Jeremiah J. McCarthy

Key Bank Checking (Account transferred from First Niagara) — Interest

Key Bank Savings (Account transferred from First Niagara) — Interest

Northwest Supp. Needs Trust Acct (Account transf from First Niagara) — Interest

M&T Bank Savings Account — Interest

Franklin NY Intermediate - Term Tax Fee Income Fund Class A — Int/Div

Fundamental Investors A ( Amencan Fund) — Int/Div — Buy

Fundamental Investors A ( Amencan Fund) — Int/Div — Buy

Fundamental Investors A ( Amencan Fund) — Int/Div — Buy

Fundamental Investors A ( Amencan Fund) — Int/Div — Buy

Fundamental Investors A ( Amencan Fund) — Int/Div

Fundamental Investors A (Amencan Fund) — Int/Div

Doubleline Total Rt Bond FD — Int/Div

Bank Deposit Sweep Program — Interest

John Hancock Discipl, Value Mid Cap — Int/Div

Lazard Intl Strategy Equity — Int/Div

Mainstay Large Cap Growth — None — Buy

Mainstay Large Cap Growth — None — Sold

Oppenheimer Sr. Floating Rt Y — Int/Div — Sold

Hartford Small Cap Growth Class Y — None — Sold

JP Morgan Divers Mid Cap Growth — Int/Div

JP Morgan Equity Income Select Shares — Int/Div

Swan Defined Risk Fund Class — Int/Div

Blackrock High Yield Bond Institutional — Int/Div

Columbia Multi Advs Small Cap Value R4 — None — Sold

Lazard Int'l Strategy Equity Port — None — Sold

Oppenheimer Int'l Small Mid Co. Y — None — Sold

Allianz GI Structured Return Inst’l — Int/Div — Buy

AQR Style Premia Alternative Lv — Int/Div — Buy

Cohen & Steers Pref Securities Ine — Int/Div — Buy

JP Morgan Sm Cap Equity — None — Buy

Vanguard GNMA Admiral — Int/Div — Buy

Vanguard GNMA Admiral — Int/Div — Buy

Trustee, Timothy V. Riordan Supplemental Needs Trust

Director, Hilbert College