual Fund (ANAYX) — Int/Div — Buy (add'l)

Alliance Bernstein Global Bond Mutual Fund (ANAYX) — Buy (add'l)

Alliance Bernstein Global Bond Mutual Fund (ANAYX) — Buy (add'l)

Alliance Bernstein Global Bond Mutual Fund (ANAYX) — Sold (part)

AMG Southersun US Equity INSTL CL — None — Buy

AMG Southersun US Equity INSTL CL — Sold

Artisun Partners FDS luc INTL Value FD ADV SH (APDKX) — Int/Div — Buy

Artisun Partners FDS luc INTL Value FD ADV SH (APDKX) — Buy (add'l)

Artisun Partners FDS luc INTL Value FD ADV SH (APDKX) — Buy (add'l)

Brandes Emerging Markets Mutual Fund (BEMIX) — Int/Div — Sold (part)

Brandes Emerging Markets Mutual Fund (BEMIX) — Sold (part)

Brandes Emerging Markets Mutual Fund (BEMIX) — Buy (add'l)

Brandes INVT TR INTL Small Cap Equity FD CL 1{BSMIX) — Int/Div — Buy

Brandes INVT TR INTL Small Cap Equity FD CL 1{BSMIX) — Buy (add'l)

Dodge & Cox Stock Mutual Fund — Int/Div — Buy (add'l)

Dodge & Cox Stock Mutual Fund — Sold (part)

Dodge & Cox Stock Mutual Fund — Sold

Diamond Hill FDS Small Cap FD CL (DHMIX) — Int/Div — Buy

Diamond Hill FDS Small Cap FD CL (DHMIX) — Sold (part)

Diamond Hill FDS Small Cap FD CL (DHMIX) — Sold (part)

Diamond Hill FDS Small Cap FD CL (DHMIX) — Buy (add'l)

Diamond Hill Long-Short Mutual Fund — None — Sold

Vanguard Sector Index Energy ETF — None — Sold

Deutsche Croct Int'l Mutual Fund — Int/Div — Buy (add'l)

Deutsche Croct Int'l Mutual Fund — Sold (part)

Deutsche Croct Int'l Mutual Fund — Buy (add'l)

Deutsche Croct Int'l Mutual Fund — Sold

Ishares Core High Dividend E11 — None — Sold

Ishares Core Dividend Growth ETF — None — Sold

shares Core S&P S00 Index ETF (IVV) — Int/Div — Buy (add'l)

shares Core S&P S00 Index ETF (IVV) — Sold (part)

shares Core S&P S00 Index ETF (IVV) — Sold (part)

shares Core S&P S00 Index ETF (IVV) — Buy (add'l)

Ishares Core S&P Mid Cap ETF (UH) — Int/Div — Sold (part)

Ishares Core S&P Mid Cap ETF (UH) — Sold (part)

Ishares Core S&P Mid Cap ETF (UH) — Sold (part)

Ishares Core S&P Mid Cap ETF (UH) — Sold (part)

Ishares Core S&P Mid Cap ETF (UH) — Buy (add'l)

IShares Core S&P Small Cap ETF (LR) — Int/Div — Buy

IShares Core S&P Small Cap ETF (LR) — Sold (part)

IShares Core S&P Small Cap ETF (LR) — Sold (part)

IShares Core S&P Small Cap ETF (LR) — Sold (part)

IShares Core S&P Small Cap ETF (LR) — Buy (add'l)

Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Int/Div — Buy (add'l)

Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)

Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)

Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)

Ivy Apollo Strategic Income Fund CL (POX) — Int/Div — Buy

JP Morgan TR Strategic Income Opportunities Mutual Fund — None — Sold

Loomis Sayles Strategic Income Fund Class Y INEZYX) — Int/Div — Buy

Loomis Sayles Strategic Income Fund Class Y INEZYX) — Sold (part)

