Vincent F. Papalia

SUBRUBAN PROPAN — Int/Div

BROKERAGE ACCTSSN-J(H)

FIDELITY GOVT MONEY MKT CAP RESERVES — Int/Div

FPA CRESCENT FUND — Int/Div — Buy (add'l)

LORD ABBE TT MULTI ASSET INCOME FUND F — Int/Div — Buy (add'l)

LORD ABBE TT MULTI ASSET INCOME FUND F — Buy (add'l)

BLACKROCK MULTI ASSET INCOME PORT A — Int/Div — Buy (add'l)

BLACKROCK MULTI ASSET INCOME PORT A — Buy (add'l)

IRA ROLLOVER BROKERAGE ACCT SSN (Hy

FIDELITY GOVT MONEY MKT CAP RESERVES — Int/Div

FPA CRESCENT FUND — Int/Div — Buy

FPA CRESCENT FUND — Buy (add'l)

LORD ABBETT CALIBRAT MID CAP VALUE F — None — Buy

LORD ABBETT CALIBRAT MID CAP VALUE F — Buy (add'l)

LORD ABBETT CALIBRAT MID CAP VALUE F — Sold

LORD ABBETT GROWTH LEADERS FUND F — Ine — Buy

LORD ABBETT GROWTH LEADERS FUND F — Buy (add'l)

VANGUARD BALANCED INDEX INVESTOR — Int/Div — Buy

VANGUARD BALANCED INDEX INVESTOR — Buy (add'l)

BLACKROCK HIGH YIELD BOND A — Int/Div — Buy

BLACKROCK HIGH YIELD BOND A — Buy (add'l)

BLACKROCK HIGH YIELD BOND A — Sold

AMFUNDS AMERICAN BALANCED F1 — Int/Div — Buy

AMFUNDS AMERICAN BALANCED F1 — Buy (add'l)

INDIV TOD BROKERAGE ACCT SSN - § (Hy

FIDELITY GOVT. MONEY MKT CAP RESERVES — Int/Div

DEUTSCHE GLOBAL INFRASTRUCTURE A — Int/Div — Sold

FPA CRESCENT FUND — Int/Div

BLACKROCK MULTI ASSET INCOME PORT A — Int/Div

PIMCO INOCME FUND A — Int/Div

IRA BROKERAGE ACCT WELLS FARGO (H)

WELLS FARGO BANK DEPOSIT SWEEP — Interest

AT&T — Int/Div — Buy

ALTRIA GROUP — Int/Div — Sold (part)

BRISTOL MYERS SQUIBB — Int/Div

CATERPILLAR — Int/Div — Buy

SCHEMOURS CO. — Int/Div — Sold (part)

SCHEMOURS CO. — Buy

DOW CHEMICAL CO — Int/Div — Sold

DU PONT — Int/Div

EXXON MOBIL — Int/Div

HOME DEPOT — Int/Div

INTEL CORP — Int/Div

MERCK & CO — Int/Div

PHILIP MORRIS — Int/Div

PROCTOR & GAMBLE — Int/Div

TRANSOCEANLTD — Int/Div

VALLEY NATIONAL — Int/Div

IRA -PNC(H)

AMERICAN BALANCED A — Int./hv — Buy

IRA <PNC SH)

AMERICAN BALANCED A — Int/Div — Buy

529 PLAN - FRANKLIN TEMPLETON (Hy

GROWTH ALLOCATION C — Int/Div — Buy (add'l)

GROWTH ALLOCATION C — Sold (part)

GROWTH ALLOCATION C — Buy (add'l)

GROWTH ALLOCATION C — Buy (add'l)

GROWTH ALLOCATION C — Sold (part)

GROWTH ALLOCATION C — Buy (add'l)

GROWTH ALLOCATION C — Buy (add'l)

GROWTH ALLOCATION C — Buy (add'l)

GROWTH ALLOCATION C — Buy (add'l)

GROWTH ALLOCATION C — Sold (part)

