Diana Leyden

Massachusetts Deferred Comp Plan (H)

Massachusetts Deferred Comp Plan International Equity Fund — None

Massachusetts Deferred Comp Plan Small Company Stock Fund — None

Massachusetts Deferred Comp Plan Real Estate REIT Fund — None

Massachusetts Deferred Comp. Plan Large Company Growth — None

SMART Capital Preservation Fund — None

Massachusetts Deferred Comp Plan SMART Plan 2025 — None

Eaton Vance IRA- Dividend Builder Fund A — Int/Div — Distributed

EquiVest Tax Sheltered Annuity (H)

AXA Lg Cap Val Managed Vol — Int/Div

State of Connecticut 403(b) Plan (H)

ARP Hybrid Transaction Fund — Int/Div — Sold (part)

Connecticut Stable Fund ARP — Int/Div

PIMCO Total Inst. Ret. Fund — Int./y — Sold

Metropolitan West Total R — Ine — Buy

PIMCO Total Rin Inst] Fd — Int/Div

TIAA CREF Inst Equity In — Int/Div

TIAA CREF Inst] SocChe EQ Inst] — Int/Div

Fidelity VIP Mid Cap Portfolio — Int/Div

TIAA CREF Instl SCB Idx Inst — Int/Div

TIAA CREF Inst! INtermatl — Int/Div

State of Connecticut Alternate (H) Retirement Plan

CT stable value fund — Int/Div — (part)

Vanguard Inflation Protec — Int/Div

Vanguard Target Ret 2025 — Int/Div

Fidelity VIP Contrafund Portf — Int/Div

TIAA-CREF Institutional Int'l — Int/Div

Vanguard REIT Index Inst] — Int/Div

National Life Insurance Company Whole Life Policy — Int/Div — Redeemed

TIAA State of CT Alternative Reitirement Plan (H)

TIAA Traditional — Int/Div

CREF Stock R3 — Int

CREF Growth R3 — Int/Div

CREF GlobalEquities R32 — Int/Div

TIAA Real Estate — Int/Div

CREF In Linked Bond R3 — Int/Div

CREF Money Market R3 — Int/Div

CREF Social Choice R3 — Int/Div

CT State Employment Retirement Systems (SERS) Hybrid retirement plan — Int/Div — Open

Bnk of Amenca- Checking account — Interest

Bank of America CD — Interest

Bank of America Money Market Savings Account — Interest

Allianz Annuity-Fixed annuity — None

Fidelity IRA- Fidelity Magellean — Int/Div

VOYA SEP (H)

Voya Long term GAA — None

Vova Balanced Portfolio — None

Voya Large Cap Value Port Inst — None

VOYA 0IK (H)

Voya Large Growth Portfolio — None

VY JP Morgan Mid-Cap — None

VY Oppenheimer Global — None

Webster Bank Checking account — Interest — Closed

Employee, New York City Department of Finance

Income — 2016 — New York City Department of Financy, Salary — $74,703.52

Spouse's income — 2016 — self-employed attorney

1. Lines 1-7 Regarding the Massachusetts Deferred Compensation Smart Plan, neither the statements nor the on line account information show investments. | have

contacted the plan administrator and 1 was told they only report the change in value not any income.

2. Lines 11 and 20. In September 2016, | exercised a right to transfer from these plans into a State of Connecticut Hybrid Employment Retirement Plan, a defined

benefit plan. The amount required to be transferred was less than what was in the two plans. I have reported the remaining balance in these plans, have reported

the amount transferred from the one qualified plan to the other qualified plan as a distribution in part, but note that the amounts were not distributed, but rather

transfered to another plan. | have reported the State of Connecticut Hybrid Employent Retireent Plan, a defined benefit plan, on line 39 and reported it as Open as

1 did not buy it. Instead, funds from the State of Connecticut 403(b) and State of Connecticut Alternate Retirement Fund were transferred into this plan and hence |

consider it as being opened.

3. Linell Terred on the amended initial report 1 listed as State of Connecticut 403(b) all the funds that were in fact invested in the State of Connecticut

Alternative Retirement Fund (see lines 37-43 of the amended initial report) and listed under the State of Connecticut Alternative Retirement Plan the funds that

were in the State of Connecticut 403(b) plan. | have correctly reported the funds under the correct plan in this report. In both plans, amounts were transferred nto

the State of Connecticut Hybrid Employment Retirement Plan and | have listed the transfers as disributions in part {see note 2 above)

4. Line 13 The plan chaanged this fund investment and the quarterly report indictes thar it was "exchanged" for the Meropolitan West total R.

5. Line 31 1 erred in reporting this fund as TIAA Guaranteed on the amended intial report. It was and continues to be TIAA Traditional

6.. Line 57 Allianz Fixed annuity- the plan administrator informed us that there is not any income in the form of interest or dividends, just a change in value.

7. Lines 59-62 VOYA 401(k) and 63-66 VOY A SEP. My husband contacted the plan administrator and was told the investments are in indexed funds and us such,

there is not reported income in the form of interest or dividends, but rather changes in total value.