Frank W. Volk

2017Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 28

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • West Virginia University College of Law

As filed

Fifth Third Bank Accounts — Interest

Charleston Federal Credit Union — Interest

Hartford Funds (Smart 529) Age-Based Portfolios — Int/Div

Hartford Funds (Smart 529) Age-Based Portfolio — Int/Div

FIAMTD2035 POOL VY) — Int/Div

TRANSCANADA USA (46840) (X) — Int/Div

FID Contrafund Pool (Y) — Int/Div

FID Growth Co Pool — Int/Div

VANG INST TR 2035(X) — Int/Div

FID S00 INDEX INST — Int/Div

VANG VMMR-FED MMKT — Int

Dommion Res. Inc. Va. New (Brokerage #1) — Int/Div

Travelers Companies Inc. (Brokerage #1) — Int/Div

Travelers Companies Inc. (Brokerage #2) — Int/Div

AEP (Brokerage #2) — Int/Div

AT&T (Brokerage #2) — Int/Div

BP PLC SPONSORED ADR (Brokerage w2) — Int/Div

Domimion Resources Ine. New (Brokerage #2) — Int/Div

Emerson Electric Co. (Brokerage #2) — Int/Div

Exelon Corp. (Brokerage #2) — Int/Div

Exxon Mobil Corp. {Brokerage #2) — Int/Div

Southern Co. {Brokerage 42) — Int/Div

Frunklin Income Fund CL A (Brokerage #2) — Int/Div

Travelers Companies Inc. (Brokerage #2) — Int/Div

Travelers Companies Inc. (Brokerage #2) — Int/Div

Travelers Companies Inc. (Brokerage #2) — Int/Div

Columbia Retirement Plan (Defined Bft Cash Balance Pension) (Y)

TransCanada Retirement Plan (Defined Bft Cash Balance Pension) (X) — Interest

Adpmunct Lecturer of Law, West Virginia University College of Law

Part VIL. J former employer was a merged company composed of Nisource and Columbia Energy Group. 500 left that employment around the

turn of the century. In 2015, the merged company split into Nisource and Columbia Pipeline Group and, in 2016, Columbia Pipeline Group was acquired by

TransCanada. As a part of the TransCanada acquisition, [17 401(k) assets in FIAM TD 2035 POOL V appear to have been transferred into an account styled

TRANSCANADA USA (46840). With the assistance of a Fidelity representative, 1 have leamed that

current holdings within TRANSCANADA USA

(46840) include the following: FID GROWTH CO POOL, VANG INST TR 2035, FID 500 INDEX INST, and VANG VMMR-FED MMKT. These exchanges

were all accomplished without our knowledge by her former employer. | can attempt to provide further information if deemed necessary.

Part VIL. Due to the merger transactions described above, [00 former account in the Columbia Retirement Plan (Defined Bft. Cash Balance Pension) has

now changed to a TransCanada account of i similar character, 1 was informed by the representative with whom I spoke, however, that the balance and camings

on the account are something to which 1 does not have access and that those figures would need to be prepared by hand and seat to me in a letter. Extrupolating

beyond the balance from last year, and the low eamings rate, | have estimated the value and eamings of the account and will amend the report if necessary.

Part VII. The Smart 529 Plans were commenced over a decade ago, one for each [0 The Hartford only provides income information for the life of

the investment, The Hartford will not break it down for me by year, although 1 lodged 4 special request that it do so. Tam thus left with Jittle option to leave the

income column blank. Please advise if the Committee desires the statements of account.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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