GROWTH ALLOCATION C — Buy (add'l)

GROWTH ALLOCATION C — Buy (add'l)

GROWTH ALLOCATION C — Sold (part)

GROWTH ALLOCATION C — Buy (add'l)

GROWTH ALLOCATION C — Sold (part)

GROWTH ALLOCATION C — Buy (add'l)

GROWTH ALLOCATION C — Buy (add'l)

GROWTH ALLOCATION C — Sold (part)

TIAA CREF -S (H)

TIAA CREF MONEY MARKET FUND — Int/Div — Buy (add'l)

TIAA CREF MONEY MARKET FUND — Buy (add'l)

TIAA CREF MONEY MARKET FUND — Buy (add'l)

TIAA CREF MONEY MARKET FUND — Buy (add'l)

IRA - REGAL (H)

REGAL PRIME MONEY MKT FUND RESERVE — Int/Div

LEVEL 3 COMM — Int/Div

NEONODE — Int/Div

IRA REGAL -S(H)

REGAL PRIME MONEY MKT FUND RESERVE — Int/Div

VICAL INC — Int/Div

401K) SAIBER (H)

BLACKROCK GLOBAL SMALLCAP A — Int/Div — Distnbuted

HARBOR BOND INST — Int/Div — Distributed

HARBOR CAP APPRECIATION INV — Int/Div — Distnbuted

MORLEY STABLE VALUE — Int/Div — Distnbuted

PIMCO REAL RETURND — Int/Div — Distributed

T.ROWE PRICE RTMT 2020 — Int/Div — Distnibuted

VANGUARD INT-TERM TREASURY ADM — Int — Distnbuted

PNC BANK ACCOUNT 4 — Interest

IRA -RBC(H)

Deutsche X Trackers MSCI (Common) (Symbol - DBEU) — Int/Div — Buy

Deutsche X Trackers MSCI (Common) (Symbol - DBEU) — Buy (add'l)

Deutsche X Truckers MSCI EAFE (Common) (Symbol - DBEF) — Int/Div — Buy

Deutsche X Truckers MSCI EAFE (Common) (Symbol - DBEF) — Buy (add'l)

First Trust Dorsey Wright (Common) (Symbol FV) — Int/Div — Buy

First Trust Exchange Traded (Common) (Symbol HYLS) — Int/Div — Buy

First Trust Preferred (Common) (Symbol FPE)Y — Int/Div — Buy

First Trust Preferred (Common) (Symbol FPE)Y — Sold (part)

Guggenheim S&P 500 (Common) (Symbol RYT) — Int/Div — Buy

Guggenheim S&P 500 (Common) (Symbol RYT) — Buy (add'l)

Guggenheim S&P 500 (Common) (Symbol RYT) — Sold

IShares (Common) (Symbol EEMA) — Int/Div — Buy

IShares (Common) (Symbol EEMA) — Sold (part)

IShares (Common) (Symbol EEMA) — Sold

IShares to 3 Treasury (Common) (Symbol SHY) — Int/Div — Buy

IShares to 3 Treasury (Common) (Symbol SHY) — Sold (part)

IShares to 3 Treasury (Common) (Symbol SHY) — Sold (part)

IShares 3 to 7 Treasury (Common) (Symbol Eh — Int/Div — Buy

IShares 3 to 7 Treasury (Common) (Symbol Eh — Sold (part)

IShares Core S&P 500 ETF (Common) (Symbol IVV) — Int/Div — Buy

IShares Core S&P 500 ETF (Common) (Symbol IVV) — Buy (add'l)

IShares Core S&P 500 ETF (Common) (Symbol IVV) — Sold (part)

IShares Core S&P 500 ETF (Common) (Symbol IVV) — Sold (part)

IShares Core S&P MidCap (Common) (Symbol LH) — Int/Div — Buy

IShares Core S&P MidCap (Common) (Symbol LH) — Buy (add'l)

