Sheri N. Pym

Vanguard Prime Money Market Fund — Int/Div

Vanguard Rollover IRA

Vanguard Capital Opportunity Fund Admiral Shares — Int/Div

Vanguard Growth Index Fund Admiral Shares — Int/Div

Vanguard STAR Fund — Int/Div

Vanguard U.S. Value Fund — Int/Div

Vanguard Roth IRA #1

Vanguard Explorer Fund Investor Shares — Int/Div

Vanguard Small-Cap Index Fund Admiral Shares — Int/Div

Vanguard Roth IRA #2

Vanguard Total Stock Market Index Fund Investor Shares — Int/Div — Sold

Vanguard Total Stock Market Index Fund Admiral Shares — Int/Div — Buy

Vanguard Windsor [1 Fund Investor Shares — Int/Div

Claremont University Consortium 403(b}7) Plan

Vanguard Intemational Growth Fund Investor Shares — None — Sold

Vanguard LifeStrategy Growth Fund — None — Sold

Vanguard STAR Fund — None — Sold

Vanguard Windsor [1 Fund Investor Shares — None — Sold

Vanguard 500 Index Fund Investor Shares — Int/Div — Sold

Pomona College Academic Retirement Plan

CREF Growth Fund — None

CREF Equity Index Fund — None

CREF Global Equities Fund — None

Vanguard Total Stock Market Index Institutional Fund — Int/Div

Vanguard Institutional Target Retirement 2030 Fund — Int/Div

Vanguard Institutional Target Retirement 203% Fund — Int/Div — Buy

Vanguard Federal Money Market Investor Fund — Int/Div — Buy

Vanguard Federal Money Market Investor Fund — Sold (part)

Northwestern Mutual Variable Life Insurance #1

Northwestern Mutual Index S00 Stock Fund (MSA) — Int/Div

Northwestern Mutual Mid Cap Growth Stock Fund (MSA/Wm Blair Co) — Int/Div

Northwestern Mutual Variable Life Insurance #2

Northwestern Mutual Growth Stock Fund {MSA/The Boston Company ) — Int/Div

Northwestern Mutual Index 400 Stock Fund (MSA) — Int/Div

Vanguard UGTMA Account #1

Vanguard LifeStrategy Moderate Growth Fund — Int/Div

Vanguard UGTMA Account #2

Vanguard LifeStrategy Moderate Growth Fund — Int/Div

Vanguard Education Savings Account #1

Vanguard Explorer Fund Investor Shares — Int/Div

Vanguard STAR Fund — Int/Div

Vanguard Education Savings Account #2

Vanguard Small-Cap Growth Index Fund Investor Shares — Int/Div

College Savings lowa 529 Plan #1

Vanguard Growth Age-Based Track Moderate Growth Portfolio — None

College Savings lowa 529 Plan #2

Vanguard Growth Age-Based Track Growth Portfolio — None

University of California Retirement Savings Program

UC Savings Fund — Int/Div

Putnam UGTMA Account #1

Putnam Dynamic Asset Allocation Balanced Fund — Int/Div

Putnam Dynamic Asset Allocation Growth Fund — Int/Div

Putmam UGTMA Account #2

Putnam Dynamic Asset Allocation Balanced Fund — Int/Div

Putnam Dynamic Asset Allocation Growth Fund — Int/Div

Franklin Templeton 529 College Savings Plan #1

Templeton Growth 529 Portfolio — None

Franklin Growth 529 Portfolio — None

Franklin Small Mid Cap Growth 529 Portfolio — None

Franklin Mutual Shares 529 Portfolio — None

S&P 500 Index 529 Portfolio — None

Franklin Templeton 529 College Savings Plan #2

Franklin Founding Funds 529 Portfolio — None

Schwab bank account — Interest — Closed

Chase bank account — Interest — Closed

Real property in San Juan County, WA — None — Sold — Orcas LLC

Real property in San Juan County, WA, second share — None — Buy — Pym

Real property in San Juan County, WA, second share — Sold — Orcas LLC

Michigan 529 Education Savings Program #1

TIAA-CREF Aggressive Age-Based Allocation Option — None

Michigan 529 Education Savings Program 2]

TIAA-CREF Aggressive Age-Based Allocation Option — None

Vanguard Balanced Index Fund Admiral Shares — Int/Div — Buy (add'l)

Vanguard Balanced Index Fund Admiral Shares — Sold (part)

Vanguard Balanced Index Fund Admiral Shares — Buy (add'l)

Vanguard Balanced Index Fund Admiral Shares — Sold (part)

Vanguard Total Bond Market Index Fund Admiral Shares — Int/Div — Sold (part)

Vanguard Total Bond Market Index Fund Admiral Shares — Sold

Chase bank account #2 — Interest — Open

Honorary Board Member, Federal Bar Association, Inland Empire Chapter