Nancy Friedman Atlas

SEP IRA #1

AXA Equitable Universal Life Insurance — None — Closed

BBVA Compass Bank, Houston, TX — Interest

Blind Squirrel Partners LLC (FN 10) — None — with line 124)

Diamond Castle Partner IV. LP. (FN 1) — Int/Div

Dreyfus Appreciation Fund (FN 2) — Int/Div

GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Int/Div — Sold (part)

GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Sold (part)

GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Buy (add'l)

GUNR - MFC Flexshares TR Morningstar Global Upstream Nat Res Index FD — Sold (part)

IRA #2

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index — Int/Div — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index — Sold (part)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index — Buy (add'l)

NFRA - MFC Flexshares Tr Stoxx Global Broad Infrastructure Index FD — Int/Div — Buy (add'l)

NGREX - MFB Northern FDS Global Real Estate Index FD — Int/Div — Buy (add'l)

NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part)

NGREX - MFB Northern FDS Global Real Estate Index FD — Buy (add'l)

NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Interest — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Interest — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Sold (part)

NOBOX - MFB Northern FDS BD Index FD — Sold (part)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Int/Div — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Int/Div — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Int/Div — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NORXX - MFB Northern Funds Money Market Fund — Interest

NOSIX - MFB Northern FDS STK Index FD — Int/Div — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Int/Div — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Interest — Sold (part)

IRA #3

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index F — Int/Div — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index F — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index F — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index F — Buy (add'l)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index F — Sold (part)

GUNR - MFC Flexshares TR Momingstar Global Upstream Nat Res Index F — Buy (add'l)

NFRA - MFC Flexshares Tr Stock Global Broad Infrastructure Index FD — Int/Div — Buy (add'l)

NFRA - MFC Flexshares Tr Stock Global Broad Infrastructure Index FD — Buy (add'l)

NFRA - MFC Flexshares Tr Stock Global Broad Infrastructure Index FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Interest

NFRA - MFC Flexshares Tr Stock Global Broad Infrastructure Index FD — Buy (add'l)

NFRA - MFC Flexshares Tr Stock Global Broad Infrastructure Index FD — Buy (add'l)

NGREX - MFB Northern FDS Global Real Estate Index FD — Int/Div — Buy (add'l)

NGREX - MFB Northern FDS Global Real Estate Index FD — Buy (add'l)

NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part)

NGREX - MFB Northern FDS Global Real Estate Index FD — Buy (add'l)

NGREX - MFB Northern FDS Global Real Estate Index FD — Buy (add'l)

NGREX - MFB Northern FDS Global Real Estate Index FD — Buy (add'l)

NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Interest — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Interest — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Buy (add'l)

NOBOX - MFB Northern FDS BD Index FD — Sold (part)

NOBOX - MFB Northern FDS BD Index FD — Sold (part)

NOEMX - MFB Northern FDS Emerging Mss Equity Index FD — Int/Div — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mss Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mss Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mss Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mss Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mss Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Int/Div — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Int/Div — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NOMIX - MFB Northern Mid Cap Index FD — Buy (add'l)

NORXX - MFB Northern FDS Money Market FD — Interest

NOSIX - MFB Northern FDS STK Index FD — Int/Div — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Int/Div — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

NSIDX - MFB Northern FDS Small Cap Index FD — Buy (add'l)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Interest — Buy (add'l)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Buy (add'l)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index — Sold (part)

IRA #5

Vanguard Small Cap Index Fund — Int/Div

Kinder Morgan Inc. (common) — Int/Div

Nexus BSP LLC (FN1O) — Rovalty

Nexus Resources LLC Preferred (FN 10) — None — with line 124)

NFRA « MFC Tr Stoxx Global Broad Infrastructure Index FD — Int/Div — Sold (part)

NFRA « MFC Tr Stoxx Global Broad Infrastructure Index FD — Buy (add'l)

NFRA « MFC Tr Stoxx Global Broad Infrastructure Index FD — Sold (part)

NGREX - MFB Northern FDS Global Real Estate Index FD — Int/Div — Sold (part)

NGREX - MFB Northern FDS Global Real Estate Index FD — Buy (add'l)

NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part)

NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part)

NGREX - MFB Northern FDS Global Real Estate Index FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Interest — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Buy (add'l)