IShares Core S&P MidCap (Common) (Symbol LH) — Sold (part)

IShares IBoxx $ High Yield (Common) (Symbol HYG) — Int/Div — Buy

IShares IBoxx $ High Yield (Common) (Symbol HYG) — Buy (add'l)

IShares IBoxx $ High Yield (Common) (Symbol HYG) — Sold

IShares IBoxx $ Investment (Common) (Symbol LOD) — Int/Div — Buy

IShares IBoxx $ Investment (Common) (Symbol LOD) — Sold (part)

IShares IBoxx $ Investment (Common) (Symbol LOD) — Buy (add'l)

IShares International (Common) {Symbol DV) — Int/Div — Buy

IShares International (Common) {Symbol DV) — Sold

IShares JP Morgan USD (Common) {Symbol EMB) — Int/Div — Buy

IShares JP Morgan USD (Common) {Symbol EMB) — Sold

IShares JP Morgan USD (Common) {Symbol EMB) — Buy

IShares US Financial Sves (Common) (Symbol IYG) — Int/Div — Buy

IShares US Financial Sves (Common) (Symbol IYG) — Sold (part)

IShares Core S&P (Symbol UR) — None — Buy

IShares Core (Symbol GOVT) — Int/Div — Buy

Power Shares Exchange Symbol PBS — Int/Div — Buy

Power Shares Exchange Symbol PBS — Sold

Select Sector SPDR Fund (Common) (Symbol XLY) — Int/Div — Buy

Select Sector SPDR Fund (Common) (Symbol XLK) — Int/Div — Buy

Vanguard Sector SPDR FD (Common) (Symbol XLG) — Int/Div — Buy

Vanguard Sector SPDR FD (Common) (Symbol XLG) — Sold

Vanguard FTSE Developed (Common) (Symbol VEA) — Int/Div — Buy

Vanguard FTSE Developed (Common) (Symbol VEA) — Buy

Vanguard FTSE Developed (Common) (Symbol VEA) — Buy

Vanguard FTSE Emergmg (Symbol VWO) — Int/Div — Buy

Vanguard FTSE Emergmg (Symbol VWO) — Buy (add'l)

Vanguard Short Term Symbol VCSH — Int/Div — Buy

Vanguard Total Intemational ETF (Symbol BNDX) — Int/Div — Buy

Vanguard Total Intemational ETF (Symbol BNDX) — Buy

Vanguard Total Intemational ETF (Symbol BNDX) — Buy

RBC Branch Sweep Program - Money Market - Please see Part VII note, — Int/Div

Bank of Montreal (Common) (Symbol BMO) — Int/Div — Buy

Bank of Montreal (Common) (Symbol BMO) — Buy (add'l)

Bank of Montreal (Common) (Symbol BMO) — Buy (add'l)

Bank of Montreal (Common) (Symbol BMO) — Buy (add'l)

Bank of Montreal (Common) (Symbol BMO) — Sold

Bank of Nova Scotia (Common) (Symbol BNS) — Int/Div — Buy

Bank of Nova Scotia (Common) (Symbol BNS) — Buy (add'l)

Bank of Nova Scotia (Common) (Symbol BNS) — Buy (add'l)

Bank of Nova Scotia (Common) (Symbol BNS) — Buy (add'l)

Bank of Nova Scotia (Common) (Symbol BNS) — Sold

Baytex Energy (Common) (Symbol BTE) — None — Buy

Baytex Energy (Common) (Symbol BTE) — Sold

BCE Inc. (Common) (Symbol BCE) — Int/Div — Buy

BCE Inc. (Common) (Symbol BCE) — Buy (add'l)

BCE Inc. (Common) (Symbol BCE) — Buy (add'l)

BCE Inc. (Common) (Symbol BCE) — Buy (add'l)

BCE Inc. (Common) (Symbol BCE) — Sold

GlaxoSmithKline PLC (Common) (Symbol GSK) — Int/Div — Buy

GlaxoSmithKline PLC (Common) (Symbol GSK) — Buy (add'l)

