Shira A. Scheindlin

Rental Property #1 Brooklyn, Kings County, NY — Rent

IRA#)

IRA Sentinal Cap Growth Fund Class A — Int/Div — Sold

IRA Sentinel MidCap Growth Class A — Int/Div — Sold

IRA Sentinel Intl Equity Class A — Int/Div

IRA Sentinel Small Company A — Int/Div

IRA Sentinel Common Stock Class A — Int/Div

IRA Sentinel Gov't. Securities Class A — Int/Div — Sold

IRA Sentinel Conservation Strategies Fund Class A — Int/Div — Sold

Alger Spectra Fund — Int/Div — Buy

JP Morgan Mid Cap Value Fund — Int/Div — Buy

JohnHancock STR Inc — Int/Div — Buy

PIMCO Real Return CI A — Int/Div — Buy

Sunamerica focussws dividend — Int/Div — Buy

Teachers Insurance Annuity Association — Interest

College Retirement Equities Fund — None

Supplemental and Group Retirement Annuities — Interest

AXA Financial — Int/Div

Vanguard Int'l Growth Fund*® — Int/Div

Phzer — Int/Div

Brooklyn Federal S&L/Investors Bank(Name change) — Interest

Brooklyn Federal S&L/Investors Bank (Name change) — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

NYS Local Gov't Assist. Corp. Series C — Interest — Sold

Fidelity Advantage Small Cap. — Int/Div

Fidelity Advantage Mid Cap — Int/Div

Brokerage Account #1

Excelsior Directional Hedge Fund of Funds — Int./hv

Excelsior Directional Hedge Fund of Funds — Int/Div — Buy (add'l)

ASTON Montag & Caldwell Grth FD CL 1 — Int/Div

ASTON Montag & Caldwell Grth FD CL — Distribution

Columba DIV. INC FD CLZ — Int/Div — Buy (add'l)

Columbia DIV INC FD CLZ — Int/Div — Buy (add'l)

Columbia FDS SSR TR Value and Restructuring FD CL Z — Int/Div — Sold

Columbia FDS SER TR 1 Select LGE CAP Gerth FD CL Z — Distribution — Sold (part)

Columbia FDS SER TR 1 Select LGE CAP Gath FDCL Z — Distribution — Sold (part)

BOFA NY Tax Exempt Res. Tr. Cl.{inc inv.) — Int/Div

BOFA NY Tax Exempt* Reserves Trust Class — Distribution

Columbia Small Cap Grth FD — Distribution

Columbia Short Term Mum. Bd Fund C1 Z — Int/Div — Sold

Columbia NY Inter Muni Bd Fund C1 Z — Int/Div

Janus Invest. FD Enterprize — Int/Div

Lazard Fd. Inc. Emerg. Mkts — Int/Div

Lazard Fd. Inc. Emerg. Mkts — Distribution

Thomburg Int. Value Fd — Int/Div

Harbor Intl Fund — Int/Div

Hussman Inv. Strategic Growth fund — Int — Buy (add'l)

Hussman Inv. Strategic Growth fund — Int/Div — Sold

PIMCO Commodity Realreturn Strat. FD — Int/Div — Buy

PIMCO Commodity Realreturn Strat. FD — Int/Div — Buy

Vanuard REET ETF — Int/Div

AQR Diversified Arbitrage fund — Int/Div — Buy

Columbia High Yield Municipal Fund — Int/Div — Buy

Columbia High Yield Mumcipal Fund — Int/Div — Sold (part)

