Ross A. Walters

Principal Ins. Cos, « IRA -- LifeTime 2020 Fund — Annuity — Int/Div

Principal Ins. Cos, - Common Stock — Int/Div

Pfizer Common Stock — Int/Div

Wells Fargo Bank - Cash Accounts — Interest

Wells Fargo Bank - IRA — Interest

Principal Ins, Cos, - IRA -- SAM Balanced Portfolio Fund — Int/Div

Trust #1

Energy Tri. Partners, L.P — Distribution — Sold

Harbor Int'l Fund Inst — Int/Div — Buy (add'l)

Pimco Total Return Fd. Inst — Int/Div — Sold (part)

Principal Preferred Sec. Fd — Int/Div — Sold (part)

Vanguard Inflation Protected Fd — Int/Div — Sold (part)

Vanguard Index Trust Small Cap — Int/Div — Buy (add'l)

Templeton Global Bond Fd — Int/Div — Buy (add'l)

Third Ave. Real Estate Value Fd — Int/Div — Sold (part)

Tortoise Energy Infra. Corp. — Int/Div — Buy (add'l)

Vanguard Index Fds. Lg. Cap ETF — Int/Div — Sold (part)

SPDR Ser Tr S&P Div. ETF — Int/Div — Sold (part)

lvyHigh Inc. Fund Class — Int/Div — Sold (part)

Principal Midcap Blend Inst — Int/Div — Sold (part)

Principal High Yield Class — Int/Div — Sold (part)

Principal High Yield Class — Sold (part)

Principal High Yield Class — Sold (part)

Principal Global Diversified Inc. Fd — Int/Div — Sold (part)

Cash (Principal Money Market) — Interest

Trust 2

Principal Gov. & High Quality Bond Fd — Int/Div

Principal Short Term Inc. Fd — Int/Div

Principal Income Fund — Int/Div

Principal High Yd Il Fd — Int/Div

Principal Global Div. Inc. Fund — Int/Div

Principal SAM Flex Income Fund — Int/Div — Buy (add'l)

Principal Preferred Sec. Fd — Int/Div

Insurance Contract (Principal) — None

Principal Tax Exempt Fd — Int/Div

Principal Opport. Mun. Fd — Int/Div

Cash (Principal Money Market)

Liability — Bank of America — Mortgage on personal residence of family member

Parts | and VIL Trust #1 is a testamentary trust, Trust #2 is an mter vivos trust. My interest in the trusts is contingent. | have no present right or ability to receive

any income or principal.

Part VIIA(4) - The same asset with same income and gross vilue amounts should have been listed in my 2015 report and was inadvertently omitted.

Part VIIA(6) - The Oppenheimer Capital Appreciation Fund, VIIA(4) on my 2015 report, was rolled nto the Principal IRA (item VII(6) in this report) in June

2015. | inadvertently omitted the rollover from my 2015 report.