GlaxoSmithKline PLC (Common) (Symbol GSK) — Buy (add'l)

GlaxoSmithKline PLC (Common) (Symbol GSK) — Buy (add'l)

GlaxoSmithKline PLC (Common) (Symbol GSK) — Sold

HSBC Holdings PLC (Common) (Symbol HSBC) — Int/Div — Buy

HSBC Holdings PLC (Common) (Symbol HSBC) — Buy (add'l)

HSBC Holdings PLC (Common) (Symbol HSBC) — Buy (add'l)

HSBC Holdings PLC (Common) (Symbol HSBC) — Buy (add'l)

HSBC Holdings PLC (Common) (Symbol HSBC) — Sold

Royal Dutch Shell PLC (Common) (Symbol RDSB) — Int/Div — Buy

Royal Dutch Shell PLC (Common) (Symbol RDSB) — Buy (add'l)

Royal Dutch Shell PLC (Common) (Symbol RDSB) — Buy (add'l)

Royal Dutch Shell PLC (Common) (Symbol RDSB) — Buy (add'l)

Royal Dutch Shell PLC (Common) (Symbol RDSB) — Sold

Toronto Dominion Bank (Common) {Symbol TD) — Int/Div — Buy

Toronto Dominion Bank (Common) {Symbol TD) — Buy (add'l)

Toronto Dominion Bank (Common) {Symbol TD) — Buy (add'l)

Toronto Dominion Bank (Common) {Symbol TD) — Buy (add'l)

Toronto Dominion Bank (Common) {Symbol TD) — Sold

Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — Int/Div — Buy

Qualcomm Inc (Common) (Symbol QCom) — Buy

Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — Buy (add'l)

Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — Buy (add'l)

Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — Buy

Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — Sold

Delaware Pooled Trust Diversified Income FD CIA (Symbol DPDFX) — Sold

Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — Int/Div — Buy

Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — Buy (add'l)

Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — Buy (add'l)

Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — Buy (add'l)

Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — Sold

Fidelity Advisor Strategic Income Fund CL 1 (Symbol - FSRIX) — Sold

Invesco Balanced Risk Alloc Y (Symbol ABRYX) — Int/Div — Buy

Invesco Balanced Risk Alloc Y (Symbol ABRYX) — Buy (add'l)

Invesco Balanced Risk Alloc Y (Symbol ABRYX) — Buy (add'l)

Invesco Balanced Risk Alloc Y (Symbol ABRYX) — Buy (add'l)

Invesco Balanced Risk Alloc Y (Symbol ABRYX) — Sold

Invesco Balanced Risk Alloc Y (Symbol ABRYX) — Sold

Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — Int/Div — Buy

Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — Buy (add'l)

Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — Buy (add'l)

Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — Buy (add'l)

Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — Sold

Oppenheimer Intl BD FD Class Y (Symbol OIBYX) — Sold

Thomburc Strategic Income FD CL SHS {Symbol - TS11X) — Int/Div — Buy

Thomburc Strategic Income FD CL SHS {Symbol - TS11X) — Buy (add'l)

Thomburc Strategic Income FD CL SHS {Symbol - TS11X) — Buy (add'l)

Thomburc Strategic Income FD CL SHS {Symbol - TS11X) — Buy (add'l)

Thomburc Strategic Income FD CL SHS {Symbol - TS11X) — Sold

Thomburc Strategic Income FD CL SHS {Symbol - TS11X) — Sold

3M Company (Common) (Symbol MMM) — Int/Div — Buy

3M Company (Common) (Symbol MMM) — Buy (add'l)

3M Company (Common) (Symbol MMM) — Buy (add'l)

3M Company (Common) (Symbol MMM) — Buy (add'l)

3M Company (Common) (Symbol MMM) — Sold

Altria Group Inc. (Common) (Symbol MO) — Int/Div — Buy

Altria Group Inc. (Common) (Symbol MO) — Buy (add'l)

