Lewis A. Kaplan

79 — Int/Div

Citibank accounts — Interest

GECC47513 — Interest — Redeemed

NYCSerJ462518 — Interest

MTA47526 — Interest

Long island Pwr 4.75 24 — Interest

Port Auth NY&NJ 4.2 19(E) — Interest

JP Morgan Chase accts (S) — Interest

NY Life whole life policies — Int/Div

Ulster Co4.2521 — Interest

NYS Dorm 4.0 19 (E) — Interest

New York NY Ser N4.017(S) — Interest

Mmisink CSD 4.0 12(S) — Interest

Wayne CSD 4.0 20(S) — Interest

Brookhaven CSD (S) — Interest

GECC 5.0 16(S) — Interest

NYS Dorm 4.0 19(S) — Interest

National Union Bank pm — Int/Div

New York NY IDA 4.0 17(S) — Interest

Clarkstown 4.25 20 (E) — Interest

NYCS5.021(E) — Interest

Port Auth 4.75 32 — Interest

NYSTwy3518 — Interest

NYSTwy4528 — Interest

JP Morgan Chase (IRA) — Interest

Pimco Fds Total Return — Int/Div — Sold

JP Morgan Tax Free Money Mkt (E) — Int/Div

Unadilla NY 4.0 13(E) — Interest — Redeemed

Islip NY 5.0 14(E) — Interest — Sold (part)

