Frank W. Volk
2017Annual
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What was filed
28
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income
Named parties
- West Virginia University College of Law
As filed
Fifth Third Bank Accounts — Interest
Charleston Federal Credit Union — Interest
Hartford Funds (Smart 529) Age-Based Portfolios — Int/Div
Hartford Funds (Smart 529) Age-Based Portfolio — Int/Div
FIAMTD2035 POOL VY) — Int/Div
TRANSCANADA USA (46840) (X) — Int/Div
FID Contrafund Pool (Y) — Int/Div
FID Growth Co Pool — Int/Div
VANG INST TR 2035(X) — Int/Div
FID S00 INDEX INST — Int/Div
VANG VMMR-FED MMKT — Int
Dommion Res. Inc. Va. New (Brokerage #1) — Int/Div
Travelers Companies Inc. (Brokerage #1) — Int/Div
Travelers Companies Inc. (Brokerage #2) — Int/Div
AEP (Brokerage #2) — Int/Div
AT&T (Brokerage #2) — Int/Div
BP PLC SPONSORED ADR (Brokerage w2) — Int/Div
Domimion Resources Ine. New (Brokerage #2) — Int/Div
Emerson Electric Co. (Brokerage #2) — Int/Div
Exelon Corp. (Brokerage #2) — Int/Div
Exxon Mobil Corp. {Brokerage #2) — Int/Div
Southern Co. {Brokerage 42) — Int/Div
Frunklin Income Fund CL A (Brokerage #2) — Int/Div
Travelers Companies Inc. (Brokerage #2) — Int/Div
Travelers Companies Inc. (Brokerage #2) — Int/Div
Travelers Companies Inc. (Brokerage #2) — Int/Div
Columbia Retirement Plan (Defined Bft Cash Balance Pension) (Y)
TransCanada Retirement Plan (Defined Bft Cash Balance Pension) (X) — Interest
Adpmunct Lecturer of Law, West Virginia University College of Law
Part VIL. J former employer was a merged company composed of Nisource and Columbia Energy Group. 500 left that employment around the
turn of the century. In 2015, the merged company split into Nisource and Columbia Pipeline Group and, in 2016, Columbia Pipeline Group was acquired by
TransCanada. As a part of the TransCanada acquisition, [17 401(k) assets in FIAM TD 2035 POOL V appear to have been transferred into an account styled
TRANSCANADA USA (46840). With the assistance of a Fidelity representative, 1 have leamed that
current holdings within TRANSCANADA USA
(46840) include the following: FID GROWTH CO POOL, VANG INST TR 2035, FID 500 INDEX INST, and VANG VMMR-FED MMKT. These exchanges
were all accomplished without our knowledge by her former employer. | can attempt to provide further information if deemed necessary.
Part VIL. Due to the merger transactions described above, [00 former account in the Columbia Retirement Plan (Defined Bft. Cash Balance Pension) has
now changed to a TransCanada account of i similar character, 1 was informed by the representative with whom I spoke, however, that the balance and camings
on the account are something to which 1 does not have access and that those figures would need to be prepared by hand and seat to me in a letter. Extrupolating
beyond the balance from last year, and the low eamings rate, | have estimated the value and eamings of the account and will amend the report if necessary.
Part VII. The Smart 529 Plans were commenced over a decade ago, one for each [0 The Hartford only provides income information for the life of
the investment, The Hartford will not break it down for me by year, although 1 lodged 4 special request that it do so. Tam thus left with Jittle option to leave the
income column blank. Please advise if the Committee desires the statements of account.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.