Altria Group Inc. (Common) (Symbol MO) — Buy (add'l)

Altria Group Inc. (Common) (Symbol MO) — Buy (add'l)

Altria Group Inc. (Common) (Symbol MO) — Sold

American Electric Power Co. (Common) (Symbol AEP) — Int/Div — Buy

American Electric Power Co. (Common) (Symbol AEP) — Buy (add'l)

American Electric Power Co. (Common) (Symbol AEP) — Buy (add'l)

American Electric Power Co. (Common) (Symbol AEP) — Buy (add'l)

American Electric Power Co. (Common) (Symbol AEP) — Sold

AT&T Ine. (Common) (Symbol T) — Int/Div — Buy (add'l)

AT&T Ine. (Common) (Symbol T) — Buy (add'l)

AT&T Ine. (Common) (Symbol T) — Buy (add'l)

AT&T Ine. (Common) (Symbol T) — Buy (add'l)

AT&T Ine. (Common) (Symbol T) — Sold

Automatic Data Processing (Common) (Symbol ADP) — Int/Div — Buy

Automatic Data Processing (Common) (Symbol ADP) — Buy (add'l)

Automatic Data Processing (Common) (Symbol ADP) — Buy (add'l)

Automatic Data Processing (Common) (Symbol ADP) — Buy (add'l)

Automatic Data Processing (Common) (Symbol ADP) — Sold

Automatic Data Processing (Common) (Symbol ADP) — Sold

Chevron Corporation (Common) (Symbol CVX) — Int/Div — Buy

Chevron Corporation (Common) (Symbol CVX) — Buy (add'l)

Chevron Corporation (Common) (Symbol CVX) — Buy (add'l)

Chevron Corporation (Common) (Symbol CVX) — Buy (add'l)

Chevron Corporation (Common) (Symbol CVX) — Sold

Coca Cola Company (Common ¥ Symbol KO) — Int/Div — Buy

Coca Cola Company (Common ¥ Symbol KO) — Buy (add'l)

Coca Cola Company (Common ¥ Symbol KO) — Buy (add'l)

Coca Cola Company (Common ¥ Symbol KO) — Buy (add'l)

Coca Cola Company (Common ¥ Symbol KO) — Sold

Dow Chemical Co. (Common) (Symbol DOW N) — Int/Div — Buy

Dow Chemical Co. (Common) (Symbol DOW N) — Buy (add'l)

Dow Chemical Co. (Common) (Symbol DOW N) — Buy (add'l)

Dow Chemical Co. (Common) (Symbol DOW N) — Buy (add'l)

Dow Chemical Co. (Common) (Symbol DOW N) — Sold

Eli Lilly & Co. (Common) (Symbol LLY) — Int/Div — Buy

Eli Lilly & Co. (Common) (Symbol LLY) — Buy (add'l)

Eli Lilly & Co. (Common) (Symbol LLY) — Buy (add'l)

Eli Lilly & Co. (Common) (Symbol LLY) — Buy (add'l)

Eli Lilly & Co. (Common) (Symbol LLY) — Sold

Energy Transfer Partners LP (Common) Symbol ETP) — Int/Div — Buy

Energy Transfer Partners LP (Common) Symbol ETP) — Buy (add'l)

Energy Transfer Partners LP (Common) Symbol ETP) — Buy (add'l)

Energy Transfer Partners LP (Common) Symbol ETP) — Buy (add'l)

Energy Transfer Partners LP (Common) Symbol ETP) — Buy (add'l)

Energy Transfer Partners LP (Common) Symbol ETP) — Sold

Enbridge Energy Partners LP (Common) (Symbol EEP) — None — Buy

bad) — Buy (add'l)

bad) — Buy (add'l)

pak) — Buy (add'l)

pak) — Sold

Enterprise Products Partners (Common) (Symbol EPD) — None — Buy

Enterprise Products Partners (Common) (Symbol EPD) — Buy (add'l)

