Stephen Fain Williams

ETF Vanguard Emerging Markets (T-BNY) — Int/Div

Trust # 1 Chase Manhattan (J.P. Morgan mutual funds) N. — Int/Div

Dreyfus S&P S00 Fund — Int/Div

Dreyfus S&P S00 Fund — Int/Div

Vanguard Index 500 — Int/Div

Vanguard Prime MM Fund — Int/Div

Vanguard Index 500 — Int/Div

Vanguard Mid-Cap Index — Int/Div

Vanguard Prime MM Fund — Int/Div

Vanguard Mid-Cap Index — Int/Div

Barrick Gold Corp — Int/Div

Gold Corp., Inc — Int/Div

House. Boulder, CO — Reat

PNC Bank — Interest

TIAA CREF Ret. Annuities — Distribution

Nestle — Int/Div

Proctor & Gamble — Int/Div

Questar — Int/Div

QEP Resources — Int/Div

Bank of America — Int/Div — Sold

Merck — Int/Div

JP Morgan Access Balanced Fund — Int/Div — Buy (add'l)

JP Morgan Access Balanced Fund — Sold

JP Morgan Access Growth Fund — Int/Div — Sold

JP Morgan cash reserve. — Int/Div — Sold

JP Morgan Access Balanced Fund — Int/Div — Buy (add'l)

JP Morgan Access Balanced Fund — Sold

JP Morgan Access Growth Fund — Int/Div — Sold

JP Morgan cash reserve — Int/Div — Sold

Trust No. 2, BNY Mellon, Dreyfus Mutual Funds (T-BNY) — Int/Div

BNY Mellon Mutual Funds (T-BNY) — Int/Div

BNY Mellon Cash Reserve Account (T BNY) — Int/Div

Strategic Global Stock Fund (T-BNY) — Int/Div

SPDR Gold Trust (T-BNY) — Int/Div

Vanguard Prime MoneyMarket (T-CDW) N, 1 — Int/Div

Mid-Cap Index Vanguard T{CDW) — Int/Div — Sold

PRIME Cap, Vanguard (T-CDW) — Int/Div

Total Int'l Stock Index, Vanguard (T-CDW) — None — Sold

JP Morgan cash reserve (T-CDW) — Int/Div — Sold

JP Morgan Access Balanced Fund (T-CDW) — Int/Div — Buy (add'l)

JP Morgan Access Balanced Fund (T-CDW) — Sold

JP Morgan, cash reserve (IRA) — Int — Sold

JP Morgan Access Balanced Fund (IRA) — Int/Div — Sold

Morgan Stanley 2-YR Asian Qutperformunce Note (IRA) — None — Sold

Morgan Stanley Market Plus SPX (IRA) — None — Sold

Barclays Bren Commodities Note (10/2/12) (IRA) — None — Sold

Goldman Sachs SPX Note (6/10/12) (IRA) — None — Sold

HSBC Streutured Note due v3 1VI13 (IRA) — None — Buy

JP Morgan Short Duration Bond Fund (IRA) — Int/Div — Sold

JPM Access Multi-Strategy Fund (IRA) — None — Buy

Vanguard Total Int'l (IRA) — Int/Div — Buy

Vanguard Total Stock Market Index (IRA) — Int/Div — Buy

JP Morgan Access Balanced Fund { - IRA) — Int/Div — Sold

JP Morgan cash reserve IRA) — Interest — Sold

Vanguard Money Market Fund « IRA) — Int/Div — Buy

SSgA Age Based 2010 (IRA) — None

Reimbursement — Umversity of Pean Law School — January 26, 2012 — Philadelphia, PA — Moot Court — Transportation, food and lodging

Reimbursement — University of Colorado — February 1-February 13.2012 — Boulder, CO — Telecommunications Program — Transportation, food and lodging

Reimbursement — Duke Law School — April 26-April 27, 2012 — Durham, NC — Pane! Discussion — Transportation, food and lodging

Reimbursement — Federal Trade Commission — September 22- September 29, 2012 — Moscow, Russia — Meeting with another government entity — Transportation, food and lodgmg

Spouse's income — 2012 — DC Public Schools

1. This is a trust established

of which 1 am a life beneficiary.

2. This is a testamentary trust established

of which 1 am the life beneficiary. Investments designated (T-BNY) are held in this trust,

2A. This mvestment was acquired 3/4/2011 but was inadvertently omitted from my report for 2011. The mcome during the reporting period and the value at the

end of the reporting period were in the same categories for 201 1 as for 2012.

3. Thisis a testamentary trust established

of which 1 am the life beneficiary. Investments designated (T-CDW) are held in this trust,

4. It develops that this account expired automatically because of

change of employment.