Alan S. Trust

Ameriprise / Columbia Cash Mgt Accounts IDSXX — Interest

RVS Life Fixed (annuity) — None — Part VII

RVS/COL/SPS VP Cash Mgt (annuity) — None — Sold — Part VII

RVS / COL VP High Yield Bond (anmuity) — None — Sold (part) — Part VII;

Goldman VIT MidCap Va (annuity) — None — Part VIII;

Fid VIP Midcap C12 (annuity) — None — Sold (part) — Part VIII;

FT VIP Small Cap Valu (annuity) — None — Buy (add'l) — Part VII

WF Adv VT Small Cap (annuity) — None — Sold (part) — Pant VII

THDNDL /COL VP Emerg Mkts (annuity) — None — Buy (add'l) — Part VII

Wanger Int'l Small Cap (annuity) — None — Sold — Part VIII;

FT GLB VIP Real Estate (annuity) — None — Sold — Part VII

Oppenhemmer Strat Bond (annuity) — None — Sold (part) — Part VIII

Alliance Bernstein American Century Equity Income — Int/Div

Alliance Bernstem Disc Valaue — Int

Mass Mutual Annuity — MML Equity — None

MML Opp Global Strategic Income — None

Mass Mutual Annuity = Opp Global Strategic — None

Mass Mutual Annuity - Opp Mam Street Small Cap — None

Mass Mutual Annuity - Opp Main Street — None

Oppenheimer Cap App (both) — Int/Div — Sold (part) — Part VII

Oppenheimer Cap App (both) — Sold (part) — Pat VII

Oppenheimer Cap App (both) — Sold (part)

Oppenheimer Global Fund (both) — Int/Div — Sold (part)

Oppenheimer Global Fund (both) — Sold (part)

Oppenheimer Global Fund (both) — Sold (part)

Oppenheimer Global Fund (both) — Buy (add'l)

Oppenheimer Global Fund (both) — Sold (part)

Oppenheimer Global Opportunities (both) — Int/Div — Buy (add'l) — Part VII

Oppenheimer Global Opportunities (both) — Buy (add'l)

Oppenheimer Global Opportunities (both) — Sold (part)

Oppenheimr Global Value (both) — Int/Div — Buy (add'l) — Part VII

Oppenheimr Global Value (both) — Buy (add'l)

Oppenheimr Global Value (both) — Sold (part)

Oppenheimr Global Value (both) — Buy (add'l)

Oppenheimr Global Value (both) — Buy (add'l)

Oppenheimer Main Street Fund (both) — Int/Div — Buy (add'l)

Oppenheimer Main Street MidCap fka Small Mid Cap Select — Int/Div — Sold (part)

Oppenheimer Global Strategic Income (ka Champion Income) — Int/Div

Oppenheimer Global Allocation (Quest) — hy — see VII

Oppenheimer Sr. Floating — Int/Div — Sold

Oppenheimer Int'l Small Mid — Int/Div — Buy (add'l)

Oppenheimer Int'l Small Mid — Buy (add'l)

Oppenheimer Int'l Small Mid — Sold (part) — see VII

Oppenheimer Int'l Small Mid — Sold (part) — see VII

Oppenheimer Int'l Small Mid — Sold (part) — see VII

Oppenheimer Int'l Small Mid — Sold (part) — see VII

Oppenheimer Int'l Small Mid — Buy (add'l) — see VII

Belt West Funding Corp raw land in Dallas County — None

Roval McAbee universal life imsurance — None

State of Israel savings bond — Int/Div

Energy East — Int

Memll Lynch / AIG stock — Int/Div

Amprise TWEAX Amer Century Eq Income (both) — Int/Div

Amprise ODMAX Oppenheimer Developing Mkts (A TRA) — Int/Div

Oppenheimer Discovery — Int/Div — Sold (part)

Oppenheimer Discovery — Sold (part)