Scottrade Acct. #1

Barcly Bk MSC India — None

MSC Pacific — Int/Div

MSCI South Korea — Int/Div — Sold

MSC Mexico — Int/Div

MSCI Hong Kong — Int/Div

FISE Xinhua China — Int/Div — Sold

SPDR Gold Trust — None

Brandywine Blue FD — Int/Div — Sold

Harbor Bond Fund — Int/Div

Long Leaf Partners Fund — Int/Div

Perrint Micro Cap FD — None

Scottrade Sweep US Bank NA — Int/Div

Oakmark Select Fund — Int/Div

Fairholme Fund — Int

SPDR Series trust KBWregl. B — Int/Div

SPDR Series Trust KBWBHKETF — Int/Div — Sold

PIMCO Emerging Local Bond fund — Int/Div

M& marshall lsley Bank (sweep Acc't) — Int/Div

Brokerage Acct, #2

Windstream — Int/Div

Markwest — Int/Div

SPDR Index SHS FDS INT (IPF-ETF) — Int/Div

MSCI Hong Kong (EWH-ETF) — Int/Div

SPDR Index SHS FDS S&P China (GXO) — Int/Div

Claymore Exchange Traded Fund (TAN) — Int/Div

FAIRX — Int/Div

US Bank NA (sweep acc't) — Int/Div

FNORX — Int/Div

FEMEX — Int/Div

FSEAX — Int/Div

FSEAX — Int/Div — Buy

JP Morgan Chase/Acct #1

SPDRS&PSOOETF — None — Buy

SPDRS&PSOOETF — None — Buy (add'l)

Amencan Century Interterm — Int/Div — Buy

Amencan Century Interterm — Int/Div — Buy (add'l)

Black Rock FDS US — Int/Div — Buy

Cohen & Steers Realty — Int/Div — Buy

Deleware GRP Caps Emerging — Int/Div — Buy

DWS Instituional Funds — Int/Div — Buy

DWS Institmional Funds — Int/Div — Sold

Goldman Sacks Emerging Market — Int/Div — Buy

AIN Tax Ecempt FDS/Invesco Van Kampen — Int/Div — Buy

Oak Mark Fund — Int/Div — Buy

JP Morgan TR 1/inter tax free — Int/Div — Buy

JP Morgan TR 1/inter tax free — Int/Div — Buy

JP Morgan TR1/US Equity FD — Int/Div — Buy

JP Morgan TRI/US Equity FD — Int/Div — Buy

JP Morgan TR 1/Midcap Equity — Int/Div — Buy

JP Morgan TR 1/International Value Fund Select — Int/Div — Buy

JP Morgan TR1/Emerging Markets Equity FD — Int/Div — Buy

JP Morgan TR 1/Emerging Markets Equity FD — Int/Div — Sold (part)

JP Morgan TR 1/US Real Estate FD — None — Buy

JP Morgan TR 11/US Real Estate FD — None — Sold

MFS Ser. Tr. X Emerging Market — Int/Div — Buy

MFS Municipal High Income — Int/Div — Buy

Rowe Price Tax Free Income — Int/Div — Buy

Thomburg International Value Fund — Int/Div — Buy

Vanguard Sector Index Funds — Int/Div — Buy

Vanguard Sector Index Funds — Int/Div — Buy

JP Morgan Chase/Acct #2

JPM STR Inc Op Fd — Int/Div — Buy

JPM High Yield FD — Int/Div — Buy

IPM High Yield FD — Int/Div — Sold (part)

JPM High Yield FD — Int/Div — Sold

JPM Short Duration Bond Fund — Int/Div — Buy

JPM Short Duration Bond Fund — Int/Div — Buy (add'l)

JPM Short Duration Bond Fund — Int/Div — Sold (part)

JPM Short Duration Bond Fund — Int/Div — Sold (part)

JPM TR MLT SC INC — Int/Div — Buy

Harbor High Yield Bond Fund — Int/Div — Buy

Harbor High Yield Bond Fund — Int/Div — Sold (part)

Harbor Convertible Securities Fund — Int/Div — Buy

PIMCO Merging Market Corporate Bond Fund — Int/Div — Buy

SIT Mut. FDS Inc. Div, Growth — Int/Div — Buy

SIT Mut. FDS Inc. Div. Growth — Int/Div — Sold (part)

Ridgeworth FDS SEIX FLRT — Int/Div — Buy

Gateway FD — Int/Div — Buy

Gateway FD — Int/Div — Sold (part)

Gateway FD — Int/Div — Sold (part)

