Lewis A. Kaplan

CITIBANK (various accounts) — Interest

JP MORGAN CHASE (various accounts) — Interest

NATIONAL UNION BANK — Int/Div

NY LIFE INS. (whole life policies) — Int/Div

BROKERAGE ACCOUNT #1 (H)

JPM TAX FREE MMKT INST SWEEP FD {cushy — Interest

BETHLEHEM NY CENTRL SCH DIST 087329.LF-6 NR /AA3 — Int/Div — Redeemed

WALLKILL NEW YORK PUB IMPT 932610-MC-9 AA /A2 — Int/Div — Redeemed

COUNTY OF ORANGE NEW YORK VAR PURP 684575.R9.6 NR /AAY — Int/Div — Redeemed

COUNTY OF DUTCHESS NEW YORK 267039-K5-3 NR /AA2 — Int/Div — Redeemed

NY ST REF-SER C 649791-JB-7 AA~ AA — Int/Div

PORT WA NY UN FREE SCH DIST REF T3558 1-LU-2 NR /AA2 — Int/Div

NORTH SHORE NY CENTRL SCH DIST 662123. HJ-6 NR /AAL — Int/Div

FALCONER NEW YORK CENTRAL SCHOOL 306117-CLU-4 AA /A2 — Int/Div

PEMBROKE NEW YORK CENTRAL SCHOOL 706427-BY-6 AA-/NR — Int/Div

WESTCHESTER CNTY NY SER B OS5TI6L-ZS-6 AAA /AAL — Int/Div

PLAINVIEW OLD BETHPAGE NY CENTRL SCH 726715-HX-6 AAA /NR — Int/Div

NASSAU CNTY NY INTERIM FIN AUTH 631663-NN-7 AAA NR — Int/Div

SHENENDEHOWA NY CENTRL SCH DIST REF 823194.F2-6 AA /NR — Int/Div

ISLAND TREES NY UNION FREE 464568-GK-4 NR /AA2 — Inv

SARATOGA SPRINGS NY REF-PUB IMPT 80353 1-TR-3I AA+ /NR — Int/Div

NY CITY NY TRNSTIONAL FIN AUTH REV FUTURE 6497 1W-FV-7 AAA /AAI — Int/Div

NY STDORM AUTH ST PERSNL INC TAX 64990FE-3R-6 AAA /AAL — Int/Div

HUDSON YDS INFRASTRUCTURE CORP NY 2ND INDENT (44420R-AM-2) — Int/Div — Buy

NY ST DORM AUTH SALES TAX REV H4990A-DR-3 AAA /AAL — Int/Div

SALES TAX ASSET RECEIVABLE CORP NY 794665-FM-6 AAA JAA — Int/Div

PORT AUTHORITY NEW YORK & NEW JERSEY CONS 7T31358T-M2.4 AA-/AA3 — Int/Div — Redeemed

ARLINGTON NY CENTRAL SCH DIST REF UNLTD TAX (04171 7NR-6) — Int/Div — Buy

SOUTHAMPTON NY UN FREE SCHOOL REF UNLIMITED TAX (841098.DS-2) — Int/Div — Buy

MET TRANSPRTN AUTH REV GREEN BDS REF SER C (59261A-PX.0) — None — Buy

UTIL DEBT SECURITIZATION AUTH NY REF RESTR SER A (91802R-CK-Y) — Int/Div — Buy

OBROKERAGE ACCOUNT #2 (H)

