Neil Vincent Wake

What was filed

102
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income

Named parties

dissolved
Law Offices of Neil Vincent Wake Money Purchase Plan (I am sole beneficiary)

As filed

Wells Fargo accounts — Interest

Apache Peak Inv, LLC — None

Whetstone Dev. Co. (common stock) (company dissolved) — None — Closed — dissolved

Interstate Ventures V Ltd. Ptshp — Distribution

IRAZI

BlackrockGlobal Allocation C — Int/Div — Sold

Morgan Stanely Liquid Assets Fund — Int/Div — Closed

Investco Premier Inst (IPPXX) — Int/Div — Buy

nvestco Premeer Inst (1IPPXX) — Int/Div — Buy (add'l)

JP Morgan Mid Cap Value (JMVSX) — Int/Div — Buy

JP Morgan Mid Cap Value (JMVSX) — Int/Div — Buy (add'l)

Lord Abbett Inoome F (LAUFX) — Int/Div — Buy

SE! Int] Fixed Inc Fd — Int/Div — Sold (part)

Lord Abbett Inoome F (LAUFX) — Int/Div — Buy (add'l)

UTMA Acct #3

Morgan Stanley Bk Deposit — Interest — Distnbuted

BROKERAGE ACCT #3

SEI Tax-Free Fund (MM) — Int/Div — Closed

SEI Real Estate Fd — Int/Div — Sold (part)

SEI Tax Managed Vol Fd — Int/Div — Sold (part)

SEI Intermed Term Muni Fd — Int/Div — Sold (part)

SEI Short Duration Mum Fd — Int/Div — Sold

SEI Tax Advantagedine Fd — Int/Div — Sold (part)

Voyu ING GoldenSelect Landmark Annuity (annuity) — None

Vova Retiremente Moderate A — None

Athene (formerly AVIVA) Co. Life and Annuity — Distribution — Sold (part)

BROKERAGE ACCT 24

Morgan Stanley Bank — Int/Div

SEI Intermed. Term Municipal Fd — Int/Div — Sold

Cisco Systems Inc (common) — Int/Div

SEI Short Duration Mumcipal Fd — Int/Div

SEI Tax-Advantaged Income Fd # 19 — Int/Div

SEI Tax Managed Volume Fd — Int/Div

SEl RealEsate Fd — Int/Div

SEI Tax-Free Fd — Int/Div

Business Dev Corp of America — Int/Div

Jackson Nat. Life Ins. Co. (annuity) — None

INL/S&P Managed Moderate Growth — None

INL/S&P Managed Moderate — None

Pinal County, AZ, land — None

Mohave County, AZ, land — None

Nationwide Life Ins. (whole life) — None

Section 529 Account

vy Capital Apprec. E (420) — Int/Div — Sold (part)

IRA #5.

Athene (formerly Aviva) Life and Annuity Co (annuity) — None

Trust £ S (beneficiaries)

SEI Prime Obligation Fund — Int/Div

SEI Large Cap Growth Fd {omitted by mistatke) — Int/Div — Sold (part)

S10. — Int/Div — Sold (part)

SEI Large Cap Value Fd (omitted by mistate) — Int/Div — Sold (part)

SEl Small Cap Growth Fd — Int/Div — Sold (part)

SEI Small Cap Value Fd — Int/Div — Sold (part)

SEI Core Fixed Inc Fd — Int/Div — Sold (part)

SE! Int] Fixed Inc Fd — Int/Div — Sold (part)

SEI Intl Equity Fd — Int/Div — Sold (part)

BROKERAGE ACCT #6

Invesco Growth & Inc A (formerly Van Kampen Grw & Inc A) — Int/Div

lvy Large Cap Grw Fd — Int/Div

Amer Balanced Fd2 — Int/Div

Morgan Stanley Bk Dep — Interest

Callon Petroleum Co (common) — None

BROKERAGE ACCT #29

Morgan Stanley Bank — Interest

MFS Total Return — Int/Div — Sold (part)

Blackrock Equity Dividend — Int/Div — Sold (part)

Fidelity Adv New lusights — Int/Div — Sold (part)

IRAET — Int/Div

Morgan Stanley Bank — Interest

lnvesco Premier PTF Inst (MM) — Int/Div — Sold (part)

Invesco Premier PTF Inst] (MM) — Int/Div — Buy (add'l)

Am Growth Fd of Amer F2 — Int/Div — Buy (add'l)

Gabelli EQ Inc — Int/Div — Sold

First Eagle Global — Int/Div — Buy (add'l)

Nuveen Santa Barbara Div Growth — Int/Div — Buy (add'l)

JP Morgan Mid Cap Value (JMVSX) — Int/Div — Buy

Essential Asset REIT — Int/Div — Sold

Office and Industrial REIT (Cole Real Estate) — Int/Div

Trustee, Law Offices of Neil Vincent Wake Money Purchase Plan (I am sole beneficiary)