Milan Dale Smith jr

What was filed

352
investments
2
positions
0
gifts
0
agreements
0
debts
5
reimbursements
0
income
2
spouse income

Named parties

Western Justice Center
Ninth Judicial Circuit Historical Society
Cardozo School of Law/BMI
Santa Clara School of Law
Association
Appellate Lawyers
S.
Self-emploved, attomey
Gogian Foundation-Trustee

As filed

General Electric Co. — Int/Div — Sold (part)

General Electric Co. — Buy (add'l)

Coca-Cola Company — None — Sold

Intuitive Surgical Inc — Distribution — Sold (part)

Kinder Morgan energy Partners LP Unit Ltd Partnership — Distribution — Sold (part)

Kinder Morgan energy Partners LP Unit Ltd Partnership — Sold (part)

Amencan Tower Corp CL A — Int/Div — Sold (part)

Amencan Tower Corp CL A — Sold (part)

Devon Energy Corp New — Int/Div — Buy (add'l)

Devon Energy Corp New — Sold (part)

Pepsico Incorporated — Int/Div — Sold (part)

Pepsico Incorporated — Sold (part)

Canadian Natl Ry Co. — Int/Div — Sold (part)

Aetna Life Policy MetLife — Int/Div

Quanta SVCS Inc — None

Dow Chemical Company 5.3000 3/15/13 — Interest — Sold

Goldman Sachs 5.250 10/15/13 — Interest — Sold

New York Tel Co. 7.000 6/15/13 — Interest — Sold

Oneok Inc New — Int/Div — Sold (part)

Century Tel., Inc. Cpn 5.000% Due 2/15/18 — Interest

Dean Witter Discover Odd Cpn Med Term Notes 7.07% 2/10/14 — Interest

Boeing Co. Global Notes Cpn 5.125% Due 215/13 — Interest — Sold

Marmot Int Inc Class A — None — Sold

Money Mkt Oblig Trust Auto Cash Mgmt — Int/Div

Amencan Capital Agency Corp — Int/Div — Buy (add'l)

Amencan Capital Agency Corp — Buy (add'l)

Amencan Capital Agency Corp — Sold (part)

Williams Partners LP Com Unit Lid Part Int — Distribution — Buy (add'l)

Williams Partners LP Com Unit Lid Part Int — Sold (part)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Int/Div — Buy (add'l)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Buy (add'l)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Sold (part)

Capstead Mtg Corp Com No Par — Int/Div — Sold (part)

Capstead Mtg Corp Com No Par — Sold (part)

MFA Mortgage Investments Inc. (MFA Financial Inc) — Int/Div — Buy (add'l)

MFA Mortgage Investments Inc. (MFA Financial Inc) — Sold (part)

Hatteras Financial Corp — Int/Div — Sold (part)

Hatteras Financial Corp — Sold (part)

Hatteras Financial Corp — Sold

Putnam Managed Municipal Income Trust. SBI — Int/Div — Sold (part)

Putnam Municipal Opportunities Trust-SBI — Int/Div — Buy (add'l)

Putnam Municipal Opportunities Trust-SBI — Buy (add'l)

Putnam Municipal Opportunities Trust-SBI — Sold (part)

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Int/Div — Buy (add'l)

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)

Gabelli Dividend & Income Fund — Sold (part)

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)

Ishares Barclays Intermediate Credit Bond Fund — Int/Div — Buy (add'l)

Ishares Barclays Intermediate Credit Bond Fund — Buy (add'l)

Ishares Barclays Intermediate Credit Bond Fund — Sold (part)

Ishares Barclays MBS Bond Fund ETF — Int/Div — Sold (part)

Ishares Barclays MBS Bond Fund ETF — Sold (part)

Ishares Barclays 1-3 YR Credit Bond Fund FTF — Int/Div — Buy (add'l)

Ishares Barclays 1-3 YR Credit Bond Fund FTF — Sold (part)

Annaly Capital Management Inc — Int/Div — Buy (add'l)

Annaly Capital Management Inc — Sold (part)

Annaly Capital Management Inc — Sold

Linn Energy LLC — Distribution — Sold (part)

Linn Energy LLC — Sold (part)

Copano Energy LLC — Distribution — with line 6)

Ishares Trust Barclays Credit Bond Fund FTF — Int/Div — Buy (add'l)

Ishares Trust Barclays Credit Bond Fund FTF — Buy (add'l)

Ishares Trust Barclays Credit Bond Fund FTF — Sold (part)

Ameren Corp — Int/Div — Sold (part)

Cenovus Energy Inc — Int/Div — Sold (part)

Cenovus Energy Inc — Sold (part)

Abbott Laboratories — Int/Div — Buy (add'l)

Abbott Laboratories — Sold (part)

Enterprise Products Partners LP — Distribution — Sold (part)

Enterprise Products Partners LP — Sold (part)

Blackrock Income Trust Inc — Int/Div — Sold (part)

Blackrock Income Trust Inc — Sold (part)

Gabelli Dividend & Income Fund — Int/Div — Buy (add'l)

Gabelli Dividend & Income Fund — Buy (add'l)