Enterprise Products Partners (Common) (Symbol EPD) — Buy (add'l)

Enterprise Products Partners (Common) (Symbol EPD) — Buy (add'l)

Enterprise Products Partners (Common) (Symbol EPD) — Sold

Exxon Mobil Corp. (Commaon) {Symbol XOM) — Int/Div — Buy

Exxon Mobil Corp. (Commaon) {Symbol XOM) — Buy (add'l)

Exxon Mobil Corp. (Commaon) {Symbol XOM) — Buy (add'l)

Exxon Mobil Corp. (Commaon) {Symbol XOM) — Buy (add'l)

Exxon Mobil Corp. (Commaon) {Symbol XOM) — Sold

General Electric Co. (Common) (Symbol GE) — Int/Div — Buy

General Electric Co. (Common) (Symbol GE) — Buy (add'l)

General Electric Co. (Common) (Symbol GE) — Buy (add'l)

General Electric Co. (Common) (Symbol GE) — Buy (add'l)

General Electric Co. (Common) (Symbol GE) — Sold

General Electric Co. (Common) (Symbol GE) — Sold

Health Care Reit Inc. (Common) (Symbol HCN) — Int/Div — Buy

Health Care Reit Inc. (Common) (Symbol HCN) — Buy (add'l)

Health Care Reit Inc. (Common) (Symbol HCN) — Buy (add'l)

Health Care Reit Inc. (Common) (Symbol HCN) — Buy (add'l)

Health Care Reit Inc. (Common) (Symbol HCN) — Sold

Johnson & Johnson (Symbol JNJ) — Int/Div — Buy

Johnson & Johnson (Symbol JNJ) — Buy (add'l)

Johnson & Johnson (Symbol JNJ) — Buy (add'l)

Johnson & Johnson (Symbol JNJ) — Sold

Kinder Morgan Inc. (Common) (Symbol KMD — Int/Div — Buy

Kinder Morgan Inc. (Common) (Symbol KMD — Buy (add'l)

Kinder Morgan Inc. (Common) (Symbol KMD — Buy (add'l)

Kinder Morgan Inc. (Common) (Symbol KMD — Buy (add'l)

RITES — Sold

Lockheed Martin Corp. (Common) (Symbol LMT) — Int/Div — Buy

Lockheed Martin Corp. (Common) (Symbol LMT) — Buy (add'l)

Lockheed Martin Corp. (Common) (Symbol LMT) — Buy (add'l)

Lockheed Martin Corp. (Common) (Symbol LMT) — Buy (add'l)

RIT) — Sold

Lorillard Inc. (Common) (Symbol LO) — Int/Div — Buy

Lorillard Inc. (Common) (Symbol LO) — Sold

McDomalds Corp. (Common) (Symbol MCD — Int/Div — Buy

McDomalds Corp. (Common) (Symbol MCD — Buy (add'l)

McDomalds Corp. (Common) (Symbol MCD — Buy (add'l)

McDomalds Corp. (Common) (Symbol MCD — Buy (add'l)

McDomalds Corp. (Common) (Symbol MCD — Sold

Merck & Co. Inc. (Common) (Symbol MRK) — Int/Div — Buy

Merck & Co. Inc. (Common) (Symbol MRK) — Buy (add'l)

Merck & Co. Inc. (Common) (Symbol MRK) — Buy (add'l)

Merck & Co. Inc. (Common) (Symbol MRK) — Buy (add'l)

Merck & Co. Inc. (Common) (Symbol MRK) — Sold

Merck & Co. Inc. (Common) (Symbol MRK) — Sold

Microchip Technology Inc. (Common) (Symbol MCHP) — Int/Div — Buy

Microchip Technology Inc. (Common) (Symbol MCHP) — Buy (add'l)

Microchip Technology Inc. (Common) (Symbol MCHP) — Buy (add'l)

Microchip Technology Inc. (Common) (Symbol MCHP) — Buy (add'l)