Lord Abbett Short Duration Income Fund C1 F(LDLFX) — Int/Div — Buy

Mairs & Power Growth Mutual Fund — None — Sold

MFS Growth Mutual Fund (MFEIX) — Distribution — Sold (part)

MFS Growth Mutual Fund (MFEIX) — Sold (part)

MFS Growth Mutual Fund (MFEIX) — Sold (part)

MFS Growth Mutual Fund (MFEIX) — Buy (add'l)

MFS SER TR Value Fund C1 1 (MENX) — Int/Div — Sold (part)

MFS SER TR Value Fund C1 1 (MENX) — Buy (add'l)

MFS SER TR Value Fund C1 1 (MENX) — Sold (part)

MFS SER TR Value Fund C1 1 (MENX) — Buy (add'l)

Natixis Loomis Sayles Strategic Mutual Fund — None — Sold

Natixis FDS TR Il ASG Mnagd Futures Strategy FDCLY — None — Sold (part)

Natixis FDS TR Il ASG Mnagd Futures Strategy FDCLY — Sold (part)

Natixis FDS TR Il ASG Mnagd Futures Strategy FDCLY — Sold (part)

Natixis FDS TR Il ASG Mnagd Futures Strategy FDCLY — Buy (add'l)

Natixis FDS TR Il ASG Mnagd Futures Strategy FDCLY — Sold (part)

Natixis FDS TR Il ASG Mnagd Futures Strategy FDCLY — Sold

Oakmark Global Select Mutual Fund — Int/Div — Sold (part)

Oakmark Global Select Mutual Fund — Sold

Oppenheimer Developing Markets FDS Cl Y (ODVYX) — Int/Div — Buy

Oppenheimer Developing Markets FDS Cl Y (ODVYX) — Sold (part)

Oppenheimer Developing Markets FDS Cl Y (ODVYX) — Sold (part)

Templeton Income Global Total Return Mutual Fund — Int/Div — Buy (add'l)

Templeton Income Global Total Return Mutual Fund — Buy (add'l)

Templeton Income Global Total Return Mutual Fund — Buy (add'l)

Templeton Income Global Total Return Mutual Fund — Sold (part)

Thomburg INVT TR Mutual Fund — Int/Div — Sold

Vanguard Fixed Income Secs Inter Term INVT Grade FD Adm CHVFIDX) — Int/Div — Buy

Vanguard Sector Index Financials ETF — None — Sold

Vanguard Sector Index FDS Vanguard REI ETF — Int/Div — Buy

Vanguard Sector Index FDS Vanguard REI ETF — Buy (add'l)

Vanguard Sector Index FDS Vanguard REI ETF — Sold (part)

Vanguard Sector Index FDS Vanguard REI ETF — Sold (part)

1443, — Sold (part)

1443, — Sold

Vanguard Total International Bond ETF — None — Buy

Vanguard Total International Bond ETF — Buy (add'l)

Vanguard Total International Bond ETF — Buy (add'l)

Vanguard Total International Bond ETF — Sold

Vanguard Total Bond Market ETF — Int/Div — Buy

Vanguard Total Bond Market ETF — Buy (add'l)

Vanguard Total Bond Market ETF — Sold (part)

Vanguard Total Bond Market ETF — Sold (part)

Vanguard Total Bond Market ETF — Sold

Vanguard Montgomery FDS MKT Neutral FD — None — Buy

Vanguard Montgomery FDS MKT Neutral FD — Buy (add'l)

Vanguard Montgomery FDS MKT Neutral FD — Sold

Voya SER FD Inc FLoating Rate FD Class {IFRIX) — Int/Div — Buy

Brokerage Account #2 (H)

RBC Money Market Bank Deposit Program — Interest

Alliance Bernstein Global Bond Mutual Fund (ANAYX) — Int/Div — Buy (add'l)

Alliance Bernstein Global Bond Mutual Fund (ANAYX) — Buy (add'l)

Alliance Bernstein Global Bond Mutual Fund (ANAYX) — Buy (add'l)