JPM TAX FREE MMKT INST SWEEP FD (cash) — Interest

BETHLEHEM NY CENTRL SCH DIST 087329.LE-6 NR /AAY — Int/Div — Redeemed

CITY OF NEW YORK NY REF 64966G:- AK-R AA JAA2 — Int/Div — Redeemed

WESTCHESTER ONTY NY LIMITED O5736L-YW-8 AAA JAA — Dhy

SACHEM NY CENTRL SCH DIST OF HOLBROOK 785721-TR-2 AA /NR — Int/Div

ARLINGTON NEW YORK CENTRAL SCHOOL (41717-LD9 AA- NR — Int/Div

PORT WA NY UN FREE SCH DIST REF T3558 1-LU-2 NR /AA2 — Int/Div

COLD SPRING HBR NY CENTRL SCH DIST REF 192867-FM-6 AAA /NR — Int/Div

PEMBROKE NEW YORK CENTRAL SCHOOL 706427.-BY-6 AA-/NR — Int/Div

EDGEMONT NY UN FREE SCH DIST OF GREENBURGH 280101-DP-8 NR /AA2 — Int/Div

ISLIP NY REF 464722-6W-2 AA+ /AAI — Int/Div

NY ST DORM AUTH SALES TAX REV H64990A-BA-2 AAA JAAD — Int/Div

NORTH SHORE NY CENTRL SCH DIST 6623123.HL-1 NR /AAL — hy

SHENENDEHOWA NY CENTRL SCH DIST REF 823194.F2-6 AA /NR — Int/Div

PITISFORD NY CENTRL SCH DIST 725635-EJ)<1 NR JAA — Int/Div

SARATOGA SPRINGS NY REF-PUB IMPT 803531-TR-3 AA+ /NR — Int/Div

NY CITY NY TRNSTIONAL FIN AUTH REV 64971W-FV-7 AAA /AAI — Int/Div

NY ST REF SER C UNLTD TAX (649791 ME-T) — None — Buy

NY CITY NY TRNSTIONAL FIN AUTH BLDG AID REV 64972H-VC-3 AA JAA2 — Int/Div

NY ST DORM AUTH REVS NON ST 649907.24-T NR AAA — Int/Div

ONONDAGA CNTY NY 682745-TH-1 AA + AA2 — Int/Div

UTIL DEBT SECURITIZATION AUTH NY 91802R-BZ-1 AAA AAA — Int

PORT CHESTER NY REF-PUBLIC IMPT- SER 731760-UUS-9 NR /AA3 — Int/Div

PORT AUTHORITY NEW YORK & NEW JERSEY CONS TI135RT-M2.4 AA. /AA3 — Int/Div — Redeemed

HUDSON YDS INFRASTRUCTURE CORP NY IND INDENT (44420R-AM-2) — Int/Div — Buy

NY ST URBAN DEV CORP REF PERS INCOME TAX SER A (650035.7T9.9) — Int/Div — Buy

BROKERAGE ACCOUNT #3 (H)

JPM TAX FREE MMKT INST SWEEP FD (cash) — Interest

MAHOPAC NY CENT SCH DIST 560177 GW-1 NR /AA2 — Int/Div — Redeemed

OZARK MISSOURI REORG SCHOOL DISTRICT 692634.C7-9 AA+ NR — Int/Div

ROSLYN NY UN FREE SCH DIST T778190-FY-9 NR JAA — Int/Div

NY ST ENVRNMNTL FACS CORP REV HA9RSH-IV-0 AAA AAA — Int/Div

HALFMOON NY REF-PUB IMPT 405729- LR-3 AA /NR — Int/Div

HILTON NY CENTRL SCH DIST 432884 MIO AA-/NR — Int/Div

FALCONER NEW YORK CENTRAL SCHOOL 306117-CL-4 AA /A2 — Int/Div

SHENENDEHOWA NY CENTRL SCH DIST REF 823194.E7-6 AA /NR — Int/Div

NY CITY NY TR FOR CULTURAL RES 649717-RK-3 AA /AA2 — Int/Div

EAST ISLIP NY UNION FREE SCH DIST 273173.KC-7 AA /NR — Int/Div

PITTSFORD NY CENTRL SCH DIST 725635-FJ-1 NR JAA — Int/Div

NY ST DORM AUTH REVS NON ST 649907-A7-7 AA /NR — Int/Div

NEW HYDE PARK & GARDEN CITY PARK NY 645541 .CY-TNR /AA2 — Int/Div

HAVERSTRAW-STONY POINT NY CENTRL SCH 419578-RM-3 NR/AA2 — Int/Div

PINE BUSH NY CENTRL SCH DIST T22477-L0O-7 NR /AA3 — Int/Div

NY ST UNLIMITED TAX A 649791-HH-6 AA+ AAI — Int

CLARKSTOWN NY CENTRL SCH DIST 182324.UU-5 NR /AA2 — Int/Div

NY ST DORM AUTH REVS NON ST 649907-Z3.9 NR /AAA — Int/Div

NY ST DORM AUTH ST PERSNL INC TAX 64990F-YE-1 AAA /AAL — Int/Div

PORT AUTH OF NY & NJ NY CONSOL ONE 731358W.RR-7 AA. /AA3 — Int/Div

UTIL DEBT SECURITIZATION AUTH NY 91802R-BZ-1 AAA AAA — Int/Div

HUDSON YDS INFRASTRUCTURE CORP NY IND INDENT (44420R-AM-2) — Int/Div — Buy

IRA #1 (H)

JPM CHASE (cash) — Interest

AMER CENTURY EQUITY INCOME: INV — Int/Div — Sold (part)

JPM EQUITY INCOME FD 4812C0-49-8 HLIE X — Int/Div — Sold (part)