Gabelli Dividend & Income Fund — Sold (part)

Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Int/Div — Buy (add'l)

Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Buy (add'l)

Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Sold (part)

HJ Heinz Co — Int/Div — Sold (part)

HJ Heinz Co — Sold (part)

HJ Heinz Co — Sold

Eh Lilly & Co — Int/Div — Buy (add'l)

Eh Lilly & Co — Buy (add'l)

Eh Lilly & Co — Sold (part)

Statoil Asa Sponsored ADR — Int/Div — Buy (add'l)

Statoil Asa Sponsored ADR — Buy (add'l)

Statoil Asa Sponsored ADR — Sold (part)

Windstream Corp — Int/Div — Buy (add'l)

Windstream Corp — Sold (part)

Schwab CA Muni Money Fund Cash Money Market Fund — None

Western Asset Emerging Mkts Income Fd Ine — Int/Div — Sold (part)

Western Asset Emerging Mkts Income Fd Ine — Sold (part)

RBC Prime Money Market Cash Reserve — Int/Div

H & O Healthcare Investors SBI — Int/Div — Sold (part)

H & O Healthcare Investors SBI — Sold (part)

Ishares TR 2013 S&P AMT Free Municipal Ser FD — Int/Div — Sold

Ishares TR 2014 S&P AMT Free Municipal Ser FD — Int/Div

Managed Duration Invt Grade Mun FD — Int/Div

Ishares TR S&P Short Term Natl Amtfr — Int/Div

Textron Inc — Int/Div — Buy (add'l)

Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Int/Div — Buy (add'l)

Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Buy (add'l)

Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Sold (part)

BlackRock Credit Allocation — Int/Div — Buy (add'l)

BlackRock Credit Allocation — Buy (add'l)

BlackRock Credit Allocation — Sold (part)

Ishares Trust S&P Global Info Technology Sector Index Fund — Int/Div — Buy (add'l)

Ishares Trust S&P Global Info Technology Sector Index Fund — Buy (add'l)

Ishares Trust S&P Global Info Technology Sector Index Fund — Sold (part)

Calamos Global Dynamic Income Fund — Int/Div — Buy (add'l)

Calamos Global Dynamic Income Fund — Buy (add'l)

Calamos Global Dynamic Income Fund — Sold (part)

Corning Inc — Int/Div — Buy

Corning Inc — Buy (add'l)

Templeton Global Bond Fund Advisor CL — Int/Div

AES Corp — Int/Div — Buy (add'l)

AES Corp — Buy (add'l)

AES Corp — Sold (part)

Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Int/Div — Buy (add'l)

Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Buy (add'l)

Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Sold (part)

Columbia Fds Ser TR IX Tax Exempt FD CLA — Int/Div — Buy (add'l)

Columbia Fds Ser TR IX Tax Exempt FD CLA — Sold (part)

Ishares TR 2015 S&P AMT Free Municipal Ser Fd — Int/Div

Ishares TR 2016 S&P AMT Free Municipal Ser Fd — Int/Div

Ishares TR 2017 S&P AMT Free Municipal Ser Fd — Int/Div

Gabelli Healthcare & Wellness Trust — Int/Div — Sold (part)

Gabelli Healthcare & Wellness Trust — Sold (part)

BlackRock Strategic Equity Dividend Trust — Int/Div — Buy (add'l)

BlackRock Strategic Equity Dividend Trust — Buy (add'l)

BlackRock Strategic Equity Dividend Trust — Sold (part)

BlackRock Equity Dividend Trust — Int/Div — Buy (add'l)

BlackRock Equity Dividend Trust — Buy (add'l)

BlackRock Equity Dividend Trust — Sold (part)

Centerpoint Energy Inc — Int/Div — Buy (add'l)

Centerpoint Energy Inc — Sold (part)

Amencan Electric Power Co Inc — Int/Div — Buy (add'l)

Amencan Electric Power Co Inc — Sold (part)

Ishares TR Dow Jones EPAC Select Dividend — Int/Div — Buy (add'l)

Public Service Enterprise Group Inc — None — Sold

Targa Resources Partners LP Unit Ltd Partnership Int — Distribution — Sold (part)

Targa Resources Partners LP Unit Ltd Partnership Int — Sold (part)

Invesco Mortgage Capital Inc — Int/Div — Buy (add'l)

Invesco Mortgage Capital Inc — Buy (add'l)

Invesco Mortgage Capital Inc — Sold

Pimco ETF TR Enhanced Short Maturity — Int/Div — Buy (add'l)

Pimco ETF TR Enhanced Short Maturity — Buy (add'l)

Pimco ETF TR Enhanced Short Maturity — Sold (part)

Southern Co — Int/Div — Buy (add'l)

Southern Co — Sold (part)

ConocoPhillips — None — Buy

ConocoPhillips — Sold

Ishares TR Dow Jones SEL Divid Index FD — Int/Div

Apollo Residential Mortgage Inc — Int/Div — Sold

American Capital Mortgage Investment Corp — Int/Div — Buy (add'l)

FirstEnergy Corp — Int/Div — Buy (add'l)

