Patricia A. Sullivan

MFS Investment Management (Educational Funds)

MFS Growth Allocation Fund B IMBGWX) — Int/Div

US Treasury EE Bonds — Interest

Northwest Mutual Life Policy "Adjustable ComplLife” — Int/Div

Minnesota Variable Group Universal Life Insurance Policy

Janus Henderson Vit Forty — Int/Div

SFT Wellington CEQI — Int/Div

lvy VIP Value — Int/Div

FID VIP Equity Income — Int/Div

Janus Hend Vit Overseas — Int/Div

Membership m E— [] — Distribution

Santander Account — Interest

Santander Account — Interest

Santander Money Market Account — Interest

Schwab Account (IRA)

Schwab Govt Money Fund (SWGXX) — Interest

Brandes Intl Small Cap (BISMX) — Int/Div — Sold (part)

PIMCO Foreign Bond (PFORX) — Int/Div — Buy

Teton Convertible Sec (WESIX) — Int/Div — Buy

Western Asset Macro Opportunities (LAOIX) — Int/Div

Invesco Global Market Neutral (IMKNYX) — Int/Div — Sold

Charles Schwab Bank account — Interest

Fidelity Floating Rate HI INCM (FFRHX) — Int/Div

First Eagle High Yield FD A (FEHIX) — Int/Div

Invesco Cony Securities FD CL (ONSAX) — Int/Div — Sold

Pimeo 0-5 High Yield Corp B (HYS) — Int/Div

Fidelity ADV Emerging Mkts Ine (FMKIX) — Int/Div

SPDR INTL Government TIPS ETF (WIP) — Int/Div — Sold

Templeton Global Bond Fund — Int/Div

First Eagle US Value Fund CL (FEVIX) — Int/Div

Goldman Sachs Small Mid Cap (GSMYX) — Int/Div

Powershares S&P ETF 500 Low VO (SPLV) — Int/Div

Western Core Plus Bond (WACPX) — Int/Div — Buy

Western Core Plus Bond (WACPX) — Buy (add'l)

Wells Fargo Low Volatility (WLVOX) — Int/Div — Buy

Wells Fargo Low Volatility (WLVOX) — Buy (add'l)

DFA US Large Cap Value (DFLUX) — Int/Div — Buy

Fidelity Total Emerging MKTS (FTEJX) — Int/Div — Buy

Putnam Capital Spectrum FD CL (PVSAX) — Int/Div

Royce Special Equity FD Invest (RYSEX) — Int/Div

lnvesco All Cap Market Neutral (CPNYX) — Int/Div — Sold

Schwab S&P 500 Select Shs (SWPPX) — Int/Div

First Eagle Overseas (SGOIX) — Int/Div

Ishares MSCI ETF Emerging MKTS (EEMV) — Int/Div — Buy (add'l)

Ishares MSCI ETF Emerging MKTS (EEMV) — Sold

Powershares ETF S&P INTL (IDLV) — Int/Div

SCHW Intl SCAP ETF (SCHC) — Int/Div

SPDR DJ Wilshire Intl Real Est (RWX) — Int/Div

SPDR DJ Wilshire REIT (RWR) — Int/Div

Loomis Sayles Senior Flting Rate & Fixed (LSFYX) — Int/Div

Putnam Capital Spectrum FD CL ¥ (PVSYX) — Int/Div

Hartford Global Bond (HWDYX) — Int/Div

Schwab Account

Schwab Govt Money Fund — Int/Div

First Eagle US Value (FEVIX) — Int/Div — Sold (part)

First Eagle US Value (FEVIX) — Sold (part)

Fidelity ADV Emerging Mar (FMKIX) — Int/Div — Buy (add'l)

IShares MSC (EEMV) — Int/Div

First Eagle Overseas (SGOIX) — Int/Div

SPDR Nuveen Barclays (SHM) — Int/Div — Sold

Schwab S&P S00 Select (SWPPX) — Int/Div — Buy (add'l)

Templeton Global Bond Fund (TGBAX) — Int/Div — Sold (part)

Templeton Global Bond Fund (TGBAX) — Sold

SPDR INTL Government (WIP) — Int/Div — Sold

MKT Vectors ETF (HYD) — Int/Div

Goldman Sachs Small Mid Cap (GSMYX) — Int/Div

Lord Abbett Inflation (LIFIX) — Int/Div — Sold

Loomis Sayles Senior (LSFYX) — Int/Div — Sold

Putnam Capital Spectrum (PVSYX) — Int/Div

SPDR DJ Wilshire REIT (RWR) — Int/Div

JP Morgan Tax Aware Income Opp UTASX) — Int/Div

PIMCO Foreign Bond (PFORX) — Int/Div — Buy

PIMCO Foreign Bond (PFORX) — Buy (add'l)

Western Asset Macro Opportunities (LAOIX) — Int/Div

lnvesco All Cap Market Neutral (CPNYX) — Int/Div — Sold

Eaton Vance Muni Oppty (EMOIX) — Int/Div — Buy (add'l)

Fidelity Total Emerging Mkis (FTEIX) — Int/Div — Buy

DFA US Large Cap Value (DFLVX) — Int/Div — Buy

JP Morgan Hedged Equity (JHEQX) — Int/Div — Buy

Fidelity FLoating Rate Hi Income (FFRHX) — Int/Div — Buy

Member, Board of Directors of Roger Williams University School of Law

Director, Rhode Island Bar Foundation

Director, Rhode Island Chapter of Federal Bar Association

Adpmnct Professor, Roger Willams University School of Law

Spouse's income — 2017 — Citizens Bank (pension)

Spouse's income — 2007 — Bank of America (pension)

Part 1:

Line 3: Please see the letter from the Committee on Codes of Conduct that | have filed in connection with prior annual Financial Disclosure Reports,

Part VII:

Line $-10: This life insurance policy provides me with quarterly reports that show the cash value for the policy, the investment gain/loss for the policy and the

"unit value" and "units held" in each "account listed on Lines 6-10. Each of the five accounts is 20% of the total. The statements provide no information about

the income earned in cach account. 1 have reported the income for the policy based on the total "investment gain/oss" as it appears in the year-end statement. The

income for the underlying accounts is an estimate bused on 20% of the total. The names of three of the accounts appear to have changed since 2016. 1 report them

as reflected in December report | received from the insurance company: | am not aware that the name change reflects a purchase or sale.

Line 11: The asset listed on Line | 1 is membership in an entity that has never made a distribution to its members. The entity's sole asset, a vacation cottage, is

used by the members from time to time; I use an estimate of the value of this use as"income.”

Line 15: This IRA is actually two accounts, one in my name and one in my husband's name, managed by the same person at Schwab.

Deletion of Line 69 from 2016 Report: On Line 69 of the 2016 Report, | reported as “partial” the sale of Vanguard Interm Term Tax Exempt (VWIUX); it should

have been reported as entirely sold. Otherwise, the information reported for this asset in 2016 is correct. Because it was entirely sold before the end of 2016, it

has been deleted from the 2017 Report.

Note: In the process of going through my records to prepare this Report, | considered (for the first time) whether a "time share” in St. John, US.V.L is an asset that

should have been reported. This "time share” allows my husband and me to stay for one week during the late fall, but subject to availability. It was purchased for

$36,000 in 2006. It generates no income but requires payment of expenses, As far as I know, it has de minimis resale value because it can be used only subject

to availabilty, which is limited. Because of hurricanes, I received no benefit in 2017. It does not appear to be required to be reported as it does not fall into any

category on the form; | am mentioning it here in an abundance of caution.