Arthur B Federman
2013Annual
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What was filed
60
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income
Named parties
- MMT -no detail req.
- chkg - no detail req
- MMT - no detail req.
- remvested tor vr
- of reg. mo. adds
- remivested for yr
- of Reg Mo. Adds
- reinvested tor vr
- Rec. From Parents
- gam (loss)
- mat date to decsript
- mat date to descript
- principal paydowns
- MMKT acct-no detail req
- reinvested
- remvested
- IRA
- includes Lite Ins div.
- CV for Life INS DIV
- CV for Life Ins DIV
- name tor thus
- acct - no detail req
- div. only
- out -no gain (loss)
- gan (loss)
- 1990 and 1992 Federman Trusts, beneticianes are the reporting person and Assets are disclosed in Part VII
As filed
Second Mortgage Investment Co., Inc - a 1.58% shareholder — Interest
Commerce Bank NA, Lenexa Ks.- MMrkt — Interest — MMT -no detail req.
Commerce Bank NA, Lenexa Ks - CKG — Interest — chkg - no detail req
Commerce Bank NA, Lenexa Ks - MMRKT — Interest — MMT - no detail req.
Vanguard Fed MMT Fund — Int/Div
Vanguard - $00 Index Fund Admiral Shares « Total Bal — Int/Div
Vanguard - 500 Index Fund Admiral Shares — Buy (add'l) — remvested tor vr
Vanguard - 500 Index Fund Admiral Shares — Buy (add'l) — of reg. mo. adds
Vanguard - Total Intern. Stock IDX Adm Total Bal — Int/Div — Buy (add'l) — remivested for yr
Vanguard - Total Intern. Stock 1DX — Int/Div — Buy (add'l) — of Reg Mo. Adds
Vanguard - Total Stock Market Index Fund Admiral Shrs-Bal — Int/Div
Vanguard - Total Stock Market Index Fund Admiral Shrs — Buy (add'l) — reinvested tor vr
Vanguard - Total Stock Market Index Fund — Buy (add'l) — of reg. mo. adds
Northwestern Mutual Life Ins Policy — Interest
Federman Family L.P. - Limited Partnership Interest — Interest — Open — Rec. From Parents
Commerce Bank NA. , Kansas City, Mo Ckg Acct. — Interest
Bank of China (NY -CD — Interest — Matured — gam (loss)
Goldman Sachs Bank USA - CD Matures 1-27-14 — Interest — mat date to decsript
Goldman Sachs Bank USA - CD — Interest — Matured — gam (loss)
Discover Bank - CD - Matures 5-99-14 — Interest — mat date to descript
State Bank of India - CD - Matures 10-14-14 — Interest — mat date to descript
State Bank of India - CD Matures 1/26/15 — Interest — Buy
ALLY Bank - CD - Matures 7-24-15 — Interest — Buy
IRA Acct. -Total Assets in Accounts - Detail Follows — Int/Div
IRA Acct. - (GNMA) Govt. Natl. Mig. Ass Pool - Commerce — Sold (part) — principal paydowns
IRA Acct - Vangaurd acct - Prime MM FD — Sold (part) — MMKT acct-no detail req
IRA Acct - Fidelity Select Health Care — Sold (part) — gam (loss)
IRA Acct - Fidelity Select Health Care — Buy (add'l) — reinvested
IRA Acct - T.Rowe Price New ERA — Buy (add'l) — remvested
IRA Acct - spouse - Capital Federal Savings — Open — IRA
Trust # 1 - Total Assets of Trust -Asset Detail Follows — Int/Div — Buy (add'l) — includes Lite Ins div.
Trust # 1 - Guardian Life Ins . - Cash Value — Buy (add'l) — CV for Life INS DIV
Trust # 1 - Northwestern Mutual Life Cash Value — Buy (add'l) — CV for Life Ins DIV
Trust # 1 « Met Life Ins INC- stock corrected name for this asset — name tor thus
Trust # 1 - Commerce Bank NA, Ckg acct,
Trust # 1 - Comm Bank NA - Kansas City Mo — acct - no detail req
Trust # 1 - GE Capital Bank - CD
Trust # 1 - Goldman Sachs Bank USA cD — Buy
Trust # 2 - Total Assets of Trust -Detail Follows — Int/Div
Trust # 2 - Vanguard Fed MM Portfolio, Philadelphia, Pa.
Trust # 2 - Vanguard Health Care Fund Inv — Buy (add'l) — div. only
Trust # 2 - Vanguard Total Stock Mkt Idx FundFund — Buy (add'l) — div. only
Trust # 2 - Goldman Sachs ILA Federal Portfolio — Sold — out -no gain (loss)
Trust # 2 - Commerce Bank NA - ckg acct.
Trust #2 - Johnson Caty Ks Unified School GO — Redeemed — gam (loss)
Trust #2 - CD at Commerce Bank, KC, Mo — Matured — gam (loss)
Trust #2 - GE Mony Bank - CD - 71-13 — Matured — gam (loss)
Trust 22 -CIT Bank CD 11/25/13 — Matured — gam (loss)
Trust # 2 - Goldman Sachs Bk USA CD 30-13 — Matured — gam (loss)
Trust # 2 - Bank of China (NY) - CD 9.3013 — Matured — gan (loss)
Trust # 2 - Sallie Mae Bk Murray - CD 8-22-14 (corrected date)
Trust #2 - State Bank of India - 10-14-14
Trust #2 - Ally Bank - CD - 12/05/14
Trust # 2 - Discover Bank - CD - Matures 0710/14 — Buy
Trust #2 - Bank of India NY - CD Matures - 09/30/14 — Buy
Trust # 2 Bank of Baroda - CD - Matures 1128/14 — Buy
Trust 4 2 FirstBank Puerto Rico - CD Matures 0227/18 — Buy
Trust # 2 - FirstBank Puerto Rico - CD Matures 05/29/15 — Buy
Trust # 2 - FirstBank Puerto Rico Matures 06/01/15 — Buy
Trust #22 - ALLY Bank - Matures 09/18/15 — Buy
Trustee, with no significant management duties - all assets are listed @ VII, 1990 and 1992 Federman Trusts, beneticianes are the reporting person and Assets are disclosed in Part VII
The assets and value amount references shown in Part VII which are identified as Trust # | are for the full value of the assets held in Trust even though | only own
a 1/3 beneficial interest in the Trust, 1 am the trustee of the Trust,
The assets and value references shown in Part VIT which are identified as Trust # 2 are for the full value of the assets held in Trust even though I only a benificiary
of a 1/3 interest in the Trust. I am the trustee of the Trust.
Asset # 15 1s a limited partnership interest - | have received periodic gifts
of additonal limited ownbership interests in this limited partnership
from January of 2003 through December 31, 2013, My ownership interest is 33% as of 12-31-13, The partnership's investments are almost exclusively in State
Tax Exempt Bonds and Certificates of Deposit, 1 have no management responsibilitites for the activities of this partnership.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.