Albert Diaz

Vanguard Primecap Fund Admiral IRA — Int/Div

Vanguard 500 Index Fund Admiral IRA — Int/Div

T. Rowe Price Mid Cap Growth Fund IRA — Int/Div — Sold (part)

T. Rowe Price Short Term Bond Fund IRA — Int/Div — Sold

T. Rowe Price Prime Reserve Fund — None

Cox & Dodge Intemational Stock Fund 401K — Int/Div — Sold

Vanguard Total Stock Market Index Signal Fund 401K — Int/Div — Sold

Carolinas Healthcare System Retirement Plan — Int/Div — Sold

T. Rowe Price Capital Appreciation Fund IRA — Int/Div

USAA Insurance Co. Subscriber's Account — None

Navy Federal Credit Union Accounts — Interest

JP Morgan Smart Retire 2025 Fund 401K — Int/Div — Buy

JP Morgan Smart Retire 2025 Fund 401K — Sold

Prudential NC Large Cap Growth Fund 401K — None — Buy

Prudential NC Large Cap Growth Fund 401K — Buy (add'l)

Prudential NC Global Equity Fund 401K — None — Buy

Prudential NC Global Equity Fund 401K — Buy (add'l)

Member, Contracts Law Dratting Commuttee, National Conference of Bar Examiners

Board of Advisors, Wake Forest University School of Law Journal of Law & Policy

Board of Advisors, George Mason University School of Law Judicial Education Program

Agreement — 2006 — Medical Insurance Coverage; receiving health care coverage from the state of North Carolina for prior service is a state trial judge.

Liability — North Carolina College Foundation, Inc, — Plus Education Loans

Liability — Marshall Associate, LP — Rental Agreement (Guarantor)

Reimbursement — New York Umversity School of Law — 4071310409113 — New York, NY — Judge Moot Court competition — Transportation, meals, hotel

Reimbursement — Comell University School of Law — 12130 4/14/13 — Ithaca, NY — Judge Moot Court competition — Transportation , meals, hotel

Reimbursement — National Conference of Bar Examiners — 181310420013 — Tucson, Anzona — Attend Contracts law committee meeting — Transportation, meals, hotel

Reimbursement — National Conference of Bar Examiners — S130 YT13 — Philadelphia, PA — Attend confracts law committee meeting — Transportation, meals, hotel

Reimbursement — School of Law — Program & Advisory Board Meeting

Income — 2013 — Multistate Bar Exam Contracts Drafting Committee, National Conference of Bar Examiners, stipend — $7.000.00

Income — 2013 — North Carolina Judicial Retirement — S21. 046.44

Spouse's income — 2013 — Carolinas HealthCare System, salary

Spouse's income — 2013 — Mecklenburg County, salary

Part VII

The dates provided for the sale of the JP Morgan Smart Retire 2025 Fund account and the Carolinas Healthcare System Retirement Plun account are approximate,

as these were rollovers of retirement accounts. | do not have the precise dates on which the fund/plan cut the rollover checks.