Guido Calabresi

Mass Mutual (whole life) Insurance — Int/Div

New York Life (whole life) Insurance — Int/Div

AIG Sun America (whole life) Insurance — None

Graduate Club Assocation Bond — Interest

Bank of America checking account — Interest

Bank of America IMMA account — Interest

Banca CR. Firenze — Interest

Memill Lynch Bank & Trust USA - cash — Interest

I Shares T S&P 500 (mutual fund) @ Merrill Lynch — Int/Div — Buy

American Growth Fund Mutual Fund Merrill Lynch — Distribution — Donated

Trust £1, income beneficiary — Int/Div

First Am. Tax Free Oblig Fund (cash equiv.)

Nuveen Symphony Mid Cap Core Fund (mutual fund)

Cambiar Intemational Equity Fund (mutual fund)

General Mills (common)

American Funds: Investment Co. of America (mutual fund)

Trust #2, mcome beneficiary — Int/Div

First Am. Tax Free Oblig. Fund (cash equiv.)

American Funds: Investment Co. of America (mutual fund)

Minnesota Mining & Mfg. (common)

Nuveen Symphony Mid Cap Core (mutual fund)

Nuveen Small-Cap Select Fund (mutual fund)

Cambiar Intemational Equity Fund (mutual fund)

Trust #3, income beneficiary — Int/Div

Darden Restaurants (common)

Four Comers Property Trust — from line 25)

Exxom (common)

General Mills (common)

IBM (common)

JP Morgan (common)

AT&T Inc. (common)

US Bancorp (common)

American Funds: Invesment Co. of America (mutual fund)

IShares Core S&P SOOETF (X)

Memill Lynch Bank & Trust USA - cash

Am. Growth Fund ( mutual fund)

Am. Euro Pacific Growth Fund (mutual fund)

Trust #4, income beneficiary — Int/Div

Merrill Lynch Bank USA - CMA Money Fund (cash equiv.)

Shares T S&P 500 (mutual fund)

Bank of America (common)

Trust #5, income beneficiary — Int/Div

Bank of America (common)

Morgan Stanley Emerging Market Fd (mutual fund)

Bank of America checking account - Cash

Guido Calabresi Retirement. TIAA-CREF — Int/Div

TIAA Traditional (Annuity) — Interest

TC Life Cycle 2010- Inst — Int/Div

Trust #6, income beneficiary — Int/Div

Yale Equity Fund (mutual fund) (fka Grantham, Mavo, Van Outerloo)

Yale Fixed Inc Fund (mutual fund) (fka Grantham, Mavo, Van Otterloo)

American Funds: Investment Co. of America (mutual fund) — Int/Div

Citigroup Inc. (common) @ Memll Lynch — Int/Div

ROTH IRA#1, SPDR Russell 3000 ETF (THRK) — Int/Div

ROTH IRA#2, SPDR Russell 1000 ETF (ONEK) — Int/Div

ROTH IRA#3, SPDR Russell Sm Cap Completeness ETF (RSCO) — Int/Div

Sterling Professor Emeritus, Professorial Lecturer, Yale Law School, 11/01/1995 - present

Honorary Trustee - Unpad, Carolyn Foundation, MN, 01/01/1996 - present

Member, Scientific Committee- Unpaid, Centro Nazionale Prevenzione e Difesa Sociale, 1988 « present

Member - Unpand, Intemational University College, Turin Board, 2007 - present

Agreement — Right to be Professonal Lecturer, Yale University, upon retirement (See Attachments A and B)

Agreement — Right to use accumulated (approximately $500) research and travel fund, Yale University, even after retirement

Reimbursement — University of Ravenna, University of Bologna, Italy — 018 1501108/15 — Ravenna, laly — Lectures — Travel, food, lodging

Reimbursement — Umiversity of Bologna, Italy — 03/11/15 — Bologna, Italy — Lecture — Travel, tood

Reimbursement — College, University of Turin, Italy

Reimbursement — Yale Umversity Law School — 4/18 1504/19/15 — Dallas, TX — Represent school at event — Travel, food, lodging

Reimbursement — Canadian Institute of } Advanced Legal Studies — O7TN5/1507/08/15 — Cambridge, UK — Lectures — Travel, food, lodging

Reimbursement — American Bar Association — 07/31/15-08/01/15 — Chicago, IL — Received award — Travel, food, lodging

Reimbursement — Columbia University Law School — [GRIT — New York, NY — Lecture — Travel, food

Reimbursement — Centro Nazionale ) Prevenzione ¢ Difesa — 10/27/15 — Milan, Italy — Lectures — Travel, food, lodging

Income — 2015 — Yale Umiversity - part-time teaching — $199.513.00

Income — 20158 — Yale University Press - royalties for previously written book — $212.58

Income — 2015 — W.W. Norton & Co. - royalties for previously written book — $742.13

Income — 2015 — Author's Registry - copyright payments for previously written books, cte — $216.14

Income — 258 — Harvard Umversity Press - rovalties for previously written book — S30793

Part 1. POSITIONS

Line 4- Assets of the Carolyn Foundation are not listed because my position as Trustee is "Honarary” only. | have no functional responsibilities with regard to the

foundation.

Part VII INVESTMENTS AND TRUSTS

Trusts #3, #4, and #5 in Part VII (Assets #24, #38, and #41) and the retirement accounts described in Part VII (Assets #52, #53, and #54) did not distribute any

income to me or to an immediate family member. Income was eamed and not distributed. Assets #52, #53 and #54: Since the reports that | received did not

distinguish between realized und unrealized gains, | have included all gains in my income figure. Asset #46 distnbuted income in an unknown amount during 2015

as part of a retirement distribution taken.

Trust #6 (Asset #49) in Part VII is a Chantable Remainder Unitrust established in 1995 by a family member and me. The family member and I are 5.5% income

beneficiaries during our lives or 20 years, whichever is longer. The trustee is instructed to invest the money in widely diversified mutual or money market funds.

Line 34: (X) This investment was purchased by Trust #3 on December 17, 2014, but was not listed in the 2014 Financial Disclosure Report because 1 was unaware

of the purchase at the time. The value and income of Trust #3 was correctly reported in 2014 despite the omission of the investment.