Craig B Shaffer

Wells Fargo Bank account — Interest

Schwab Money Market Fund — Interest

Dreyfus Inter Muni Bond Fund — Interest

Dreyfus Inter Term Income Fund — Interest

Pimco Real Return Fund — Interest

Trust No. 2 — Int/Div

Maryland College Investment Plan - T Rowe Price

Schwab Money Market Fund

College Invest - Aggressive Age-Based Option

James Balanced Golden Rambow Fund

Schwab - SEP/IRA — Int/Div

Schwab Money Market Fund

The Charles Schwab Corp. common stock

Royce Low Priced Stock Fund

Pimco Total Return Fund

IRA -1I — Int/Div

Schwab Money Market Fund

Schwab 1000 Fund - Select

Dreyfus Inter Term Income Fund — Sold

Royce Low Priced Stock Fund — Sold

T. Rowe Price Personal Strategy Growth Fund

UMB Scout Worldwide Fund — Sold

Amencan Century Equity Fund

Pimco Total Return Fund

Excelsior Value and Restructuring Fund — Sold

Loomis Sayles Bond Fund

IRA -IN — Int/Div

Schwab Money Market Fund

Rovee Low Priced Stock Fund — Sold

Pimco Total Return Fund

IRA -1IV — Int/Div

Fid Balanced Fund — Closed

Vanguard Target Retirement 2025 Fund — Open

Adpunct Faculty Member, University of Denver, Sturm College of Law

Reimbursement — For Financial Services Conference — discovery issues

Reimbursement — Industries E-Discovery Conference

Reimbursement — ABA Criminal Justice Section d -Spring CLE Program — 4/122012-4/132012 — Los Angeles, California — panelist addressing e- discovery issues — transportation, hotel room

Reimbursement — Cohasset - MER National ; Conference — SR2012 - 5/9/2012 — Chicago, Hhnots — panchst addressing e- discovery issues — trunsportation, hotel room

Reimbursement — School of Law eDiscovery Conference — discovery issues

Reimbursement — Litigation Course — oJ RIE ECR AW os environmental litigation Issues

Reimbursement — Litigation Course — employment litigation issues

Reimbursement — SREY. Cul ps i ct Aart Center -Advanced eDiscovery Institute — ergy rE emf — TER Cr discovery issues

Income — 2012 — University of Denver, Sturm College of Law - compensation as Adjunct Faculty Member — $5.000.00

Spouse's income — 2012 — Executive Director, Center for Legal Inclusiveness

Part VII, Lines 19, 20, 22 and 25: the proceeds from these sales were re-imvested in the money market fund listed at line 17 and the value of those proceeds are

reflected in the IRA appearing at line 16.

Part VII, line 29: the proceeds from this sale were re-invested in the money market fund listed at line 28 and the value of those proceeds are reflected in the IRA

appearing at lime 27.

Part VII, lines 32 and 33: in this IRA account, the investment in Fid Balanced Fund (line 32) was closed when the IRA management company transferred all

investments in the IRA to Vanguard Target Retirement 2025 Fund (line 33)

. this decision was not made by the account holder and did not result in any gains or

loses.