L. Scott Coogler

2017Annual

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Pull out the substance of this filing.

What was filed

  • 75

    investments

  • 0

    positions

  • 3

    gifts

  • 0

    agreements

  • 1

    debts

  • 0

    reimbursements

  • 1

    income

  • 1

    spouse income

Named parties

  • Jose R. Rivas
  • BBVA Compass Bank
  • University of Alabama - School of Law, Salary for teaching
  • Mitzi H. Coogler, CPA, Income from accounting practice

As filed

Rental Property No. 2, Tuscaloosa, AL { YHH — Rent

Rental Property No. 3, Tuscaloosa, AL { ) Cap — Rent

Coogler & Copeland, Jnr. Vat, (33 ave Tuscaloosa, AL) 50% Int — Rent

Checking Account #1 Bank of Tuscaloosa — None

Checking Account #2 Bank of Tuscaloosa — None

Savings Account - Compass Bank — Interest

Money Market Account #1 - Bank of Tuscaloosa — Interest

TD Waterhouse Bank Money Market Account{ — Interest

Checking Account- Life Insurance Trust Bank of Tuscaloosa — None

Real Estate Rental, Sherwood East, Ltd 12 — None

Prepaid College Tuition Plan, State of Alabama (HCC) — Distribution

Prepaid College Tuition Plan, State of Alabama (ADC) — Distribution

Money Market Account #3, Bank of Tuscaloosa (CHC) — Interest

Money Market Account #4, Bank of Tuscaloosa (HCC) — Interest

Money Market Account #5, Bunk of Tuscaloosa (ADC) — Interest

Retirement Systems - State of Alabama — Interest

Rental Property No. 4 Tuscaloosa, AL (CC) — Rent

Checking Account Compass Bank (ADC) — None

Rental Property No. 5 (C. Creek) Tuscaloosa, AL — Reat

Checking Account Compass Bank (HCC) — None

Rental Property No.6 (Greystone) Northport, AL — Rent

Business Checking Account - SmartBank (prev Capstone Bank) (Mitzi CPA) — None

Business Savings Account-SmartBank (prev Capstone Bank) (Mitzi CPA) — Interest

Rental Property No. 7 (Greystone #2) Northport, AL — Rent

Stifel Money Market (LSC-MHC) — Interest

Stifel Money Market (HCC) — Interest

Ishares Core Growth Allocation ETF (HCC) — Int/Div — Buy

Stifel Money Market (ADC) — Interest

shares Core Growth Allocation ETF (ADC) — Int/Div — Buy

Checking Account - Conpass Bank (ADC Rental) — None — Open

Pioneer Bond Fund C (MC) — Int/Div — Buy

Pioneer Bond Fund C (MC) — Buy (add'l)

Pioneer Classic Balanced Fund C (MC) — Int/Div — Buy

Pioneer Classic Balanced Fund C (MC) — Buy (add'l)

Pioneer Equity Income Fund C (MC) — Int/Div — Buy

Pioneer Equity Income Fund C (MC) — Buy (add'l)

Pioneer Fundamental Growth Fund C (MC) — Int/Div — Buy

Pioneer Fundamental Growth Fund C (MC) — Buy (add'l)

Pioneer Real Estate Shares C (MC) — Int/Div — Buy

Pioneer Real Estate Shares C (MC) — Buy (add'l)

Pioneer Strategic Income Fund C (MC) — Int/Div — Buy

Pioneer Strategic Income Fund C (MC) — Buy (add'l)

