Ross A. Walters

Principal Ins. Cos, « IRA -- LifeTime 2020 Fund - Variable Annuity — Int/Div

Principal Ins. Cos, - Common Stock — Int/Div

Pfizer Common Stock — Int/Div

Wells Fargo Bank - Cash Accounts — Interest

Wells Fargo Bank - IRA — Interest

Principal Ins, Cos, - IRA -- SAM Balanced Portfolio Fund — Int/Div

Principal Ins. Cos - Var, Life Ins. -- SAM Bal. Portfolio Fund — Int/Div

Trust #1

Harbor Int'l Fund Inst — Int/Div

Pimco Total Return Fd. Inst — Int/Div

Principal Preferred Sec. Fd — Int/Div

Vanguard Inflation Protected Fd — Int/Div

Vanguard Index Trust Small Cap — Int/Div

Templeton Global Bond Fd — Int/Div — Sold

Third Ave. Real Estate Value Fd — Int/Div — Sold (part)

Tortoise Energy Infra. Corp. — Int/Div — Sold

Vanguard Index Fds. Lg. Cap ETF — Int/Div

SPDR Ser Tr S&P Div. ETF — Int/Div

lvyHigh Inc. Fund Class — Int/Div — Sold

Principal Midcap Blend Inst — Int/Div

Principal High Yield Class — Int/Div — Sold (part)

Principal Global Diversified Inc. Fd — Int/Div — Sold

Vanguard Short Term Inv. Fd — Int/Div — Buy

Vanguard Int. Term Bond Index Fd — Int/Div — Buy

IShares Trust Core MSCI ETF — Int/Div — Buy

Cash (Principal Money Market) — Interest

Parts | and VIL Trust #1 is a testamentary trust. Trust #2 is a revocable inter vivos trust in which | have only a remainder interest. Neither |. my spouse, nor any

dependent child is the grantor, Though 1 provided Part VII income, asset and transaction information for the trust in prior years, it is my understanding that under

current regulations that information is no longer required.

Part VI(1) -- The mortgage listed in last year's report was refinanced by the family member. 1 am not on the new mortgage.

Part VID) 4) «= If no gain code is provided for a sale, a transaction resulted in a loss,

Part VII (AKT) - Policy inadvertently omitted from 2015, 2016 reports,