Richard R. Clifton
2013Annual
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What was filed
82
investments
6
positions
0
gifts
1
agreements
0
debts
0
reimbursements
1
income
1
spouse income
Named parties
- American Judicature Society, Hawaii Chapter
- Hawan Public Radio
- Hawaii Women's Legal Foundation
- Ninth Judicial Circuit Historical Society
- Federal Judges Association
- Trusts #1 - #3
- University of Hawaii (teaching)
- Self-employed, dietitian consultant
As filed
First Hawaiian Bank savings — Interest
First Hawaiian Bank checking — Interest
Hawai Central Credit Union — Interest
Umv of Hawan FCU — Interest
Goodyear common — None
Hawaiian Electric Industries common — Int/Div
Brokerage acct #1 pm
Echostar common — None
Dish Network C1 A common — Int/Div
IBM common — Int/Div
Real Networks common — None
Morgan Stanley Bank — Interest
Fidelity Growth & Income (IRA) — Int/Div
Fidelity Magellan Fund (IRA) — Int/Div
Oppenheimer Growth Fund A (IRA) — Int/Div
Brokerage acct #2 pm
Ballard Power Systems common — None
Ciena common — None
Intel common — Int/Div
Charles Schwab Money Market Fund — Int/Div
Raytheon common — None
IRA acct #3 mm
Intel common — Int/Div
Microsoft common — Int/Div
Templeton Growth Fund class A — Int/Div
Charles Schwab Money Market Fund — Int/Div
Petroleo Brasileiro ADRF — None
Laudus US. Large Cap Growth Fund — None — Buy
American Century Equity Growth Fund — None — Buy
CREF Stock Fund — None
CREF Global Equities — None
JP Morgan Group Equity Index Fund A (for K) — Int/Div
Brokerage acct #4 pum
Berkshire Hathaway Class A — None
Charles Schwab Money Market Fund — Int/Div
HR-10 and 401K accts (former law firm) — None
American Funds AMCAP Fund
Oukmark Fund
RidgeWorth Small Cap Value Fund (HRI)
American Funds Wash Mutual Invs (HR-10)
PIMCO Total Return - Class D (HR-10)
Prudential Retirement Guaranteed Income Fund
Northwestn Mutual whole life — None
Northwest Mutual extra ordinary life — None
Midland National whole life — None
Trust #) pum — Int/Div
Eaton Vance Mut Fds Tr
JPMorgan Str Inc Opp Fd
JPMorgan High Yield Fd Select
JPMorgan Short Duration Bond Fd Select
JPMorgan Limited Term Bond Fd Select
Highbridge Dynamic Comm Strg Fd Select
Ishares MSCI EAFE ECF
Ishares S&P Midcap ECF
SPDR S&P S00 ETF Trust
Vanguard Emerging Market ETF
Trust #2 DEE — Int/Div
Eaton Vance Mut Fds Tr
JPMorgan Str Inc Opp Fd
JPMorgan High Yield Fd Select
JPMorgan Short Duration Bond Fd Select
JPMorgan Limited Term Bond Fd Select
Highbridge Dynamic Comm Strg Fd Select
Ishares MSC EAFE ECF
shares S&P Midcap ECF
Ishares Russell 1000 Value Index Fund
Ishares Russell 1000 Growth ECF
SPDR S&P S00 Err Trust
Vanguard Emerging Market ETF
Trust ummm — Int/Div
Eaton Vance Mut Fds Tr
JPMorgan Str Inc Opp Fd
JPMorgan High Yield Fd Select
JPMorgan Short Duration Bond Fd Select
JPMorgan Limited Term Bond Fd Select
Highbridge Dynamic Comm Strg Fd Select
Ishares MSC! EAFE ECF
Ishares S&P Midcap ECF
Ishares Russell 1000 Value Index Fund
Ishares Russell 1000 Growth ECF
SPDR S&P S00 ETF Trust
Vanguard Emerging Market ETF
Director, American Judicature Society, Hawaii Chapter
Director, Hawan Public Radio
Director, Hawaii Women's Legal Foundation
Director, Ninth Judicial Circuit Historical Society
Director, Federal Judges Association
Trustee or co-trustee, Trusts #1 - #3
Agreement — 0019 — Cades Schutte Flemmg & Wright Partnership Resolutions (including retirement terms, no control)
Income — 1031/13 — University of Hawaii (teaching) — $3282.07
Spouse's income — 2013 — Self-employed, dietitian consultant
Part IIA. Non-lnvestiment Income. The income reported from the Umversity of Hawa was for teaching done in 2012, Because of a payroll error, the income
was not actually received until January 2013,
VIL Investments and Trusts.
Assets on line 37 of the previous report are omitted because the owner is no longer a dependent,
Names of some of the holdings in the Trusts #1-3 accounts have changed, from "index fund” to "ECF," though action by the bank that is the co-trustee and
investment advisor, but the holdings have not changed.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.