STIFEL BANK PROGRAM FDC INS BK DEP PG (MC) — Int/Div

IS SHARES IBOXX SINVESTMENT GRADE CORP BOND ETF (MC) — Int/Div

ISHARES MBS ETF (MO) — Int/Div

ISHARES 3YR TREASURY BOND E11 IMCY — Int/Div — Sold

VANGUARD INTERMEDIATE TERM BOND ETF (MC) — Int/Div

VANGUARD SHORT TERM BOND ETF (MC) — Int/Div — Sold

SECTOR MATERIALS SELECT SECTOR SPDR ETF (MC) — Int/Div

SECTOR HEALTHCARE SELECT SECTOR SPDR ETF (MC) — Int/Div

SECTOR CONSUMER STAPLES SELECT SECTOR SPDR ETF (MC) — Int/Div

CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF (MC) — Int/Div

SECTOR ENERGY SELECT SECTOR SPDR ETF (MC) — Int/Div

SECTOR INDUSTRIAL SELECT SECTOR SPDR ETF (MC) — Int/Div

SELECT UTILITIES SELECT SECTOR SPDR ETF (MC) — Int/Div

VANGUARD VALLE ETF (MC) — Int/Div

VANGUARD GROWTH ETF (MC) — Int/Div

POWERSHARES PREFERRED ETF (MO) — Int/Div — Sold

ISHARES GOLD TRUST (MO) — Int/Div

VANGUARD FINANCIALS ETF (MC) — Int/Div

VANGUARD INFORMATION (MC) TECHNOLOGY ETF — Int/Div

VANGUARD TELECOM SERVICES ETF (MC) — Int/Div

VICTORY SHARES US EQ INCOME ENH VOLATILITY WTD ETF (MC) — Int/Div — Buy

VICTORY SHARES US LARGE CAP HIGH DIV VOLATILITY (MC) — Int/Div — Buy

VICTORY SHARES LS 500 ENHANCED (MC) — Int/Div — Buy

VANGUARD INTERMEDIATE TERM CORP BOND ETF (LSC) — Int/Div — Buy

VANGUARD FTSE DEVEL MKTS ETF (LSC) — Int/Div — Buy

VANGUARD FTSE EMERG MKTS ETF (LSC) — Int/Div — Buy

VANGUARD REIT INDEX ETF (LSC) — Int/Div — Sold

VANGUARD GROWTH ETF (LSO) — Int/Div — Sold (part)

VANGUARD VALLE ETF (LSC) — Int/Div — Sold (part)

VANGUARD SMALL CAP ETF (LSC) — Int/Div — Buy

VANGUARD MID CAP ETF (LSC) — Int/Div — Buy

STIFEL BANK PROGRAM FDIC INS BK DEP PG (LSC) — Int/Div

VANGUARD INTERMEDIATE TERM BOND ETF — Int/Div

Gift — Jose R. Rivas — labor and some maternal mstalling vapor barmer in crawlspace of home — $1,500.00

Gift — Jose R. Rivas — 9mm Glock Pistol with light — $650.00

Gift — Jose R. Rivas — Libor and some materi! mstalling backsplash and landscape of home — $2,500.00

Liability — BBVA Compass Bank — Real Estate Mortgage (Greystone)

Income — 2017 — University of Alabama - School of Law, Salary for teaching — S10.000.00

Spouse's income — 2017 — Mitzi H. Coogler, CPA, Income from accounting practice

Note:

The prepaid tuition plans are state plans that | have no control over. They are valued at their cost.

The incomes listed for the LLC's and the Ltd are K-1 incomes. The values for these assets are stated at my ownership percentage.

The retirement account listed on line 16 in Part VII constitutes the funds that are available to me due to my payments into my State of Alabama Retirement.

When | resigned from the State of Alabama, those funds became availale to me. | have chosen to leave those funds with the State of Alabama Retirement Systems

to draw interest on those funds. Before 1 resigned, the retirement account was an obligation of the State of Alabama Retirement Systems to pay a percentage of

my salary once 1 reached retirement age. This account was originally included under previous instructions as an agreement in Part 11 but has been removed from

that Part and is now only listed in Part VII at line 16.

The amounts listed in Part V as gifts are estimated becuase the person providing them is a friend who would not disclose the value of such gifts.

The account listed on line 18 of Part VII was mistakenly listed as (CHC) when it was always (ADC). These are internal account designations.

The bank holding the account listed on lines 22 and 23 of Part VII changed ownership and/or name from Capstone Bank to SmartBank in 2017,

The investment account previously reported on line 26 is owned by a child that was not a dependent during 2017. This should not have been included in the

original 2017 Report and thus has been removed in this Amended 2017 Report.

The items listed on lines 27 and 29 were orginally included in the corresponding Stifel money markets accounts. However, | have discovered the shares in the

funds were purchased from the funds held in the respective money market accounts and are now reporting them separately as such on lines 27 and 29.

Those items listed in Part VII from line 31 through 75 of this Amended Report were removed from the attachment to the orginally filed 2017 Annual Report

and added m Part VII to comply with the current formatting and reporting requirements. Additional information was also provided as needed. The committee

has not closed the 2017 Report and also has not requested additional information or reformatting. Regardless in anticipation of such a request and to facilitate the

filing of the 2018 Report, this Amended Report is being made,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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L. Scott Coogler | Frix