Microchip Technology Inc. (Common) (Symbol MCHP) — Sold

Natl Retail Prop. Inc. (Common) Symbol NNN) — Int/Div — Buy

Natl Retail Prop. Inc. (Common) Symbol NNN) — Buy (add'l)

Natl Retail Prop. Inc. (Common) Symbol NNN) — Buy (add'l)

Natl Retail Prop. Inc. (Common) Symbol NNN) — Buy (add'l)

Natl Retail Prop. Inc. (Common) Symbol NNN) — Sold

Nextera Energy Inc. (Common) {Symbol NEF) — Int/Div — Buy

RE¥S — Buy (add'l)

RE¥S — Buy (add'l)

RE¥S — Buy (add'l)

RE¥S — Sold

Philip Morris International (Common) (Symbol PM) — Int/Div — Buy

Philip Morris International (Common) (Symbol PM) — Buy (add'l)

Philip Morris International (Common) (Symbol PM) — Buy (add'l)

R¥3] — Buy (add'l)

R¥3] — Sold

Plains All American Pipeline (Common) (Symbol PAA) — Buy

Plains All American Pipeline (Common) (Symbol PAA) — Buy (add'l)

Plains All American Pipeline (Common) (Symbol PAA) — Buy (add'l)

Adb6 — Buy (add'l)

Adb6 — Sold

Plum Creek Timber Co. Inc. (Common) {Symbol PCL) — Int/Div — Buy

Plum Creek Timber Co. Inc. (Common) {Symbol PCL) — Sold

Plum Creek Timber Co. Inc. (Common) {Symbol PCL) — Buy

Plum Creek Timber Co. Inc. (Common) {Symbol PCL) — Buy (add'l)

Plum Creek Timber Co. Inc. (Common) {Symbol PCL) — Buy (add'l)

Plum Creek Timber Co. Inc. (Common) {Symbol PCL) — Sold

Proctor & Gamble Co. (Common) (Symbol rGH — Int/Div — Buy

Proctor & Gamble Co. (Common) (Symbol rGH — Buy (add'l)

Proctor & Gamble Co. (Common) (Symbol rGH — Buy (add'l)

Proctor & Gamble Co. (Common) (Symbol rGH — Buy (add'l)

Proctor & Gamble Co. (Common) (Symbol rGH — Sold

Qualcomm Inc (Common) (Symbol QCom) — Int/Div — Buy

Qualcomm Inc (Common) (Symbol QCom) — Sold

Qualcomm Inc (Common) (Symbol QCom) — Buy (add'l)

Qualcomm Inc (Common) (Symbol QCom) — Buy (add'l)

Qualcomm Inc (Common) (Symbol QCom) — Sold

Reynolds American Ine. (Common) (Symbol RAD — Int/Div — Buy

Reynolds American Ine. (Common) (Symbol RAD — Buy (add'l)

Reynolds American Ine. (Common) (Symbol RAD — Buy (add'l)

Reynolds American Ine. (Common) (Symbol RAD — Buy (add'l)

Reynolds American Ine. (Common) (Symbol RAD — Sold

Simon Property Group Inc. (Common) (Symbol SPG) — Int/Div — Buy

Simon Property Group Inc. (Common) (Symbol SPG) — Buy (add'l)

Simon Property Group Inc. (Common) (Symbol SPG) — Buy (add'l)

Simon Property Group Inc. (Common) (Symbol SPG) — Buy (add'l)

Simon Property Group Inc. (Common) (Symbol SPG) — Sold

SPDR (Symbol INK) — istmbution — Buy

United Parcel Sve. Inc. (Common) (Symbol urs) — Int/Div — Buy

United Parcel Sve. Inc. (Common) (Symbol urs) — Buy (add'l)

United Parcel Sve. Inc. (Common) (Symbol urs) — Buy (add'l)

United Parcel Sve. Inc. (Common) (Symbol urs) — Buy (add'l)

