Richard M Neiter

IRA #1 — VII - Header

Schwab Money Market — Int/Div

Oppenheimer Intl Bond (OIBAX) — Int/Div — Sold

TR Price Emg Bond (PREMX) — Int/Div — Buy (add'l)

Alpme Int] Real Estate (EGLRX) — None — Buy

Alpme Int] Real Estate (EGLRX) — Sold

Gateway Cls Y (GTEYX) — None — Sold

BlackRock Global Alloc (MALOX) — Int/Div

PIMCO All Asset Fd Inst Class (PAALX) — None — Sold

Lazard Emg Mkts nts (LZEMX) — Int/Div — Sold (part)

Muhlenkamp Fund (MUHLX) — None — Sold

MFS Global Eg (MWEIX) — Sold

Nuveen Tradwinds Global All C INWGRX) — Int/Div — Buy (add'l)

Osterweis Fund (OSTFX) — Int/Div

Vanguard Inflation Protected Sec (VIPSX) — Sold

SPDR Barclay Cap Cv (CWB) — Int/Div — Buy

SPDR Barclay Cap Cv (CWB) — Sold (part)

SPDR Barclay Cap Cv (CWB) — Sold

JPMorgan Research (JPMNX) — Int/Div — Buy

Merger Fund (MERFX) — Int/Div — Buy

Neuberger Berman Eq Inc (NBHAX) — Int/Div — Buy

PIMCO Uncons Bond (PFIUX) — Int/Div — Buy

PIMCO Uncons Bond (PFIUX) — Sold (part)

PIMCO All Asset All Aut (PAUIX) — Int/Div — Buy

PIMCO Global Mult: (PGAIX) — Int/Div — Buy

Schwab Fund Lg Co (SFLNX) — Int/Div — Buy

Vanguard S/T Corp (VFSTX) — Int/Div — Buy

Vanguard S/T Corp (VFSTX) — Sold (part)

Wasatch Emg Mkt Sm (WAEMX) — Int/Div — Buy

IRA #2 — V1i--header

Schwab One MM — Int/Div

IRA 43 (SEP) — VII - Header

Schwab One MM — Int/Div

PIMCO All Asset Fund Institutional (PAAIX) — Int/Div

Trust #1 — VII - Header

Schwab Money Market — Int/Div

IRA #5 — VII - Header

Schwab One MM (Checking) — Int/Div

Trust #1 — -header

US Bank — Int/Div

lmnovative Microtech (common stock) — None

Private Bank of California (common stock) — None

Rental Property-Los Angeles County, Ca — Rent

Partial interest in homeowners association — None

Principal Financial whole life insurance — None — VIII

Lincoln National Life Insurance Co (guaranteed whole life) — None — VIII

AXA Equitable life ins. (universal life ins.) — None — VIII

S10.

Co-trustee, Trust #1

Co-trustee, Life Insurance Trust #2

Agreement — 1997 — Employment agreement with ST&G for deferred compensation upon termmating my shareholder terest mn 2001 and retirement in 2006. See Part VIII

Spouse's income — 2011 — self employed art dealer

Part 11, item 1. My employment agreement with ST&G entitles me, as a former shareholder, to a sum that was fixed upon the termination of my shareholder status

in 4/01 and my retirement in 2/06. The amount paid, however, is adjusted annually (and paid monthly) and is calculated as a fraction, the numerator of which is

the amount due to me, the denominator of which is the sum due to all retired shareholders who are entitled to dererred compenastion, times a senior sharehoder’s

compensation in the preceding year,

Part VIL, item

policy is owned by life insurance trust #2,

Part VII, item 47

business.

Part VII, item 48, jomt and survivor life insurance policy; owned by irrevocable trust; trustee is Richard Rosman, esq.

Part VII, item 49, universal life insurance policy; | am the insured; policy is owned by life insurance trust #2.,