NHFIX - MFB Northern Hi Yield Fxd Inc FD — Sold (part)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Int/Div — Sold (part)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Buy (add'l)

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Int/Div — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOINX - MFB Northern Intl Equity Index FD — Buy (add'l)

NOINX - MFB Northern Intl Equity Index FD — Sold (part)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Interest — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Buy (add'l)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)

NOITX - MFB Northern FDS Inter Tax Exempt FD — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Int/Div — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NOMIX - MFB Northern Mid Cap Index FD — Sold (part)

NOMXX - MFB Northern Funds Mun Money Mkt — Interest

NOSIX - MFB Northern FDS STK Index FD — Int/Div — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NOSIX - MFB Northern FDS STK Index FD — Buy (add'l)

NOSIX - MFB Northern FDS STK Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Int/Div — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

NSIDX - MFB Northern FDS Small Cap Index FD — Sold (part)

Roth IRA #1

Vanguard 500 Index Fund — Int/Div

Vanguard Small Cap Index Fund — Int/Div

Vanguard Treasury Money Market Fund — None

NOEMX - MFB Northern FDS Emerging Mkts Equity Index FD — Int/Div

NOINX-Northern Int] Equity Index FD — Int/Div

NORXX - MFB Northern FDS Money Market FD — None

NOSIX - MFB Northern FDS STK Index FD — Int/Div

NSIDX - MFB Northern FDS Small Cap Index FD — Int/Div

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index FD — Interest — Sold (part)

TDTT - MFC Flexshares TR IBOXX 3 Yr Target Duration TIPS Index FD — Sold (part)

TPG Partners V. LP. (FN 3) — Int/Div

mE 401(K)

EEE 401(K) Actively Managed Bond Fund (FN4) — None

EE 401(K) PIMCO Total Ret-Inst (FN 4) — None — Sold

JEM 401(K) Vanguard Infl-Prot Secs (FN rm — None — Buy (add'l)

JEM 401(K) Vanguard Infl-Prot Secs (FN rm — Buy (add'l)

JEM 401(K) Vanguard Infl-Prot Secs (FN rm — Sold

HE 401K) Vanguard Institutional Index (FN 4) — None — Sold (part)

HE 401K) Vanguard Institutional Index (FN 4) — Sold

EEE 401(K) Vanguard Mid Cap Index (FN 4) — None — Sold (part)

EEE 401(K) Vanguard Mid Cap Index (FN 4) — Buy (add'l)

EEE 401(K) Vanguard Mid Cap Index (FN 4) — Sold

SE HO1(K) Vanguard Total Intemational Stock Index (FN 4) — None — Sold

VFFII FAFLP. (FNS) — None

Wegoma Berkshire VII LP. (FN 7) — Ine

TRLST 1

Dreyfus Appreciation Fund (FN 2) — Int/Div

TRLST2(Y)

TRLST3(Y)

TRLST4(FNS)

BBVA Compass Bank, Houston, TX Acct Wh — None

Pacific Life Ins. (variable life) (FN 8)

Batterymarch Fin. Mgemt. Inc. Int'l Small Cap (FN 8)

ClearBridge Invs. LLC Var Mid Cap Core CLU(FNER)

Equity Index - BlackRock (FN 8)

Fidelity VIP Money Market FC (FN 8)

Franklin and BlackRock Small-Cap Equity (FN 8)

MFS Inv Mgemt. Int] Large-Cap (FN 8)

Morgan Stanley Real Estate (FN 8)

Oppenheimer Funds Inc. Emerging Markets (FN 8)

Pacific Asset Mgemt High Yield Bond (FN 8)

PIMCO Inflation Managed (FN 8)

PIMCO Managed Bond (FN 8)

T Rowe Price Dividend Growth Portfolio (FN 8)

Van Eck Worldwide Ins. Trust VIP Global Hard Assets (FN 8)

VIP Money Market SC - Fidelity (FN 8)