ARO. — Sold

United Health Group Inc. (Common) (Symbol UNH) — Int/Div — Buy

United Health Group Inc. (Common) (Symbol UNH) — Buy (add'l)

assy — Buy (add'l)

assy — Buy (add'l)

assy — Sold

Ventas Inc. (Common) (Symbol VTR) — None — Buy

Ventas Inc. (Common) (Symbol VTR) — Buy (add'l)

VF Corporation (Common) (Symbol VFC) — Int/Div — Buy

VF Corporation (Common) (Symbol VFC) — Buy (add'l)

VF Corporation (Common) (Symbol VFC) — Buy (add'l)

VF Corporation (Common) (Symbol VFC) — Buy (add'l)

VF Corporation (Common) (Symbol VFC) — Sold

Wells Fargo & Co. (Common) (Symbol WFC) — Int/Div — Buy

Wells Fargo & Co. (Common) (Symbol WFC) — Buy (add'l)

Wells Fargo & Co. (Common) (Symbol WFC) — Buy (add'l)

Wells Fargo & Co. (Common) (Symbol WFC) — Buy (add'l)

Wells Fargo & Co. (Common) (Symbol WFC) — Sold

CO-EXECUTOR OF ESTATE NO. 1 (H)

MORGAN STANLEY ACCOUNT (Hh)

Public Service Enterprise Group — Int/Div

Eversource Energy Com — Int/Div

Five Star Quality Care — None

Penn West Pete Ltd — Int/Div

Senior Housing Property Trust — Int/Div

Apollo Investment Corp — Int/Div

Ares Capital Corp. — Int/Div

Royal Globe Trust, Inc — Int/Div

Royal Value Trust, Inc — Int/Div

MORGAN STANLEY MONEY MKT FUND — Interest

DREYFUS GNMA FUND - ESTATE — Int/Div

TD BANK ESTATE CHECKING ACCOUNT (H)

Cash — Int/Div

Vac/Rent. Prpt., Seaside Park, NJ (Purchase dd. 305; price-S590,000) — Rent

Equity Partner (Withdrew 12/28/14), Sather LLC

Agreement — 1/12015 — Saber LLC - Return of Capital - Bi-Weekly payments over 2 years, no control

Agreement — 1/12018 — Saber LLC « Retirement Benefit - Bi-Weekly payments over S years, no control

Liability — PNC — Summer House Mortgage (1/2 ownership and liability)

Reimbursement — Property Law Association (NYIPLA) — Honor of Federal Judiciry — A TRO AN EIT Sr Ae) EE Aras yt

Reimbursement — Turnaround Management Association (TMA) — 61011720158 — Atlantic City, NJ — 2015 TMA Mud-Atlantic Regional Symposium — Transportation, Meals, Hotel, Conference Registration

Income — 12/312015 — Saber L.L.C. - Payment of Retirement Benefit (Pursuant to Membership Agreement) — $25.540.00

LJ

OTE ANSIEA NRE,

SNE RAR EL DA LSTA NERA RE, Bd RY R ASL Chile STA JNO SR fi

|

Positions:

Line 1. Tam also co-executor of Estate No, 1. The assets in the estate are reported in Section VII

VI. Liabilities and VII Investments and Trusts:

Vacation/rental property in Seaside Park is jointly and equally owned (50-50) by my family and 4 related

family. This property was purchased in Murch 2005 for $590,000, of which we contributed one-half. We rent the property about 4-6 weeks a year. Also,

property-related expenses (including mortgage, insurance, taxes, etc.) are shared equally.

VIL Investments and Trusts.

Bank Account - Santander (S) (Line 68 on Initial Amended Report) was omitted on this report because it was closed and the proceeds distributed on August 28,

2014. That closure was inadvertently not stated on the Initial Amended Report.

Line 150. RBC Branch Sweep Program (Line 352 on Initial Amended Report) was meorrectly hsted twice on Initial Amended Report on Lines 174 and 352. Itis

properly listed only once on this report at Line 150.