JPM LARGE CAP GROWTH FD — Int/Div — Sold (part)

JPM US EQUITY FD — Int/Div — Sold (part)

JPM VALUE ADVANTAGE FD — Int/Div — Sold (part)

JPM STRATEGIC INCOME OPPORTUNITIES FD — Int/Div

JPM CORE BOND FD — Int/Div — Sold (part)

JPM SHORT DURATION BOND FD — Int/Div

JPM UNCONSTRAINED DEBT FD — Int./y

JPM FLOATING RATE INCOME FD (Y)

IPM MANAGED INCOME FD — Int/Div

IRA £2 (H)

JPM CHASE (cash) — Interest

AMER CENTURY EQUITY INCOME. INV — Inv — Sold (part)

JPM EQUITY INCOME FD — Int/Div — Sold (part)

JPM LARGE CAP GROWTH FD — Int/Div

JPM US EQUITY FD — Int/Div — Sold (part)

JPM VALUE ADVANTAGE FD - SEL FUND 1399 4812A2.59.5 IVAS X — Int/Div

JPM STRATEGIC INCOME OPPORTUNITIES FD — Int/Div

JPM CORE BOND FD — hy

JPM SHORT DURATION BOND FD — hy

JPM UNCONSTRAINED DEBT FD — Int/Div

JPM FLOATING RATE INCOME FD (Y)

IRA 23 (H)

JPM EQUITY INCOME FD — Int/Div — Sold (part)

JPM CORE BOND FD — Int/Div

JPM TREASURY & AGENCY FD — Int/Div — Sold (part)

JPM TREASURY & AGENCY FD — Redeemed

JPM UNCONSTRAINED DEBT FD — Int/Div

TRUST #1 (H)

JPM TAX FREE MMKT INST SWEEP FD (cash) — Interest

ALPINE UTAH SCH DIST REF 021087. QI3NR/AAA — Int/Div — Redeemed

STATE NEW MEXICO UNIVERSITY 64742 1-BD-7 AA-/AA3 — Int/Div — Expired

NM ST UNIV RGTS IMPT R PREDERED REF & IMPT SER A (647421.CT-10(X) — None

NM ST RGTS IMPT R UNREFDED - REF & IMPT SER A (647421.CU8 (X) — None

HEWLETT WOODMERE NY UN FREE SCH DIST 428246-EV NR /AAL — Int/Div

RIVERHEAD NY 768738-LUB4) AA- AA — None

NASSAU CNTY NY INTERIM FIN AUTH 631663-NV-9 AAA NR — Int/Div

CLARKSTOWN NEW YORK 182306- XX 3 AA+ JAAS — Int/Div — Redeemed

ERIE CNTY NY INDL DEV AGY SCHFAC REV 29509P.KD40 AA /AA2 — Int/Div

CITY OF NEW YORK NY 64966H-ED-8 AA JAA2 — Int/Div

ROCKVILLE CENTRE NY 774132-W3-4 AAA NR — Int/Div

EDGEMONT NY UN FREE SCH DIST OF GREENBURGH 280101-DR-4 NR /AA2 — Int/Div

NY ST BRDG AUTH 649807-CB-8 AA. AA3 — Int/Div

BROOKHAVEN NY REF 113152-US-9 AA+/AA2 — Int

NY ST DORM AUTH ST PERSNL INC TAX 64990L-NF-0 AAA ‘AAI — Int/Div

NASSAU CNTY NY SWR & STORM WTR FIN 631660-BY-5 AAA /AA3 — Int/Div

ORANGE CNTY NY REF-VAR PURP- SER A 684575.3M-3 AA JAA — hvy

NY CITY NY TRNSTIONAL FIN AUTH BLDG 64972H-XJ-6 AA /AA2 — Int/Div

PORT AUTH OF NY & NJ NY SER 179 TI3S8W-Q0Q-0 AA- AAS — None

THREE VLG NY CENTRL SCH DIST REF 885766-NT-8 NR /AA2 — Int/Div

CHEEKTOWAGA NY VAR PURP LTD TAX (162879-P3-8) — None — Buy

Reimbursement — Umversity of Texas Law School — September 14-15, 2007 — Austin, TX — Semmar — Transportation, lodging, and meals

Spouse's income — 2017 — Pension and retirement plan pmits-pension plans for benefit of retirees of Random House, Inc

Spouse's income — 2007 — Newspaper Guild NY - NY Times pension

Part 1, line 2: This trust contains no reportable assets.

Part VII, line 128: This holding was split into separate parts which are listed on lines 129 and 130. This was a corporate change only. no reportable transactions,

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.