Ameriprise MDLOX Blackrock Golbal Allocation — Int/Div — Buy (add'l)

Ameriprise VOYA GNAM Inc — Int/Div — Buy

IMNYX (Legg Mason) Western Asset Intermed NY Munis — Int/Div

Fidelity VIP Contra (w/in auunity) — None — Sold (part) — Pant VII

Am Century / VP Value (w/in anmmuity) — None — Buy (add'l) — Part VIII;

ONL Lifestyles ONLIDI (w/in L IRA) — Int/Div

Corp Prop Assoc CPAIT (w/in L IRA) — Int/Div

Am Insured Mkt (w/in L IRA) — Int/Div

MITTEX (w/in L IRA) Mass MFS Investors — Int/Div

ATHAX (w/in L IRA) Amer Century Heritage — None — Sold (part)

MGIAX (w/in L IRA) MFS Int'l Value — Int/Div

Justice Federal accounts — Int/Div

Invesco Int'l Gr. Sr. (annuity) — None — Part VII

MDLOX (w/in L IRA) Blackrock Global Allo. — Int/Div

Oppenheimer Equity Income IRA (both) — Int/Div — Sold (part)

Oppenheimer Equity Income IRA (both) — Sold (part)

Oppenheimer Equity Income IRA (both) — Buy (add'l)

Oppenheimer Equity Income IRA (both) — Buy (add'l)

Oppenheimer Equity Income IRA (both) — Sold (part)

Oppenheimer Equity Income IRA (both) — Sold (part)

Oppenheimer Main St Small Cap — Int/Div — Buy (add'l)

Oppenheimer Main St Small Cap — Buy (add'l)

Scholars Edge Age Based Portfolio 10 (18+) — None — Sold (part)

Scholars Edge Large Cap nka Dreyfus R Growth — None

Scolars Edge Sm & Mid Cap nka MidCap Portfolio — None

Scholars Edge Int'l Equity — None — Sold

Scholars Edge Int'l Growth — None — Buy

Scholars Edge Large Cap Value nka Value — None

Scholars Edge Portfolio 100 fka Aggresive — None

Scholars Edge Portfolio 80 fka Moderately Aggressive — None

Scholars Edge Portfolio 60 fka Moderate — None

Pimco VIT All Asset {annuity) — None — Sold (part) — Part VIII

Oppenheimer Deveoping Mkts Fund — Int/Div

Oppenheimer Rochester Ltd Term NY Munis — Int./y — Buy (add'l)

Oppenheimer Rochester Ltd Term NY Munis — Sold (part)

Oppenheimer Money Mkt (treat as bank acct) — Int/Div

Oppenheimer Rochester AMT Free NY Munis — Int/Div — Buy (add'l)

Oppenheimer Rochester AMT Free NY Munis — Sold (part)

US treasunes — Interest

AmerGen (L IRA) — Int/Div

Oppenheimer Small & Mid Cap Value now MidCar Value — Int/Div — Sold (part)

Oppenheimer Small & Mid Cap Value now MidCar Value — Buy (add'l)

Oppenheimer Int'l Value — Int/Div — Sold — for Opp In't Sma

Oppenheimer Discovery Mid Cap Growth — Int/Div — Buy (add'l)

Oppenheimer Discovery Mid Cap Growth — Buy (add'l)

Oppenheimer Int'l Growth (L) — hy

Blackrock Global Dividend (AmPrise) (A IRA) — Int/Div

CNL Growth Props (AmPrise) (A IRA) — Int/Div

Corporate Capital (AmPrise) (A IRA) — Int/Div

Fidelity Advisor Growth Opp (AmPrise) — None — Buy (add'l)

Fidelity Advisor Growth Opp (AmPrise) — Buy (add'l)

Fidelity Advisor Growth Opp (AmPrise) — Buy (add'l)

Fidelity Advisor Growth Opp (AmPrise) — Buy (add'l)

