Arthur B Federman

2013Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 60

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • MMT -no detail req.
  • chkg - no detail req
  • MMT - no detail req.
  • remvested tor vr
  • of reg. mo. adds
  • remivested for yr
  • of Reg Mo. Adds
  • reinvested tor vr
  • Rec. From Parents
  • gam (loss)
  • mat date to decsript
  • mat date to descript
  • principal paydowns
  • MMKT acct-no detail req
  • reinvested
  • remvested
  • IRA
  • includes Lite Ins div.
  • CV for Life INS DIV
  • CV for Life Ins DIV
  • name tor thus
  • acct - no detail req
  • div. only
  • out -no gain (loss)
  • gan (loss)
  • 1990 and 1992 Federman Trusts, beneticianes are the reporting person and Assets are disclosed in Part VII

As filed

Second Mortgage Investment Co., Inc - a 1.58% shareholder — Interest

Commerce Bank NA, Lenexa Ks.- MMrkt — Interest — MMT -no detail req.

Commerce Bank NA, Lenexa Ks - CKG — Interest — chkg - no detail req

Commerce Bank NA, Lenexa Ks - MMRKT — Interest — MMT - no detail req.

Vanguard Fed MMT Fund — Int/Div

Vanguard - $00 Index Fund Admiral Shares « Total Bal — Int/Div

Vanguard - 500 Index Fund Admiral Shares — Buy (add'l) — remvested tor vr

Vanguard - 500 Index Fund Admiral Shares — Buy (add'l) — of reg. mo. adds

Vanguard - Total Intern. Stock IDX Adm Total Bal — Int/Div — Buy (add'l) — remivested for yr

Vanguard - Total Intern. Stock 1DX — Int/Div — Buy (add'l) — of Reg Mo. Adds

Vanguard - Total Stock Market Index Fund Admiral Shrs-Bal — Int/Div

Vanguard - Total Stock Market Index Fund Admiral Shrs — Buy (add'l) — reinvested tor vr

Vanguard - Total Stock Market Index Fund — Buy (add'l) — of reg. mo. adds

Northwestern Mutual Life Ins Policy — Interest

Federman Family L.P. - Limited Partnership Interest — Interest — Open — Rec. From Parents

Commerce Bank NA. , Kansas City, Mo Ckg Acct. — Interest

Bank of China (NY -CD — Interest — Matured — gam (loss)

Goldman Sachs Bank USA - CD Matures 1-27-14 — Interest — mat date to decsript

Goldman Sachs Bank USA - CD — Interest — Matured — gam (loss)

Discover Bank - CD - Matures 5-99-14 — Interest — mat date to descript

State Bank of India - CD - Matures 10-14-14 — Interest — mat date to descript

State Bank of India - CD Matures 1/26/15 — Interest — Buy

ALLY Bank - CD - Matures 7-24-15 — Interest — Buy

IRA Acct. -Total Assets in Accounts - Detail Follows — Int/Div

IRA Acct. - (GNMA) Govt. Natl. Mig. Ass Pool - Commerce — Sold (part) — principal paydowns

IRA Acct - Vangaurd acct - Prime MM FD — Sold (part) — MMKT acct-no detail req

IRA Acct - Fidelity Select Health Care — Sold (part) — gam (loss)

IRA Acct - Fidelity Select Health Care — Buy (add'l) — reinvested

IRA Acct - T.Rowe Price New ERA — Buy (add'l) — remvested

IRA Acct - spouse - Capital Federal Savings — Open — IRA

Trust # 1 - Total Assets of Trust -Asset Detail Follows — Int/Div — Buy (add'l) — includes Lite Ins div.

Trust # 1 - Guardian Life Ins . - Cash Value — Buy (add'l) — CV for Life INS DIV

Trust # 1 - Northwestern Mutual Life Cash Value — Buy (add'l) — CV for Life Ins DIV

Trust # 1 « Met Life Ins INC- stock corrected name for this asset — name tor thus

Trust # 1 - Commerce Bank NA, Ckg acct,

Trust # 1 - Comm Bank NA - Kansas City Mo — acct - no detail req

Trust # 1 - GE Capital Bank - CD

Trust # 1 - Goldman Sachs Bank USA cD — Buy

Trust # 2 - Total Assets of Trust -Detail Follows — Int/Div

Trust # 2 - Vanguard Fed MM Portfolio, Philadelphia, Pa.

Trust # 2 - Vanguard Health Care Fund Inv — Buy (add'l) — div. only

Trust # 2 - Vanguard Total Stock Mkt Idx FundFund — Buy (add'l) — div. only

Trust # 2 - Goldman Sachs ILA Federal Portfolio — Sold — out -no gain (loss)

Trust # 2 - Commerce Bank NA - ckg acct.

Trust #2 - Johnson Caty Ks Unified School GO — Redeemed — gam (loss)

Trust #2 - CD at Commerce Bank, KC, Mo — Matured — gam (loss)

Trust #2 - GE Mony Bank - CD - 71-13 — Matured — gam (loss)

Trust 22 -CIT Bank CD 11/25/13 — Matured — gam (loss)

Trust # 2 - Goldman Sachs Bk USA CD 30-13 — Matured — gam (loss)

Trust # 2 - Bank of China (NY) - CD 9.3013 — Matured — gan (loss)

Trust # 2 - Sallie Mae Bk Murray - CD 8-22-14 (corrected date)

Trust #2 - State Bank of India - 10-14-14

Trust #2 - Ally Bank - CD - 12/05/14

Trust # 2 - Discover Bank - CD - Matures 0710/14 — Buy

Trust #2 - Bank of India NY - CD Matures - 09/30/14 — Buy

Trust # 2 Bank of Baroda - CD - Matures 1128/14 — Buy

Trust 4 2 FirstBank Puerto Rico - CD Matures 0227/18 — Buy

Trust # 2 - FirstBank Puerto Rico - CD Matures 05/29/15 — Buy

Trust # 2 - FirstBank Puerto Rico Matures 06/01/15 — Buy

Trust #22 - ALLY Bank - Matures 09/18/15 — Buy

Trustee, with no significant management duties - all assets are listed @ VII, 1990 and 1992 Federman Trusts, beneticianes are the reporting person and Assets are disclosed in Part VII

The assets and value amount references shown in Part VII which are identified as Trust # | are for the full value of the assets held in Trust even though | only own

a 1/3 beneficial interest in the Trust, 1 am the trustee of the Trust,

The assets and value references shown in Part VIT which are identified as Trust # 2 are for the full value of the assets held in Trust even though I only a benificiary

of a 1/3 interest in the Trust. I am the trustee of the Trust.

Asset # 15 1s a limited partnership interest - | have received periodic gifts

of additonal limited ownbership interests in this limited partnership

from January of 2003 through December 31, 2013, My ownership interest is 33% as of 12-31-13, The partnership's investments are almost exclusively in State

Tax Exempt Bonds and Certificates of Deposit, 1 have no management responsibilitites for the activities of this partnership.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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