Reena Raggi

CITIBANK CHECKING ACCOUNT — Interest

CITI PERSONAL WEALTH MANAGEMENT A/C#C 184057734

CORPORATE BOND - GENERAL ELEC CAP CORP DTD 062008 — Interest — Redeemed

NEW YORK ST DORM AUTH ST PERS INCOME TAX REV ED-A-B'E — Interest

NY ST THRUWY AUTH ST PERS INCM TX REV BDS-B/E DD 9/1008 — Interest

GENERAL ELECTRIC CAPITAL CORP CORPORATE BONDS — Interest

GENERAL ELECTRIC CAPITAL CORP CORPORATE BONDS — Interest

CASH ACCOUNT-CITIBANK BANK DEPOSIT PROGRAM — Interest

CHARLES SCHWAB-CONTRIBUTORY IRA -HIGHTOWERS ADVISORS LLC

CASH ACCOUNT — Interest

ISHARES BARCLAYS 1-3 YEARS CRED SHORT TERM BOND FUND — Int/Div

VANGUARD BOND INDEX FUND — Int/Div

CALVERT SHORT DURATION INC A MUTUAL FUNDS — Int/Div

DELAWARE LTD-TERM DIVERS INC A MUTUAL FUNDS — Int/Div

PIMCO TOTAL RETURN A MUTUAL FUNDS — Int/Div

VIRTUS MILTI-SECTOR S/T BD A MUTUAL FUNDS — Int/Div

TEMPLETON GLOBAL BDFD A — Int/Div

TEMPLETON GLOBAL TOTAL RET A — Int/Div

GUGGENHEIM S&P 500 EQUAL EFT — Int/Div

CHARLES SCHWAB - HIGHTOWER SECURITIES, LLC

GENERAL ELECTRIC CO — Int/Div

PFIZER INC — Int/Div

NEW YORK NY CITY TRANSITIONAL FIN-MUNICIPAL BOND — Interest

ALBANY NY INDL DEV AGY CIVIC FAC REV-MUNICIPAL BOND — Interest

CALIFORNIA ST GO BDS SER. 2007 SULCMUNICIPAL BOND — Interest — Redeemed

NEW YORK ST URBAN DEV CORP REV SERVICE-MUNICIPAL BOND — Interest

METROPOLITAN TRANSN AUTH NY REV FOR-MUNICIPAL BOND — Interest

ALBANY NY INDL DEV AGY CIVIC REV-MUNICIPAL BOND — Interest

NEW YORK NY GO BDS SER. 2009 B-1-MUNICIPAL BOND — Interest

NEW YORK ST TWY AUTH GEN REV GEN REV BDS-MUNICIPAL BOND — Interest

NEW YORK NY CITY TRANSITIONAL FIN-MUNICIPAL BOND — Interest

NEW YORK NY GO BDS SER. FISCAL 2008 1-1 MUNICIPAL BOND — Interest

METROPOLITAN TRANSN AUTH N'Y REV FOR-MUNICIPAL BONDS — Interest

NEW YORK ST TWY AUTH GEN REV GEN REV BDS-MUNICIPAL BOND — Interest

NEW YORK NY CITY TRANSITIONAL FIN-MUNICIPAL BOND — Interest

CALVERT SHRT DURATIO INCOME CL C-MUTUAL FUNDS — Int/Div

MAINSTAY HIGH YIELD CORP CLASS C-MUTUAL FUNDS — Int/Div

OPPENHEIMER ROCHESTER LTD TERM NY MUNI C-MLTUAL FUNDS — Int/Div

PRUDENTIAL SHORT TERM CORP BOND CL C-MUTUAL FUNDS — Int/Div

WELLS FARGO SHORT TERM MUNI BOND FD C-MUTUAL FUNDS — Int/Div

METROPOLITAN TRANSN AUTH REV FOR 4.00% 11/15/2026 — Interest

NEW YORK NY GO BDS SER B 4.00% O8/012022 — Interest

NEW YORK NY CITY MUN WTR FIN AUTH WTR 4.125% 06/15/2024 — Interest

NEW YORK ST TWY AUTH ST PERS INCOME TAX 3.125%, 03/152025 — Interest

