Joan N. Ericksen

2012Annual

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What was filed

  • 39

    investments

  • 3

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 2

    reimbursements

  • 2

    income

  • 0

    spouse income

Named parties

  • Friends of the Children Foundation
  • Federal Bar Assocation, Mmnesota chapter
  • NCBE, Multistate Bar Drafting Committee
  • NCBE
  • NCBE Committee

As filed

Minnesota State Retirement System Judges’ Retirement Plan — Int/Div

Fidelity Adv 529 Plan Portfolio 2019 C (no control) — Int/Div

Amenprise Money Market — Interest

Invesco Global Real Estate (AGREX) — Int/Div

Invesco Global Real Estate (AGREX) — Sold (part)

Invesco Global Real Estate (AGREX) — Buy (add'l)

A Invesco Int'l Small Co (1EGAX) — Int/Div

Frunklin MN Tax Free (FMINX) — Int/Div

Franklin MN Tax Free (FMINX) — Sold (part)

Franklin HY Tax Free (FRHIX) — Int/Div

Franklin HY Tax Free (FRHIX) — Sold (part)

iShares iBoxx Investment Grade Corp (LOD) — Int/Div

iShares iBoxx Investment Grade Corp (LOD) — Sold (part)

Oppenheimer Int'l Bond (OIBAX) — Int./y — Sold (part)

Oppenheimer Developing Markets (ODMAX) — Ine — Sold (part)

Oppenheimer Developing Markets {ODMAX) — Buy (add'l)

Oppenheimer Developing Markets (ODMAX) — Sold (part)

Oppenheimer Developing Markets {ODMAX) — Sold (part)

Pimco Real Return Strategy (PCRAX) — Int/Div — Buy (add'l)

Vanguard Growth (VUG) — Int/Div

Vanguard Value (VTV) — Int/Div — Sold (part)

Wells Fargo S/T High Yield Bond (SSTHX) — Int/Div — Buy (add'l)

Wells Fargo S/T High Yield Bond (SSTHX) — Sold (part)

Vanguard Mid Growth (VOT) — Int/Div

Vanguard High Dividend Yield (VYM) — Int/Div — Buy (add'l)

Vanguard High Dividend Yield (VYM) — Sold (part)

Vanguard High Dividend Yield (VYM) — Buy (add'l)

Oppenheimer Rochester Muni (ORNAX) — Int/Div — Sold

Vanguard Mid Value (VOE) — Int/Div — Sold (part)

Columbia High Yield (INEAX) — Int/Div

Columbia High Yield (INEAX) — Sold (part)

Columbia High Yield (INEAX) — Sold (part)

Columbia Acorn Int'l (LAIAX) — Int/Div — Buy (add'l)

William Blair Sm Cap Value (WBVDX) — Int/Div — Buy

Eagle Small Cap Growth (HRSCX) — Int/Div — Buy

UMB Scout Int'l (LMBWX) — Int/Div — Sold

Credit Suisse Commodity (CRSAX) — Int/Div

Putnam Int'l Capital Opp (PNVAX) — Int/Div

Oppenhemner Main St Sm Cap (OPMSX) — Int/Div — Sold

Board of Directors, Friends of the Children Foundation

President, Federal Bar Assocation, Mmnesota chapter

Committee Member, NCBE, Multistate Bar Drafting Committee

Agreement — 2002 — Minnesota State Judge Retirement Plan - former employer - no control

Reimbursement — NCBE — OSN03/12 0506/12 — Camel, CA — Evidence Drafting Committee — Transportation, Meals, Lodging

Reimbursement — NCBE — 115/12 - 11718412 — Tucson, AZ — Evidence Drafting Committee — Transportation, Meals, Lodging

Income — 2012 — NCBE Committee — S31.500.00

Income — 2012 — NCBE Committee — $3,500.00

My husband's assets are not reportable: He has sole interest in and responsibility for his income, assets and investments. His property is not in any way derived

from or associated with any of my income, assets or activities. | do not, and do not expect to, derive any financial or economic benefit from my husband's financial

interest or responsibility. A joint tax return with my husband and myself was NOT filed for 2012,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Joan N. Ericksen | Frix