Matthews Asia Div. Inst — Int/Div — Buy

Matthews Asia Div. Inst — Int/Div — Buy (add'l)

Eaton Vance Floating Rate ADV — Int/Div — Buy

Eaton Vance Floating Rate ADV — Int/Div — Buy (add'l)

Eaton Vance Floating Rate ADV — Int/Div — Buy (add'l)

Eaton Vance Mutual FDs TR Global Macro* — Int/Div — Buy

Eaton Vance Mutual FDs TR Global Macro — Int/Div — Sold (part)

Eaton Vance Mutual FDs TR Global Macro — Int/Div — Sold (part)

Eaton Vance Mutual FDs TR Global Macro — Int/Div — Sold

Black Rock High Yield Bd — Int/Div — Buy

Black Rock High Yield Bd — Int/Div — Buy (add'l)

Cohen and Steere Pref Sec. and Income — Int/Div — Buy

Cohen and Steere Pref Sec. and Income — Int/Div — Sold (part)

Cohen and Steere Pref Sec. and Income — Int/Div — Sold (part)

Doubleline FDS TR Totlal Return — Int/Div — Buy

Doubleline FDS TR Totlal Return — Int/Div — Buy (add'l)

T Rowe Price Instl. Income Fs/D Floating Rate Fd — Int/Div — Buy

T Rowe Price Instl. Income Fs/D Floating Rate Fd — Int/Div — Buy (add'l)

HSBC FDS Total Return — Int/Div — Buy

HSBC FDS Total Return — Int/Div — Buy (add'l)

HSBC FDS Total Return — Int/Div — Buy (add'l)

HSBC FDS Total Return — Int/Div — Buy (add'l)

Managed Portfolio Ser Tortois Inst] — Int/Div — Buy

Managed Portfolio Ser Tortois Inst — Int/Div — Buy (add'l)

Managed Portfolio Ser Tortois Inst) — Int/Div — Buy (add'l)

JPM STR Inc Op Fd — Int/Div — Buy

Director, Justice Resource Center

Reimbursement — National Center tor State Courts — 1730012-1731112 — Wilmington, DE — Speaker — Travel, Food, Lodging

Reimbursement — American Law Institute — 13112-21112 — Philadelphia, PA — Speaker — Travel, Food, Lodging

Reimbursement — Secunties and Lxchange Commission — 2/22/12-2/23/12 — Washington, DX — Speaker — Travel, Food, Lodging

Reimbursement — American Bankruptcy Institute — 1912-42012 — Washington, DX — Speaker — Travel, Food, Lodging

Reimbursement — Discovoery Conference — 5/9/12-510112 — Waashington, DC — Speaker — Travel,. Food, Lodging

Reimbursement — Sedona Conference — 9/12/12-9/14/12 — Atlanta, GA — Speaker — Travel, Food, Lodging

Reimbursement — CCCT-ACCA 2012 Forum — 10/24/12- 1028/12 — Montreal CANADA — Speaker — Travel, Food, Lodging

Reimbursement — Amencan Health Information Management Ass'n — 11082012 — Chicago, ILL — Speaker — Travel, Food

Reimbursement — Comell Law School — TURA2-1110012 — Ithaca NY — Attend Meeting — Travel, Food, Lodging

Reimbursement — Advanced E-Discovery Institute

Reimbursement — Bkwvidox Corporation — 12/12/12-12013/12 — Boston, MA — Speaker — Travel, Food, Lodging

Income — 2012 — West Services, Inc. Book Royalties — S4. 530.00

Income — 2012 — Yeshiva Umversity — S680 00

Spouse's income — 012

1122012 — State University of New York

* Line # 43-In line 37 of the 2011 report | inadvertantly listed the year end value code for the BOFA NY Tax exempt reserve trust as J when it should have been

L

“Line 146. The audit program required me to put a value for this item - Eaton Vance Mutual FDs TR Global Macro -- at the end of the reporting period. | kept

trying to leave it blank because it was sold in full on July 25, 2012 as noted on line 149, but the program insisted on i value nonetheless.