Thomas James McAvoy

2012Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 32

    investments

  • 1

    positions

  • 0

    gifts

  • 1

    agreements

  • 2

    debts

  • 0

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • Albany Law School
  • Citizens Bank
  • SunTrust Mortgage, Inc
  • NYS & Local Employees Retirement System - Pension

As filed

Oppenheimer Equity Income Fund A (See note Section VII — Int/Div — Sold

Oppenheimer Special Fund A (see note Section VIII — Int/Div — Sold

Edward Jones - cash/money market - see note section also — Int/Div

Ft. Myers, Fl - Condo — Reat

Conklin. NY moon — Rent

Binghamton, NY single family home — Rent

Conklin, NY undeveloped lot — None

Sanibel, Florida condominium — Reat

Endicott, NY - 2family — Rent

Kirkwood, NY - single family home — Rent

Long Island Power Auth NY Electric System Gen Ser B Revinue — Int

Lord Abbett Affiliated FD CL A CUSIP — Int/Div

Nuveen New York Municipal Bond Class A See part VII (X) — Int/Div

Mutual Global Discovery Fund CL A (X) — Int/Div

Franklin Rising Dividends Fund CLA (X) — Int/Div

Franklin Mutual Shares Fund CL A (X) — Int/Div

Magna Intemational Inc. Class A Common — Int/Div — Buy

Cabot Oil & Gas Corp com — None — Buy

Cabot Oil & Gas Corp com — None — Sold

Williams Companies Inc. common stock — Int/Div — Buy

Chevron Corp Com (see part VIII) — None — Buy

Target Corporation Common (See part VIII) — None — Buy

World Fuel Sves Corp Com (See part VIL) — None — Buy

Potash Corp of Saskatchewan Inc common (See part VIN) — None — Buy

Kinder Morgan Energy Partners LP (See part VITT) — None — Buy

Edward Jones IRA (see Part VII) — Int/Div

M&T Bank accountsisee Part VIII) — Interest

Oppenheimer Main Street Fund Class A OPTFX (X) — Int/Div

Templeton China World Fund CL A TCWAX (X) — Int/Div

Templeton Growth Fund CL A (X) — Int/Div

Franklin Flex Cap Growth Fund CL A (X) — Int/Div

Franklin Small-Mid Cap Growth Fund CL A (xX) — Int/Div

Member Board of Trustees Emenitus - see VII, Albany Law School

Agreement — 03/06/86 — County of Broome-vested retirement health insurance benefit

Liability — Citizens Bank — rental property - Conklin, NY

Liability — SunTrust Mortgage, Inc — rental property - Fr. Myers, FL

Income — 12/31/2012 — NYS & Local Employees Retirement System - Pension — S1.O6% 48

Positions: No reportable assets associated with my position as Member of the Board of Trustees of Albany Law School.

Part VII Lines | & 2 - Inadvertently omitted from the original 2012 report, these (Oppenheimer) assets were sold to pay for flood damage caused in 2012 to

Conklin, NY

(asset reported on VIVLineS) Both assets were part of National Financial Services, which name changed sometime in 2012 to

Lincoln Investment. The headers were eliminated. Replacing them in lines | & 2 resulted in renumbering of the report.

Part VII Line 3 - All individual assets that are part of the Edward Jones brokerage account which are subject to disclosure have been listed.

Part VII Line 11 now renumbered Line [3, Nuvene New York Municipal Bond Class A is the only asset held in Northwestern Mutual Investment Services, Use

of the header was discontinued and only the reportable asset appears on Line 13, Part VIL. A (X) has been added to the entry since it is being added to the report

for the first time.

Part VII Line 24 - IRA account at Edward Jones was not previously reported due to oversight, inadvertence and mistake, This IRA account is funded by 8

municipal bonds all of which have been listed, See lines 14, 15, 16, 28, 29, 30, 31 & 32, A (X) has been added to the description of each since they are being

added to the report for the first time. Also, the original report {which this report amends) showed purchases for lines 12, 13 & 14. now lines 14, 15 & 16,

however, those were a reinvestment of dividends and are not required to be reported.

Part VII Line 27 - M&T Bank Accounts were not previously reported due to oversight, inadverertence and mistake.

Part VII The assets listed on lines 21 (purchased 11/202012) , 22, 23, 24 & 25 were purchaed on November 26, 2012 and produced no income during calendar

year 2012.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Thomas James McAvoy | Frix