Patricia A. Sullivan

MFS Investment Management (Educational Funds)

MFS Growth Allocation Fund B IMBGWX) — Int/Div

US Treasury EE Bonds — Interest

Northwest Mutual Life Policy "Adjustable ComplLife” — Int/Div

Minnesota Variable Group Universal Life Insurance Policy

Janus Aspen Forty — Int/Div

SFT "Pyramis” CEQI (X) — Int/Div

lvy VIP Value — Int/Div

FID VIP Equity Income — Int/Div

Janus Aspen OVES SS — Int/Div

Membership m E— [] — Distribution

Santander Account — Interest

Santander Account — Interest

Santander Money Market Account — Interest

Schwab Account (IRA)

Schwab Govt Money Fund (SWGXX) — Interest

Brardes Intl Small Cap (BISMX) — Int/Div — Buy

Western Asset Macro Opportunities (LAOIX) — Int/Div

Invesco Global Market Neutral (MKNYX) — Int/Div

Charles Schwab Bank account — Interest

Fidelity Floating Rate HI INCM (FFRHX) — Int/Div

First Eagle High Yield FD A (FEHAX) — Int/Div

Flexshares ETF 1Boxx 3 Yr TRGT (TSTT) — Int/Div — Sold (part)

Flexshares ETF 1Boxx 3 Yr TRGT (TSTT) — Sold

Invesco Cony Securities FD CL (ONSAX) — Int/Div

Pimeo 0-5 High Yield Corp B (HYS) — Int/Div

Putnam Absolute Return 300 FD (PYTRX) — Int/Div — Sold

Fidelity ADV Emerging MKis Ing {(FMKAX) — Int/Div

SPDR INTL Government TIPS ETF (WIP) — Int/Div

Templeton Global Bond Fund (TGBAX) — Int/Div

First Eagle US Value Fund CL (FEVAX) — Int/Div — Buy (add'l)

Goldman Sachs Small Mid Cap (GSMYX) — Int/Div

Powershares S&P ETF 500 Low VO (SPLV) — Int/Div

Western Core Plus Bond (WACPX) — Int/Div — Buy

Western Core Plus Bond (WACPX) — Buy (add'l)

Putnam Capital Spectrum FD CL (PVSAX) — Int/Div — Sold (part)

Royce Special Equity FD Invest (RYSEX) — Int/Div

Invesco All Cap Market Neutral (CPNYX) — Int/Div

Schwab S&P S00 Select Shs (SWPPX) — Int/Div

First Eagle Overseas (SGOVX) — Int/Div

Ishares MSC ETF Emerging MKTS (EEMV) — Int/Div

Powershares ETF S&P INTL (IDLV) — Int/Div

SCHW Intl SCAP ETF (SCHC) — Int/Div

SPDR DJ Wilshire Intl Real Est (RWX) — Int/Div

SPDR DJ Wilshire REIT (RWR) — Int/Div

DFA INTL Small Cap Value (DISVX) — Int/Div — Sold

Lord Abbett Inflation Focused FD (LIFIX) — Int/Div — Sold

Loomis Sayles Senior Flting Rate & Fixed (LSFYX) — Int/Div

Putnam Capital Spectrum FD CL Y (PVSYX) — Int/Div

Hartford Global Bond (HWDYX) — Int/Div

Schwab Account

Schwab Govt Money Fund — Int/Div

First Eagle US Value (FEVAX) — Int/Div — Buy (add'l)

Fidelity ADV Emerging Mar (FMKAX) — Int/Div

IShares MSCI (EEMV) — Int/Div

DFA INTL Small Cap (DISVX) — Int/Div — Sold

First Eagle Overseas (SGOVX) — Int/Div

SPDR Nuveen Barclays (SHM) — Int/Div

Schwab S&P 500 Select (SWPPX) — Int/Div

Templeton Global Bond Fund (TGBAX) — Int/Div

SPDR INTL Government (WIP) — Int/Div

MKT Vectors ETF (HYD) — Int/Div

Goldman Sachs Small Mid Cap (GSMYX) — Int/Div

Lord Abbett Inflation (LIFIX) — Int/Div — Sold (part)

Loomis Sayles Senior (LSFYX) — Int/Div

Putnam Capital Spectrum (PVSYX) — Int/Div

SPDR DJ Wilshire REIT (RWR) — Int/Div

JP Morgan Tax Aware Income Opp UTASX) — Int/Div

Vanguard Interm Term Tax Exempt (VWIUX) — Int/Div — Sold (part)

Western Asset Macro Opportunities (LAOIX) — Int/Div

lnvesco All Cap Market Neutral (CPNYX) — Int/Div

EAton Vance Muni Oppty (EMOIX) — Int/Div — Buy

EAton Vance Muni Oppty (EMOIX) — Buy (add'l)

Member, Board of Directors of Roger Williams University School of Law

Director, Rhode Island Bar Foundation

Director, Rhode Island Chapter of Federal Bar Association

Adpmnct Professor, Roger Willams University School of Law

Spouse's income — 2016 — Citizens Bank (pension)

Spouse's income — 2016 — Bank of America (pension)

Part 1:

Line 3: Please see the letter from the Committee on Codes of Conduct that | have filed in connection with prior annual financial disclosure reports,

Part VII:

Line $-11: This life insurance policy provides me with quarterly reports that show the cash value for the policy, the investment gain/loss for the policy and the

"unit value" and "units held" in each "account listed on Lines 6-11. Each of the five accounts is 20% of the total. The statements provide no information about

the income earned in cach account. 1 have reported the income for the policy based on the total "investment gain/loss” as it appears in the year-end statement. The

income for the underlying accounts is an estimate bused on 20% of the total.

Line 11: The asset listed on Line 11 is membership in an entity that has never made a distribution to its members. The entity's sole asset, a vacation cottage, is

used by the members from time to time; | use an estimate of the value of this use as"income,”

Lines 12, 13, 13: 1 have reported these three bank accounts as the “Sovereign” accounts, as that was the name of the bank with which I was most familiar. In fact,

that bank changed its name to "Santander" several years ago. To be more accurate, | have changed the names used to refer to the three accounts on this report. In

substance, nothing has changed from the prior reports.

Line 15: This IRA is actually two accounts, one in my name and one in my husband's name, managed by the same person at Schwab.

Line 43: This entry was inadvertently omitted by apparent typographical error from the current (2016) report. It is inserted in the amended report.