Nassau Co. NY 40 14(E) — Interest

Perinton NY 3.25 15(E) — Interest — Redeemed

Ithaca NY 4.0 16(E) — Interest

JP Morgan Treas Agy Fd (S) — Distribution

JP Morgan Strategic Inc Fd — istnbution

JP Morgan US Equity Fd — Int/Div

1s. — Iistnbution

JP Morgan Short Duration Bd Fd — Int/Div

17 — istnbution

JP Morgan brokerage accts — Interest

JP Morgan Tax Free Money Mkt — Int/Div

40 — Interest

Ithaca NY 4.013 — Interest — Redeemed

IslipNY 5.014 — Interest

Nassau Co. NY 4.014 — Interest

Permton NY 3.2515 — Interest

Niskayuna NY 3.375 16 — Interest

Dutchess Co. NY 5.018 — Interest

Orange Co. NY 42519 — Interest

JP Morgan Chase checking accounts — Interest

JP Morgan Treas & Agency Fd ma — Int/Div

Pimco Funds Total Reto: gm — Int/Div — Sold

JP Morgan Strategic Income J — Int/Div

JP Morgan International Value Fund gg — Int/Div

JP Morgan US Equity Fund gg — Int/Div

4 — Distribution

JP Morgan Short Duration Bond Fd mg — Int/Div

Sh — istrnibution

JP Morgan brokerage accts [i — Interest

JP Morgan Tax Free Money Market Fd gg — Int/Div

Perinton NY 3.25 13m — Interest

Unadilla NY 4.014 mm — Interest

Nassau Co. NY40 14m — Interest

JP Morgan Intl Value — Int/Div

JP Morgan High Yield Bond — Distribution

64. — Int/Div

JP Morgan Core Bond — Int/Div

Hh. — Distribution

Falconer CSD 4.015 — Interest

Albany Co. 4.013 — Interest

Falconer CSD 4.7520 — Interest

Manetta Ga4.0 16 — Interest

Nassau Co. 5014 — Interest

Pembroke CSD 4.020 — Interest

Starpoint CSD 4.0 15 — Interest

JP Morgan High Yield Bond gm — Distribution

7s — Int/Div

Am Century Eq Inc Fd mm — Int/Div

“+ — Distribution

JP Morgan Core Bond pg — Iistnbution

Ellenville CSD 4.0 16 mn — Interest

Falconer CSD 4.7520 mm — Interest

Hawaii 4.015 mm — Interest

Ozark Mo 4.0 1S m — Interest

Port Jefferson 3.5 15 mm — Interest

Rocky Point CSD 4.0 16 — Interest

Three Village CSD 3.0 13 — Interest — Redeemed

New Mexico 4.0 1S mm — Interest

Hewlett Woodmere 4.0 20 mm — Interest

Riverhead 4.0 18 mm — Interest

Rocky Point CSD 4.0 16 mm — Interest

Alpine Ut4.0 13 mm — Interest

Dallas Tx Comm Coll 4.0 17 — Interest

Wallkkill3.517 — Interest

NYSDomds 1s — Interest

NYSEnvFac5015m — Interest

Albany Co. 4.0 13 mm — Interest — Redeemed

Greece NY 4.12517 mm — Interest

Am Century Eq Inc Fd — Distribution

99 — Int/Div

NYS Twy 4.0 14 — Interest

NYC 362513 — Interest

Plainview Old Beth 4.0 21 — Interest

Putnam Co NY 4.0 16 — Interest

Island Trees UFSD 4.0 22 — Interest

Triboro BTA 4.0 20 — Interest

Bethlehem CSD 4.017 — Interest

Westchester Co 3.0 18 — Interest

Edgemont UFSD 4.0 20 — Interest

Edgemont 3.0 16 — Interest

Ontario Co 3.0 16 — Interest

Sachem CSD 3.018 — Interest

JP Morgan Equity Inc Fd — Distribution — Buy (add'l)

113. — Int/Div

JP Morgan Tr Mit SC Inc — Distribution

Rockville Centre 4.022 ma — Interest

Edgemont NY UFSD 4.0 2mm — Interest

New Hyde Pk UFSD 4.022 — Interest

East Islip UFSD 4.021 m — Interest

Roslyn NY UFSD 3.0 18m — Interest

NYS Env Facs 4.0 18 mn — Interest

JP Morgan Equity Inc — istmbution — Buy (add'l)

122 — Int/Div

JP Morgan Tr Mlt SC Inc J — Int/Div

Federated Tax Free Oblig Fd Inst Sh gm — Interest

Columbia Value and Restr. Fund Cl. Z gg — Int/Div

126. — Distribution

Janus Enterprise FA C1 1 gm — Int/Div

128. — Distribution

Lazard Emerg. Mkts Eq Portfolio Inst Cl gg — Int/Div

130. — Distribution

Oppenhemmer Intl Growth Fd C1'Y — Int/Div — Buy

Thomburg Int' Value Fd C11 pm — Int/Div — Sold

Weingarten Rlty Invs Sh Ben Int jm — Int/Div

IP Morgan Floating Rate Inc Fd — Distribution — Buy

115. — Int/Div

JP Morgan Large Cap Growth Fd — None — Buy

JP Morgan Floating Rate Inc Fd gg — Int/Div — Buy

138 — Distribution

JP Morgan Large Cap Growth Fd pm — None — Buy

Erie Co. S023 — None — Buy

NYS Bridge Auth 4.0 2 ym — None — Buy

Cold Spring Hrbr 2.1 20 — None — Buy

North Shore CSD 4.0 19 — Interest — Buy

North Shore CSD 4.021 — Interest — Buy

Trustee, Trust

Income — 11072013 — Fee tor lecture - St. John's University School of Law — S1.500.00

Spouse's income — Pension and retirement plan pmts pension plans for benefit of retirees of Random House, Inc

1

(E) designates assets held as trustee [III

2

(T) designates assets held as trustee J

3

In response to the Committee's communication, please note that "Edgemont 3.0 16” at Part VII, page 10, line 109, of this report is reflected also in Part VII,

page 11, line 126 of the amended 2012 report, dated August 11, 2014. The security reported in those two places is the same security.

a

In response to the Committee's communication, please note that the listings at Part VII, pages 6 and 7, lines 38 and 57, for "JP Morgan brokerage accts.”

reflect only cash balances and interest thereon, The individual non-cash assets are mutual funds listd elsewhere in the report.