FirstEnergy Corp — Buy (add'l)

FirstEnergy Corp — Sold (part)

FirstEnergy Corp — Sold

Sempra Energy — Int/Div — Buy (add'l)

Anworth Mortgage Asset Corp — Int/Div — Buy (add'l)

Anworth Mortgage Asset Corp — Buy (add'l)

Anworth Mortgage Asset Corp — Sold (part)

Anworth Mortgage Asset Corp — Sold

Western Asset/Claymore Inflation LKD Opp & Inc Fund — Int/Div — Buy (add'l)

Western Asset/Claymore Inflation LKD Opp & Inc Fund — Buy (add'l)

Western Asset/Claymore Inflation LKD Opp & Inc Fund — Sold (part)

Western Asset/Claymore Inflation LKD Opp & Inc Fund — Sold

Ishares TR JPMorgan USD Emerging Markets BDFD ETF — Int/Div — Buy (add'l)

Ishares TR JPMorgan USD Emerging Markets BDFD ETF — Buy (add'l)

Ishares TR JPMorgan USD Emerging Markets BDFD ETF — Sold (part)

Ishares TR JPMorgan USD Emerging Markets BDFD ETF — Sold

Fromtier Communications Corp — Int/Div — Buy (add'l)

Fromtier Communications Corp — Buy (add'l)

Fromtier Communications Corp — Sold (part)

290), — Sold (part)

Eaton Vance Risk Managed Global Diversified Equity Income — Int/Div — Buy (add'l)

Eaton Vance Risk Managed Global Diversified Equity Income — Sold (part)

Eaton Vance Tax Managed Global Diversified Equity Income — Int/Div — Sold (part)

EMC Corp-Mass — Int/Div — Buy (add'l)

EMC Corp-Mass — Buy (add'l)

EMC Corp-Mass — Sold (part)

Hollyfrontier Corporation — Int/Div — Buy (add'l)

Hollyfrontier Corporation — Buy (add'l)

Hollyfrontier Corporation — Sold (part)

Intel Corp — Int/Div — Buy

Intel Corp — Buy (add'l)

Intel Corp — Sold (part)

Ford Motor Co. — Int/Div — Buy

Ford Motor Co. — Sold (part)

Companhia Energetica DE Minas Gerais — None — Buy

Companhia Energetica DE Minas Gerais — Sold

Abbvie Inc. (Spinoff of Abbott Laboratories) — Int/Div — from line 91)

Abbvie Inc. (Spinoff of Abbott Laboratories) — Buy (add'l)

Abbvie Inc. (Spinoff of Abbott Laboratories) — Sold (part)

Merck & Co. Inc — Int/Div — Buy

Merck & Co. Inc — Buy (add'l)

Merck & Co. Inc — Sold (part)

Air Lease Corporation — Int/Div — Buy

Air Lease Corporation — Buy (add'l)

Eaton Vance California Municipal Bond Fund — None — Buy

Ishares 2018 AMT Free Muni Term ETF — Int/Div — Buy

Conagra Foods Inc — Int/Div — Buy

Conagra Foods Inc — Buy (add'l)

Discover Financial Services — Int/Div — Buy

Discover Financial Services — Buy (add'l)

Fidelity MSCI Consumer Discretionary Index ETF — Int/Div — Buy

Fidelity MSC Industrials Index ETF — Int/Div — Buy

Ishares Core S&P Total US Stock Market ETF — Int/Div — Buy

Ishares Core S&P Total US Stock Market ETF — Buy (add'l)

Chevron Corporation — Int/Div — Buy

Chevron Corporation — Sold (part)

Chevron Corporation — Sold

Citigroup Inc Com — None — Buy

Citigroup Inc Com — Buy (add'l)

Citigroup Inc Com — Sold

Nuveen Diversified Currency Opportunities Fund — Int/Div — Buy

Nuveen Diversified Currency Opportunities Fund — Buy (add'l)

Nuveen Diversified Currency Opportunities Fund — Sold (part)

Nuveen Diversified Currency Opportunities Fund — Sold

Neuberger Berman Real Estate Securities Income Fund — Int/Div — Buy

Neuberger Berman Real Estate Securities Income Fund — Sold

Director, Western Justice Center

Director, Ninth Judicial Circuit Historical Society

Reimbursement — Cardozo School of Law/BMI — 03/02/2013 to 03/03/2013 — New York, NY — Judge BMI/Cardozo Moot Court Finals — Transportation, Food, Hotel

Reimbursement — Santa Clara School of Law — 04/04/2013 to 4052013 — Santa Clara, CA — Judge Moot Court Final Competition — Transportation, Food, Hotel

Reimbursement — Association — 09/21/2013 — to Tri-State Seminar of Federal Bar Association

Reimbursement — Appellate Lawyers — 10/05/2013 — hy Bw Ler — judges addressing Fall meeting of AAA — Transportation, Food, Hotel

Reimbursement — S. — of AAA!

Spouse's income — 2013 — Self-emploved, attomey

Spouse's income — 2013 — Gogian Foundation-Trustee