Robert E. Payne

IRA #1 — Int/Div

Biogen (Y)

Broadcom Corp (Y)

Invesco Developing Markets A (Y)

Alerian MLP ETF — Buy

Alerian MLP ETF — Buy (add'l)

Allianceber Sm. Cap — Buy (add'l)

Artisan Mid Cap Value Fund — Buy (add'l)

Blackrock Equity Dividend Fund CL Institutional — Buy (add'l)

Blackrock Equity Dividend Fund CL Institutional — Sold (part)

Blackrock High Yield Bond Fund — Buy (add'l)

Blackrock High Yield Bond Fund — Buy (add'l)

Calamos Market Neutral — Sold (part)

Columbia Select Large Cap Fund — Sold (part)

Columbia Select Large Cap Fund — Buy (add'l)

Columbia Select Large Cap Fund — Buy (add'l)

Columbia Select Large Cap Fund — Sold (part)

Fundvantage Tr Polen — Buy (add'l)

Fundvantage Tr Polen — Sold (part)

Guggenheim Managed Futures (X)

Invesco Premier Inst. (Y) (Money Market Fund = cash)

1Q Alpha Hedge Strategy Fund — Sold (part)

Lazard Developing Markets Equity (Y)

Loomis Sayles Bond Inst (Y)

MS Liquid Asset Fund

Metropolitan West Tot Ret — Buy

Oakmark — Buy (add'l)

Oakmark — Sold (part)

Oakmark — Sold (part)

Oakmark — Buy (add'l)

Oppenheimer Int'l Growth Fund — Buy (add'l)

Oppenheimer Int'l Growth Fund — Buy (add'l)

Pimco Commodity Real Return P Fund — Buy (add'l)

Pimco Commodity Real Return P Fund — Buy (add'l)

Pimco Commodity Real Return P Fund — Buy (add'l)

Pimco Total Return Fund (Y)

Prudential Jennison Mid Cap Growth Fund — Sold (part)

Ramius Trading Strat. Mngd Futures — Sold (part)

Rovce Premier Fund — Buy (add'l)

Templeton Global Bond Fund (Y)

Virtus Foreign Opp. — Sold (part)

Virtus Insight Emerging Markets (Y)

Virtus MultiSector Short Term Bond — Buy (add'l)

Virtus MultiSector Short Term Bond — Sold (part)

Virtus MultiSector Short Term Bond — Sold (part)

Vova Global Real Estate Fund (Y)

Western Asset Core Plus Bond Fund (Y)

IRA #2 — Int/Div

Allianceber Small Growth Cap (Y)

Artisan Midcap Value (Y)

Aston/Montag & Caldwell Growth — Buy (add'l)

Blackrock Equity Div. A — Buy (add'l)

Columbia Select LG CP Growth — Buy (add'l)

EV Income Fund of Boston — Buy (add'l)

Invesco Prem US Govt May Inst — Buy

Ivy Midcap Growth (Y)

Lazard Emerging Markets Fund (Y)

Qakmark 1 (Y)

Oppenheimer Int'l Growth Fund (Y)

Pimco Foreign Bond (Y)

Pimco Low Duration A — Sold (part)

Royce Premier Fund (Y)

Virtus Foreign Opp. A (Y)

Virtus MultiSect Short Term Bond — Sold (part)

Western Asset Core Plus Portfolio (Y)

Western Asset Government Money Market Fund (Y)

BROKERAGE ACCOUNT #1

AMC Networks Inc (Y)

Actavis — Int/Div

Anadarko Pete (APC)ILY)

Autodesk Inc. (Y)

Cablevision Systems Corp (Y)

Citrix Systems Inc. (Y)

Comcast Corp (Y)

Covidien PLC (Y)

Cree Research Inc (Y)

Direct TV Com (Y)

Dolby Cla (Y)

Fluor Corp (Y)

Forest Laboratories Inc — Redeemed

Freeport McMoran CP&GLD (Y)

Immunogen Inc. (Y)

Isis Pharm Inc. (Y)

L-3 Communications Hldg. Inc (Y)

Liberty Interactive Co (Y)

Liberty Media Corp (Y)

National Oilwell Varco Inc. (Y)

NOW Ine (Y)

Nucor Corp (Y)

Pall Corp (Y)

we Pentarr Ld (Y)

Sandisk Corp (Y)

Seagate Technology, Inc. (Y)

Starz Series A (Y)

TE Comnectivity Ltd (Y)

The ADT Corporation Com (ADT) (Y)

Tyco Int'l Ltd (Y)

UnitedHealth Gp Inc (Y)

Vertex Pharmaceuticals (Y)

Weatherford Int'l Ltd (Y)

BROKERAGE ACCOUNT #2

MorganStanley - Cash — Interest

Western Asset Managed Municipal — Int/Div

Mallen Research Lid Partnership — None

Liability — Wells Fargo — CREDIT CARD

Income — 09262014 — IRA #1 Distribution — $25,151.94

1. Part VIL, page 5. line 19, Guggenheim Managed Futures - this asset was listed m 2013 report, page 5, line 31, "sold part” on 5/6/13 should have been “sold” -

this asset was sold entirely in 2013,

2. Part VII, page §, line 33, Pimco Total Return Fund - this asset was sold on 9/29/14 at a value less than $1,000 (reportable value). Tt appears on this 2014

Amended Report dated 12/04/15 witha "Y."

3. Part VIL, page 6, line 44, Voya Global Real Estate Fund, is a name change. In the 2013 report, Part VIL, page 5, lines 32 and 33, asset was named ING Global

Real Estate Fund,

4. Part VIL, page 8, line 70, Actavis PLC bought Forest Laboratories Inc. in 2014. Therefore, Forest Laboratories Inc., page 8, line 83 reflects a redemption on

July 1, 2014; Forest Laboratores will no longer appear in financial disclosure reports and Actavis PLC will appear in its place.

5. Part VII, page 9, line 91, NOW Ine is a spinoff of Pentair Ltd (page 9, line 94 of 2014 report), Spinoff occurred in 2014 so NOW Inc asset first appears on 2014

report.

6. In 2013 report, page Y, lines 99 and 100, Blackrock Inflation Protection Bond, the transaction "sold part” on 03/18/13 should have been "sold" - this asset was

sold entirely in 2013. Line 100, "buy (add'l) on 09/13/13 was an erroneous entry.

7. In 2013 report, page 15, line 192, Wells Fargo & Co, inadvertently omitted that this asset was sold on 4/30/13; therefore it does not appear on the 2014 report.