Alliance Bernstein Global Bond Mutual Fund (ANAYX) — Buy (add'l)

Alliance Bernstein Global Bond Mutual Fund (ANAYX) — Sold (part)

AMG Southersun US Equity INSTL CL — None — Buy

AMG Southersun US Equity INSTL CL — Sold

Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — None — Buy

Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Buy (add'l)

Artisan Partners FDS Inc INTL Value FD ADV SH (APDKX) — Buy (add'l)

Brandes Emerging Markets Mutual Fund (BEMIX) — Int/Div — Buy

Brandes Emerging Markets Mutual Fund (BEMIX) — Sold (part)

Brandes Emerging Markets Mutual Fund (BEMIX) — Buy (add'l)

Brandes INVT TR INTL Small Cap Equity FD CL 1 (BSMIX) — Int/Div — Buy

Brandes INVT TR INTL Small Cap Equity FD CL 1 (BSMIX) — Buy (add'l)

Diamond Hill FDS Small Cap FD CL (DHMIX) — Int/Div — Buy

Diamond Hill FDS Small Cap FD CL (DHMIX) — Buy (add'l)

Diamond Hill Long-Short Mutual Fund — Distribution — Sold

Deutsche Croci Int'l Mutual Fund — Int/Div — Buy

Deutsche Croci Int'l Mutual Fund — Sold (part)

Deutsche Croci Int'l Mutual Fund — Sold (part)

Deutsche Croci Int'l Mutual Fund — Buy (add'l)

Deutsche Croci Int'l Mutual Fund — Sold

Dodge & Cox Income Mutual Fund — None — Sold

Dodge & Cox Stock Mutual Fund — None — Buy (add'l)

Dodge & Cox Stock Mutual Fund — Sold (part)

Dodge & Cox Stock Mutual Fund — Sold

FPA New Income Mutual Fund — None — Sold

Ishares Core High Dividend ETF — None — Sold

shares Core Dividend Growth ETF — None — Sold

shares Core S&P S00 Index ETF (IVV) — Int/Div — Sold (part)

shares Core S&P S00 Index ETF (IVV) — Sold (part)

shares Core S&P S00 Index ETF (IVV) — Buy (add'l)

Ishares Core S&P Mid Cap ETF (JH) — Int/Div — Buy (add'l)

Ishares Core S&P Mid Cap ETF (JH) — Sold (part)

Ishares Core S&P Mid Cap ETF (JH) — Sold (part)

Ishares Core S&P Mid Cap ETF (JH) — Sold (part)

Ishares Core S&P Mid Cap ETF (JH) — Sold (part)

Ishares Core S&P Mid Cap ETF (JH) — Buy (add'l)

Shares Core S&P Small Cap ETF (JR) — Int/Div — Buy

Shares Core S&P Small Cap ETF (JR) — Sold (part)

Shares Core S&P Small Cap ETF (JR) — Buy (add'l)

Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Int/Div — Buy

Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)

Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)

Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)

Ishares Core MSCI Total Int'l Stock ETF (IXUS) — Sold (part)

Ishares MSC1 Emerging Markets ETF — None — Sold

Ivy Apollo Strategic Income Fund CL (POX) — Int/Div — Buy

Loomis Sayles Strategic Income Fund Class Y INEZYX) — Int/Div — Buy

Loomis Sayles Strategic Income Fund Class Y INEZYX) — Sold (part)

Lord Abbett Short Duration Income Fund C1 F(LDLFX) — Int/Div — Buy

Mairs & Power Growth Mutual Fund — None — Sold

MFS Growth Mutual Fund (MFEIX) — Int/Div — Sold (part)

MFS Growth Mutual Fund (MFEIX) — Sold (part)

MFS Growth Mutual Fund (MFEIX) — Buy (add'l)

MFS SER TR Value Fund C11 (MEIX) — Int/Div — Buy

MFS SER TR Value Fund C11 (MEIX) — prt)

MFS SER TR Value Fund C11 (MEIX) — Buy (add'l)