NEW YORK ST DORM AUTH REVS NON ST O07/012028 — Interest — Buy

ALBANY CITY NY ARPT AUTH ARPT REV REV 12/152028 — Interest — Buy

MONROE CNTY NY PUB IMPT SERIAL BDS 06/01/2029 — Interest — Buy

CHARLES SCHWAB ONE ACCOUNT(X) — Interest

CHARLES SCHWAB-INHERITED IRA

FIDELITY PURITAN FUND — Int/Div — Sold (part)

UBS FINANCIAL SERVICES INC IRA ROLLOVER A/C# NE 76439 JW (XO)

UBS BANK USA DEP ACCT (X) — Interest

CONSUMERS STAPLES SELECT SECTOR SPDR FUND ETF (X) — Int/Div — Sold (part)

ENERGY SELECT SECTOR SPDR FUND ETF (X) — Int/Div — Sold (part)

FINANCIAL SELECT SECTOR SPDR FUND ETF (X) — Int/Div — Sold (part)

ISHARES US. TECHNOLOGY ETF (X) — Int/Div — Sold (part)

ISHARES MSCI EMERGING MARKETS ETF (X) — Int — Sold (part)

ISHARES CORE S&P TOTAL US STOCK MKT ETF (X) — Int/Div — Sold (part)

ISHARES CURRENCY HEDGED MSC EUROZONE ETF (X) — Int/Div — Sold (part)

REAL ESTATE SELECT SECT SPDR ETF(X) — Ine — Sold (part)

SPDR S&P REGL BANKING ETF (X) — Inv — Sold (part)

SPDR S&P TELECOM ETF (X) — Int/Div

SPDR S&P HEALTH CARE EQUIPMENT ETF (X) — Int/Div — Sold (part)

SPDR S&P HEALTH CARE SERVICES ETF(X) — Int/Div — Sold (part)

UTILITIES SECTOR SPDR FUND ETF (xX) — Int/Div — Sold (part)

VANECK VECTORS OIL SERVICE ETF (xX) — Int/Div

VANGUARD CONSUMER DISCRETIONARY ETF (X) — Int/Div

VANGUARD HEALTH CARE ETF (X) — Int/Div — Sold (part)

VANGUARD MATERIALS ETF (X) — Int/Div

VANGUARD INDUSTRIALS ETF (X) — Int/Div — Sold (part)

ASTRAZENECIA PLC SPON ADR (X) — Int/Div — Sold

BP PLCSPON ADR (X) — Int/Div — Sold

CISCOSYSTEMS INC (X) — Int/Div — Sold

CITIGROUP INC (X) — Int/Div — Sold

DIAGEO PLC NEW GB SPON ADR (X) — Int/Div — Sold

DUKE ENERGY CORP NEW (X) — Int/Div — Sold

FORTINET INC (X) — Int — Sold

GILEAD SCIENCES INC (X) — Int/Div — Sold

GLAXOSMITHKLINE PLC ADR (X) — Int/Div — Sold

GOLDMAN SACHS GROUP INC (X) — Int/Div — Sold

INTEL CORP(X) — Int/Div — Sold

MOSAIC COX) — Int/Div — Sold

NOVO NORDISK ADR DENMARK ADR (xX) — Int/Div — Sold

PURE STORAGE INC CL A(X) — Int/Div — Sold

SPDR GOLD SHARES ETF (X) — Int/Div — Sold

TARGET CORP (X) — Int/Div — Sold

VIACOM INCNEWCLB(X) — Int/Div — Sold

VODAFONE GROUP PLC SPON ADR (XxX) — Int/Div — Sold

ALPHABET INC CLC(X) — Int/Div — Sold

CISCOSYSTEMS INC (X) — Int/Div — Sold

CITIGROUP INC (X) — Int/Div — Sold

FORTINET INC U(X) — Int/Div — Sold

GILEAD SCIENCES INC (X) — Int/Div — Sold

SILVER WHEATON CORP (X) — Int./y — Sold

UBS FINANCIAL SERVICES INC IRA ROLLOVER A/C NE 76377 IW (XO)