Fidelity Advisor Growth Opp (AmPrise) — Buy (add'l)

Fidelity Advisos Cons. Disc — Int/Div — Buy

Goldman Sachs Strategic Inc. (AmPrise) — Int — Sold — oss

MFS Int'l Value (AmPrise) — Int/Div

Steelpath Opp MLP Inc (AmPrise) — Int/Div

Templeton Global Bond (AmPrise) — Int/Div

Wells Fargo WFA Absolute Return (AmPrise) — Int — Sold — see Part VII

AmPnse Lord Abbott Short Duration — Int/Div — Buy (add'l)

Lord Abbott Bond Deb — Int/Div — Buy (add'l)

Lord Abbott Bond Deb — Buy (add'l)

INSAX Catalyst — Int/Div — Sold — see Part VII

Blackrock Multi Asset — Int/Div

Deutsche Gloab Infrastructure — Int/Div

Oppen Rochester Fund Mum — Int/Div — Sold (part)

Oppen Rochester Fund Mum — Buy (add'l)

Oppen Rochester Fund Mum — Sold (part)

Oppen Steel Path Select 40 — Int/Div — Sold (part) — see Part VIII

Oppen Steel Path Select 40 — Sold (part) — see Part VIII

Oppen SteelPath Alpha Plus — Int/Div — Sold (part) — see Part VIII

Oppen SteelPath Alpha Plus — Sold (part) — see Part VIII

Oppen SteelPath Alpha — Int/Div — Buy (add'l)

Oppen SteelPath Alpha — Sold (part) — see Part VIII

Oppen SteelPath Alpha — Sold (part) — see Part VIII

Oppen SteelPath Alpha — Sold (part) — see Part VIII

Oppen Portfolio Series Eq Inv — Int.

Opp Ltd Term Bond Fund — Int/Div — Buy

Opp Rochester Short Term Muni — Int/Div — Buy

Opp Rochester Short Term Muni — Sold (part)

Opp Rochester High Yield Muni — Int/Div — Buy

Opp Rochester High Yield Muni — Buy (add'l)

Opp Rochester High Yield Muni — Sold (part)

Opp Rochester High Yield Muni — Sold

Opp Equity Fund — Int/Div — Buy

Blackrock Glbl Allocation AmPrise (annuity) — Int/Div — Buy

COL VP Bal Fund AmPrise (annuity) — Int/Div — Buy

COL VP Growth AmPrise (annuity) — Int/Div — Buy

Lord Abbott Sec Growth Leaders AmPrise — Int/Div — Buy

Lord Abbott Bond Deb AmPrise — Int/Div — Buy

Reimbursement — Intellecutual Property Law Ass'n — 3/15 — NY. NY — guest at dinner — reimbursement for actual out of pocket travel, lodging and meals

Reimbursement — Texas BK Bar Ass'n — 5/18 — Cedar Creek, TX — speaker at semmar mn Cedar Creek, Tx — reimbursement for actual out of pocket travel, lodging and meals

Reimbursement — Center for Amencan & Int'l Law — ws — Plano, TX — speaxer at a seminar in Plano, TX — reimbursement for actual out of pocket truvel, lodging and meals

Reimbursement — Amencan Cont Institute — 91s — Dallas, TX — Speaker at 4 seminar in Dallas, TX — reimbursement for actual out of pocket travel, lodging and meals

Reimbursement — Turnaround Mgt Ass'n — 11/15 — NY. NY — speaker at a seminar in NY NY — reimbursement for actusl out of pocket travel

Income — 2015 — Teaching - St Johns University School of Law — S7.000.00

Lines 2 - 12, 61, 62, 70, and 89-- based on information provided by the fund manager(s), no income or reinvested dividends, taxable or otherwise, was paid or

attributed to any of these investments during the reporting period.

Losses were suffered for sales in lines 40, 44-48, 113 117, 121 and 127-134; therefore no Gain code in D(4).