Natixis FDS TR 11 ASG Mnagd Futures Strategy FD CL Y — None — Buy

Natixis FDS TR 11 ASG Mnagd Futures Strategy FD CL Y — Sold (part)

Natixis FDS TR 11 ASG Mnagd Futures Strategy FD CL Y — Sold (part)

Natixis FDS TR 11 ASG Mnagd Futures Strategy FD CL Y — Buy (add'l)

Natixis FDS TR 11 ASG Mnagd Futures Strategy FD CL Y — Sold (part)

Natixis FDS TR 11 ASG Mnagd Futures Strategy FD CL Y — Sold

Oakmark Global Select Mutual Fund — None — Sold (part)

Oakmark Global Select Mutual Fund — Sold

Oppenheimer Developing Markets FDS Cl Y(ODVYX) — Int/Div — Buy

Oppenheimer Developing Markets FDS Cl Y(ODVYX) — Sold (part)

RS Invst Global Natural Resources Mutual Fund — None — Sold

Templeton Global Bond Market Fund — None — Sold

Templeton Income Global Total Return Mutual Fund (TTRZX) — Int/Div — Buy

Templeton Income Global Total Return Mutual Fund (TTRZX) — Buy (add'l)

Templeton Income Global Total Return Mutual Fund (TTRZX) — Sold (part)

Thomburg INVT TR Mutual Fund — None — Sold

Vanguard Fixed Income Secs Inter Term INVT Grade FD Adm CHVFIDX) — Int/Div — Buy

Vanguard FTSE Developed Markets ETF — None — Sold

Vanguard Sector Index Financials ETF — None — Sold

Vanguard Sector INdex FDS Vanguard REIT ETF — None — Buy

Vanguard Sector INdex FDS Vanguard REIT ETF — Buy (add'l)

Vanguard Sector INdex FDS Vanguard REIT ETF — Sold (part)

Vanguard Sector INdex FDS Vanguard REIT ETF — Sold (part)

Vanguard Sector INdex FDS Vanguard REIT ETF — Sold

Vanguard Total International Bond ETF — None — Buy

Vanguard Total International Bond ETF — Buy (add'l)

Vanguard Total International Bond ETF — Buy (add'l)

Vanguard Total International Bond ETF — Sold

Vanguard Total Bond Market ETFff — None — Buy

Vanguard Total Bond Market ETFff — Buy (add'l)

Vanguard Total Bond Market ETFff — Buy (add'l)

Vanguard Total Bond Market ETFff — Sold (part)

Vanguard Total Bond Market ETFff — Sold (part)

Vanguard Total Bond Market ETFff — Sold

Vanguard Montgomery FDS MKT Neutral FD — None — Buy

Vanguard Montgomery FDS MKT Neutral FD — Buy (add'l)

Vanguard Montgomery FDS MKT Neutral FD — Sold

Voya SER FD Inc FLoating Rate FD Class (IFRIX) — Int/Div — Buy

Agreement — 1997 — IM Company Pension Plan - former employer, no control other than to specify when pension payments will start: intend to recuse from all 3M matters before Court

Reimbursement — Intellectual Property & Technology Institute

Income — 2016 — New Harbinger Publishing Company - book royalties — $1.774.62

Income — 2016 — Taylor & Francis Group - book rovalties — $214.08

Part VIL, line 2: Purchased Feb. 2013, $412,000; see 2015, line 11.

Part VII, line 3: No underlying investments; see 2018, line 21.

Part VII, line 4: Name updated;

: see 2015, line 22.

Part VII, lines 4 and 15: These holdings do not report income on individual positions; they are reported only in unit value, therefore income is listed as "None," per

page 40 of the filing instructions.

Part VIL, line 38: Name updated; see 2015, line 40.

Part VIL, line 45: Inadvertently omitted from prior report.

Part VII, Line | 16: Corporate name change; see 20185, line 90

Part VII, Line 121: Corporate name change; see 2015, Tine 94.