Robert A. Katzmann

TIAA/CREF Pension — Int/Div

TIAA traditional IRA — Buy (add'l)

Brookings Inst. DC retirement Plan

Georgetown University defined contribution retirement plan

TIAAJCREF SRA - NYU supplemental tax defered annuity plan — Int/Div

VANGUARD NY LT - tax exempt fund — Int/Div — Sold — Money Market

TIAA/CREF Money Market — None — Buy

Chase Manhattan Bank — Interest

VANGUARD 303 (BAT) — Int/Div

Explorer Fund — Sold

Index Fund (500 fund) — Sold

International — Sold

High Yield — Sold

Director (unpaid)

Reimbursement — Pro Bono Institute — 3/15/13 — Washington, DC — Speaking engagement — transportation and tood

Reimbursement — Berkeley School of Law — 3/19/13 - 3/22/13 — Berkeley, CA — Judging moot court at law school — transporabon; lodgmg, food

Reimbursement — Boston College — 44/13 - 4/5/13 — Boston. MA — Judging moot court at law school — trunsportation, lodgmg: food

Reimbursement — Georgetown University — 1613-41913 — London, England — Board of Visitors meeting — transportation; lodging; tood

Reimbursement — American Bar Association — 5/14/13 - 5114/13 — Washington, DX — Speaking engagement — transportabion and food

Reimbursement — Albany Law School — TON I3- 10/MK13 — Albany, NY — Speaking encgagement — transportation and food

With regard to part VII, please note complete rollover in 2013 of fiduciaries from Vanguard to TIAA-CREF