TRLSTS

American General Life Ins. Co. (Universal Life Ins.) — None

Lincoln National (Universal Life Ins.) — None

Vanguard Index Trust S00 Portfolio — Int/Div

TRLST®6

Baltimore Cnty MD 4% 08-01-2020 BEO — Interest

Carroll Caty MD 5% 11-01-2021 BEO — Interest

Denver COLO City & Cnty Sch Dist No 1 £04 12.01-2021 BEO — Interest

Fairfax Cnty VA 5% 04-01-2020 BEO — Interest

Florida St Brd Ed Lottery rev 5.25% 07-1:2026 BEO — Interest — Sold

Florida St. Brd Ed Pub Ed 4% 06-01-2023 BEO — Interest — Sold

Fort Lauderdale FLA 3% 01-01-2015 BEO — Interest — Matured

Kansas St Dev Fin Auth Rev 5% 02-01-2021 BEO — Interest

Massachusetts St. 4% 0801-2019 BEO — Interest

Minnesota St 5% 10-01-2020 BEO ) — Interest

New Jersey St Transn Tr Fd Auth 5.25% 12-15-2020 BEO — Interest — Sold

New York NY 5% 0801-2020 BEO — Interest — Sold

New York NY City Transitional Fin Auth Rev 59% 05.01.2028 BEO — Interest

New York St Dorm Auth St Pers Income Tax Rev 5% 12-15-2020 BEO — Interest

NOEMX: MFB Northern Funds Emerging Mkts Eqty Eqty Index Fd — Int/Div — Buy (add'l)

NOEMX: MFB Northern Funds Emerging Mkts Eqty Eqty Index Fd — Sold (part)

NOEMX: MFB Northern Funds Emerging Mkts Eqty Eqty Index Fd — Sold (part)

NOINX: MFB Northern Intl Equity Index FD — Int/Div

NOMXX: MFB Northern FDS Mun Money Mkt FD — Interest

North Kansas City MO Sch Dist No 74 5% 03-01-2019 BEO — Interest

NOSIX: MFB Northern FDS STK Index Fd — Int/Div — Buy (add'l)

NOSIX: MFB Northern FDS STK Index Fd — Buy (add'l)

Ohio State 5% 08-01-2020 BEO — Interest — Sold

PCRIX: MFO PIMCO Fds Pac Invt Mgmt Ser Commodity RealReturn Strat — Int/Div — Sold

Pennsylvania St 5% 05-01-2020 BEO — Interest

Phoenix Anz Civic Impt Corp Tran Excise Tax Rev 5% 07-1-2019 BEO — Interest

Reaul Property. Travis Cty, TX — None

TDTT: MFC Flexshares Tr [boxx 3 yr Target Duration Tips Index Fd — Interest

Triborough Brdg & Tunl Auth NY Revs £05 11-15-2021 BEO — Interest — Sold

TRUST?

GUNR: MFC Flexshares TR Mrongstr Global Upstrm Nat Res Index FD — Int/Div — Sold (part)

NFRA: MFC Flexshares Tr Stoxx Global Broad Infrstrcture Index FD — Int/Div

NGREX: MFB Northern FDS Global Real Estate Index FD — Int/Div — Sold (part)

NHFIX: MFB Northn Hi Yield Fxd Inc FD — Interest

NOEMX: MFB Northn Funds Emerging Mkts Eqty Eqty Index FD — Int/Div — Sold (part)

NOEMX: MFB Northn Funds Emerging Mkts Eqty Eqty Index FD — Sold (part)

NOINX: MFB Northn Intl Eqty Index FD — Int/Div — Sold (part)

NOMIX: MFB Northn Mid Cap Index FD — Int/Div — Buy (add'l)

NOMXX: MFB Northern FDS Mun Money Mkt FD — Interest

NOSIX: MFB Northern FDS Stk Index FD — Int/Div — Sold (part)

NOSIX: MFB Northern FDS Stk Index FD — Buy (add'l)

NSIDX: MFB Northern FDS Small Cap Index FD — Int/Div — Buy

Real Property. Travis Cy, TX — None

Associate Member, VICTORY (Houston Amencan Cancer Society)

Co-Trustee, Trust

Co-Trustee, Trust 2

Co-Trustee, Trust 3

Co-Trustee, Trust 4

Co-Trustee, Trust §

Task Force Chair, American Bar Association Section of Litigation

Gift — (Section V Note ) — See Section VII — $99.00

Reimbursement — American Bar Association, } Section of Litigation ("SOL") — 1090170112018 — Laguna Beach, CA — Winter Leadership Meeting — transportation, lodgmg, meals

Reimbursement — State Bar of Texas — 6 I18-06/182015 — San Antonio, TX — Annual Meeting — transportabon, meals

