Nancy H. Lord

Neuberger Berman Large Cap Value Fund Investor Class — Int/Div

Neuberger Berman Focus Fund Investor Class — Int/Div

MetLife, Inc common stock (MetLife Policy Holder Trust) — Int/Div

MetLife "Whole Life" Policy — Int/Div

Prudential (Herzfeld & Rubin, P.C. Empl 401K Plan) — None

LP. Morgan Chase IRA (CD) — None

Power of Attomey, Executed by pm (the daughter of my late sigmificant other, after his death on 7/2/2016), dated 7/8/16.

Agreement — 12728012 — Pension - New York State Employees’ Retirement System - Monthly Pension Check (no control)

Liability — Key Bank — Unsecured Preferred Credit Line Account

Liability — MetLife — Loan against Own "Whole Lite" Life Insurance Proceeds

Reimbursement — THI PS TINNY a. — attorneys and other employees

Reimbursement — American Health Lawyers’ Association — April 14, 2016 - Apnl 15.2016 — Baltimore, Maryland — Attend CLE as a Panel Speaker — Transportation and Hotel Lodging

Income — 2016 — Income Denved from Monthly Payment from NYS Retirement System (NYS & Local Employees Retirement System) — $20,791.08

Income — 2016 — Income Derived from Monthly Payment from NYS Teachers Retirement System {as Surviving Spouse of Pensioner) — S43.304.53

Part 1. Positions.

granted me a power of attomey, which was utihzed while JI studying abroad in Japan and while JI away at college

in Baltimore during 2016/2017, It was utilized for the purpose of writing and signing checks to pay = regular monthly expenses, The checks were written

from 11 checking acoount, which is denominated with I name, as the account owner, and my name as the POA. Each act was directed by [1 and with [11

authorization. | have resided in the same home with J for the last 6 years, as [1 father’s significant other and we have the equivalent of 4 step-mother /step-

1 relationship. We will continue to reside together. 1 had her father's power of attorney until his death on July 2, 2016, but did not utilize it.

Part VIL. Investments and Trusts

Re - Prudential / Herzfeld & Rubin, P.C. Employees’ 401(k) Plan. Nothing is being contributed by Herzfeld & Rubin, P.C. or has been contributed by Herzfeld &

Rubin, P.C. (a former employer) since 1 left the firm's employ in 1999. 1 do not receive any income as this is 4 retirement plan but 1 have indicated the change in

value for the reportmg year in column B(1). The names of the funds that are currently contamed within my 401(k) account are: "Stable Value Fund” (Gross Value

Code J): "Loomis Sayles Global Markets Y" (Gross Value Code N) : "Invesco Comstock A" {Gross Value Code L); "MES International Value R4" (Gross Value

Code KJ); and "Oppenheimer Int'l Growth Y." (Gross Value Code J).

Part VIL. Investments and Trusts

Item 4 - A dividend is earned each year on the anniversary of this whole-life policy which automatically results in the acquisition of additional insurance coverage.

Since the anniversary date is in June each year, | have included the dividend amount for 2016, (the dividend amount would fall within category "C* but the amount

of additional insurance that the dividend purchased falls within category "D", so I used category ("D"). For "gross value” at end of the reporting period, 1 have

provided the cash surrender value information which fulls within category "K".