Richard M Neiter

Schwab One MM — None

IRA Z(H) — VII - Header

Schwab Money Market — Int/Div

TR Price Emg Bond (PREMX) — Int/Div — Buy (add'l)

TR Price Emg Bond (PREMX) — Buy (add'l)

TR Price Emg Bond (PREMX) — Sold

BlackRock Global Alloc (MALOX) — Int/Div — Sold (part)

BlackRock Global Alloc (MALOX) — Buy (add'l)

Columbia Dividend Inc. Z (GSFTX) — None — Sold

Columbia Dividend Income FD (CDDRX) — Int/Div — Buy

Columbia Dividend Income FD (CDDRX) — Sold (part)

Columbia Dividend Income FD (CDDRX) — Buy (add'l)

Osterweis Fund (OSTFX) — Int/Div — Sold (part)

Osterweis Fund (OSTFX) — Sold (part)

Osterweis Fund (OSTFX) — Buy (add'l)

JPMorgan Research (JPMNX) — None — Buy (add'l)

JPMorgan Research (JPMNX) — Buy (add'l)

JPMorgan Research (JPMNX) — Buy (add'l)

Merger Fund (MERFX) — Int/Div — Buy (add'l)

Merger Fund (MERFX) — Sold (part)

Merger Fund (MERFX) — Buy (add'l)

Neuberger Berman Eq Inc (NBHAX) — Int/Div — Sold (part)

Neuberger Berman Eq Inc (NBHAX) — Sold

PIMCO Uncons Bond (PFILX) — Int/Div — Buy (add'l)

PIMCO Uncons Bond (PFILX) — Buy (add'l)

PIMCO All Asset All Aut (PAUIX) — Int/Div — Sold (part)

PIMCO All Asset All Aut (PAUIX) — Buy (add'l)

PIMCO All Asset All Aut (PAUIX) — Sold (part)

PIMCO All Asset All Aut (PAUIX) — Buy (add'l)

PIMCO Global Multi (PGALX) — Int/Div — Buy (add'l)

PIMCO Global Multi (PGALX) — Buy (add'l)

Schwab Fund Lg Co (SFLNX) — Int/Div — Sold (part)

Schwab Fund Lg Co (SFLNX) — Sold (part)

Schwab Fund Lg Co (SFLNX) — Buy (add'l)

Vanguard S/T Corp (VFSTX) — Int/Div — Sold

Vanguard Dividend Growth (VDIGX) — Int/Div — Sold (part)

Vanguard Dividend Growth (VDIGX) — Sold (part)

Vanguard Dividend Growth (VDIGX) — Buy (add'l)

Vanguard Dividend Growth (VDIGX) — Buy (add'l)

Vanguard Equity Income (VEIPX) — Int/Div — Sold (part)

Vanguard Equity Income (VEIPX) — Sold (part)

Vanguard Equity Income (VEIPX) — Buy (add'l)

Vanguard Equity Income (VEIPX) — Buy (add'l)

Wisdom Tree Emerging Mk EQ (DEM) — Int/Div — Buy

Wisdom Tree Emerging Mk EQ (DEM) — Buy (add'l)

Wisdom Tree Emerging Mk EQ (DEM) — Buy (add'l)

Wisdom Tree Emerging Mk EQ (DEM) — Buy (add'l)

Wisdom Tree Emerging Mk EQ (DEM) — Sold

IRA #2 (H) — Header

Schwab One MM — Int/Div

IRA 23 (SEP) (H) — Header

PIMCO All Asset Fund Institutional (PAAIX) — Int/Div — Sold (part)

Trust #1 (H) — Header

Schwab Money Market — None

US Bank account — Interest

lnmovative Microtech (common stock) — None — Sold — B. Stolman

Private Bank of Califorma (common stock — None — with line 58)

Banc of California, Inc — Int/Div

Rental Property-Los Angeles County, Ca — Rent

Partial interest in IE Association — None

Co-trustee, Trust #1

Agreement — 1997 — Employment agreement with ST&G for deferred compensation upon termmating my shareholder terest mn 2001 and retirement in 2006. See Part VIII

Spouse's income — 2013 — self empoved art consultant