UBS BANK USA DEP ACCT (X) — Interest

ESCROW LB PAR VALUE (X) — Int/Div

MAN-AHL DIVERSIFIED CLASS B(X) — Int/Div

UBS BANK USA DEP ACCT (X) — Interest

ISHARES CORE S&P SMALL-CAP ETF (xX) — Int/Div — Sold (part)

ISHARES RUSSELL 2000 VALUE ETF (xX) — Int/Div — Sold (part)

ISHARES RUSSELL 2000 GROWTH ETF (xX) — Int/Div — Sold (part)

ISHARES GLOBAL ENERGY ETF (IX) — Int/Div

ISHARES MSC1 EMERGING MARKETS ETF (XX) — hy

ISHARES MSCIACWI EX US ETF (X) — Int/Div

ISHARES CORE MSCI EAFE ETF (X) — Int/Div

ISHARES CORE MSCI EMERGING MARKETS ETF (XX) — Int/Div

VANGUARD ENERGY ETF (X) — Int/Div

VANGUARD FISE ALL WORLD EX-US ETF (X) — Int/Div

WISDOMTREE INTL EQUITY FUND ETF (X) — Int/Div

THE GABELLI GOLD FUND INC CLASS 1{X) — Int/Div

VAN ECK GLOBAL HARD ASSETS CL YX) — Int/Div

DOUBLELINE INCOME SOLUTIONS FD (X) — Int/Div

ISHARES TIPS BOND ETF (X) — Int

ISHARES 1-3 YEAR CREDIT BOND (X) — Int/Div

ISHARES IBONDS DEC 2018 TERM CORPORATE ETF (X) — Int/Div

ISHARES IBONDS DEC 2020 TERM CORPORATE ETF (X) — Int/Div

ISHARES IBONDS DEC 2019 TERM CORPORATE ETS (X) — Int

ISHARES IBONDS DEC 2021 TERM CORPORATE ETF (X) — Int/Div

DOUBLE LINE TOTAL RETURN FUND INSTL U(X) — Int/Div

DREYFUS INTERNATIONAL BOND FUND CL 1 {X) — Int/Div

DREYFUS OPPORTUNISTIC FIXED INCOME FUND CLASS 1 (XO) — Int/Div

JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 1 (1X) — Int/Div

LOOMIS SAYLES STRATEGIC INCOME FUND CLASSY (XO) — Int/Div

LORD ABBETT BOND DEBENTURE FUND CLASS F(X) — Int/Div

METROPOLITIAN WEST TOTAL RETURN BOND FUND CLASS 1 (X) — Int/Div

PIMCO TOTAL RETURN FUND CLASS P(X) — Int/Div — Sold (part)

PIONEER STRATEGIC INCOME Y (X) — Int/Div

VOYA INTERMEDIATE BOND FUND CLASS 1 (X) — Int/Div

ISHARES BONDS DEC 2017 TERM CORPORATE ETF (X) — Int/Div — Sold

FIRST EAGLE OVERSEAS FUND CLASS 1(X) — Int/Div — Sold

GOLDMAN SACHS STRATEGIC INCOME CL 1 (XD) — Int/Div — Sold

OPPENHEIMER DEVELOPING MARKETS CLASS Y (X) — Int/Div — Sold

TCW EMERGING MARKETS LOCAL CURRENCY INCOME FUND 1 IX) — Int/Div — Sold

TEMPLETON GLOBAL BOND ADV (X) — Int/Div — Sold

WISDOMTREE US SMALLCAP FARNINGS FUND ETF (X) — Int/Div — Sold

DREYFUS OPPORTUNISTIC SMALL CAP FUND (X) — Int/Div — Sold

FIRST EAGLE OVERSEAS FUND CLASS 1(X) — Int/Div — Sold

GOLDMAN SACHS STRATEGIC INCOME CL 1 (X) — Int/Div — Sold

ISHARES 1-3 YR TREAS BOND ETF (X) — Int/Div — Sold

OPPENHEIMER DEVELOPING MARKETS CLASS Y (X) — Int/Div — Sold

TCW EMERGING MARKETS LOCAL CURRENCY INCOME FUND 1 IX) — Int/Div — Sold

TEMPLETON GLOBAL BOND ADV (X) — Int/Div — Sold

WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND ETF (X) — Int/Div — Sold