Reimbursement — American Bar Association, SOL — 10008-10:092015 — Memplus, IN — Fall Leadership Meeting — trunsportation, lodgmg, meals

Reimbursement — American Conference Institute — 10/28-10/312015 — New York, NY — Consumer Lending Program — transportation, lodging, meals

Reimbursement — American Bar Association, SOL — 112-1171372015 — Chicago, IL — Women of SOL Conference — transportation, lodging, meals

Reimbursement — Bill White — 10/9-10/1 1/2015 — Aspen, CO — Wedding — trunsportation

Section V Notes:

(1) A few times cach year, friends invite my spouse and me to sit with them at tables they have purchased at charity events, We occasionally invite friends to do

the sume, i.e. join us at tables we have purchased for charity events. Since my confirmation, cach time a friend hus invited us to sit at his/her table, my husband

has made a contribution to the organization hosting the event equal to or greater than the fair market value of two tickets to the event. Each time, the invitation has

come from a close friend whose friendship long predated my nomination. A few of those friends are lawyers and could someday represent clients in my court. To

my knowledge, none of those friends was a party or represented clients in my court at the time of either their invitation to attend the event or the event at which we

sut at their table.

Section VII Notes:

(1) Diamond Castle Partner IV, LP, is a private equity fund that makes periodic capital calls. On 11/20/14, my entire interest was sold, and all but an amount

within category J was distributed to me. This year, the rest was distributed, so the year-end value was $0.

(2) Every year in late March and late December, the income from the Dreyfus Appreciation Fund in Trust 1 is automatically swept into and invested in the

Dreyfus Appreciation Fund held in my personal account.

(3) TPG Partners V, L.P. is a private equity fund that makes periodic capital calls. There were no capital calls this year.

(4) Although my spouse left the employ of his employer in 2006, he continues to participate in the employer's Retirement Plans A and B. These are individual

account defined contribution plans qualified under 1.R.C. Section 401(a). The contributions by the firm were fixed during my spouse's employment by the

firm. Retirement Plan A has a salary reduction LR.C, Section 401(k) feature, The investment manager of the Plan from Jan. 1 to Dec. 31, 2015, was Advised

Assets Group, LLC with Empower Retirement as the recordkeeper. At the end of Dec. 31, 2015, the recordkeeper became Vanguard Professional Investment

Management Services, which provided professional management services. My husband has no investment discretion with respect to the investments of this

defined contribution plan, except for the after-tax contribution component as to which he has the limited discretion to choose any of & number of funds that are

available. These funds are managed by outside investment advisors, | cannot determine how much of the change in total market value since last year was due

to interest and/or dividends or the amount of capital gains on sale of shares in the fund. The 2015 recordkeeper informed my spouse that they cannot provide me

with this information.

(5) Vista Equity Partmers' VEF II FAF, LP. is & private equity fund. In response to periodic capital calls, we invested an amount within category J on 1/5, 2/3, 4/1,

5/6, 6/29, 7/7 and 7/9/15; and category K on 9/3, 12/2, and 12/28/15,

(6) 1inadvertently omitted from my 2013 and 2014 reports the income my spouse received in 2013 and 2014 as trustee fees from family trusts and from expert

witness consulting, mediation, arbitration and a legal consulting business (I IREREGG__—N

(7) Wegoma Berkshire VII, L.P. is a private equity fund. In response to periodic capital calls, we invested an amount within category J on 6/25/15 and 8/26/15.

The final K-1 was not received until after the due date for my report. That K-1 reflected income that fell into an income code lower than the income code cited in

the original report, which was based on an estimate contained in a prelimmary K-1 used to prepare the original report.

(8) For all the assets in Trust 4 except BBVA Compass Bank, Pacific Life Insurance Co. informed my spouse that it cannot provide the income for any year.

Company representatives explained that because | hold an interest in funds in which the cash value of an insurance policy has been invested, and not an individual

taxable investment, there are no individual dividends or realized gains to report; all that is reported arc gains or losses to the policy cash value. In addition,

according to the company, under applicable government regulations an insurance policy is considered an asset, not an investment.

(9) Loans were made on the three listed dates in column D,

(10) On 1/1/15, Blind Squirrel Partners consolidated with Nexus Resources LLC to form Nexus BSP LLC.