WISDOMTREE EUROPE HEDGED EQUITY FUND ETF (X) — Int/Div — Sold

MERRILL LYNCH-RAMIREZ WEALTH MANAGEMENT (X)

CASH/MONLY ACCOUNTS - BANK OF AMERICA (X) — Interest

GNA POOI3SIM (X) — Interest

GNM POO148S93IM (X) — Interest

BLACKROCK EQUITY DIVIDEND (X) — Int/Div — Sold (part)

DELWARE SMALL CAP CORE (X) — Int/Div — Sold (part)

EDGEWOOD GROWTH FUND CL (X) — Int/Div — Sold (part)

FIDELITY ADV MUNI INCOME FD CL 1X) — Int/Div — Sold (part)

ISHARES RUSSELL 1000 GROWTH (X) — Int/Div — Sold (part)

ISHARES RUSSELL 1000 VALUE (X) — Int — Sold (part)

ISHARES TR CORE MSC EAF ETF (X) — Int/Div — Sold (part)

MFS MUNI INCOME FD CL 1 (X) — hy — Sold (part)

MFS VALUE FD CL 1 (X) — Int/Div — Sold (part)

OPPENHEIMER INTERNATIONAL GROWTHFCCLY (XX) — Int/Div — Sold (part)

PIONEER AMT FREE MUNICIPAL FUNDCL Y (X) — Int/Div — Sold (part)

SPDR NUVEEN BLMBERG BRCL Y SHT(X) — Int/Div — Sold (part)

T ROWE PRICE EMERGING MARKETS STOCK FD(X) — Int/Div — Sold (part)

THE OAKMARK INTL FUND INV CL xX) — Int/Div — Sold (part)

VANECK VECTORS HIGH YIELD MUNI (X) — Int/Div — Sold (part)

LAZARD EMERGING MKTS EQUITY PTFL INSTL CLASS (X) — Int/Div — Sold

CLEARBRIDGE LARGE CAP GROWTH FUNDCL 1 (X) — Int/Div — Sold

CLEARBRIDGE LARGE CAP VALUE FUND (X) — Int/Div — Sold

FEDERAL HOME LOAN BANK BONDS DI20X) — Int/Div — Sold

NEW YORK N'Y I BUILD AMER BDS SER D(X) — Int/Div — Sold

NY ST MBB AGY RCVRY ACT SER B-2 AGM (XH) — Int./y — Sold

BLACKROCK MUNIYIELD QTLY FD INC (X) — Int/Div — Sold

AT&T INC (X) — Int/Div — Sold

COMCAST CORP NEW CLA (X) — Int/Div — Sold

CENTURYLINK INC SHS (X) — Int/Div — Sold

NCR CORP NEW (X) — Int/Div — Sold

TERADATA CORP DEL (X) — Int/Div — Sold

CLEARBRIDGE LARGE CAP VALUE FUND I (X) — Int/Div — Sold

TRUSTEE, ACADEMY OF THE HOLY ANGELS SCHOOL. DEMAREST NEW JERSEY

TRUSTEE, WILLIAM NELSON CROMWELL FOUNDATION, NEW YORK, NEW YORK

Reimbursement — HARVARD LAW SCHOOL — 03/72002017-03/22201 — CC CAMBRIDGE. MA — MOOT COURT — TRAVEL, LODGING AND MEALS

Reimbursement — UNIVERSITY NORTH CAROLINA LAW SCHOOL — 032920170401 201° — RALEIGH-DURHAM. NC — LECTURE — TRAVEL. LODGING AND MEALS

PART VIL LINES 158 - 190 REPRESENTS A 1/3 OWNERSHIP IN ACCOUNT.