Cheryl Pollak

What was filed

581
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

Morgan Lewis & Bockius - partmership

As filed

Morgan, Lewis & Bockius Defined Contribution Plan — Interest

William Blair International Growth Fund Class

Dodge & Cox International Stock Fund

DFA US Small Cap Portfolio; Class

Goldman Sachs Global Income Fund Institutional Shares

Morgan Lewis & Bockius Tax Saver Retirement Plan — Interest

Conestoga Small Cap Fund - Institutional Class

Rovee Opp. Fund - Institutional Shares

Vanguard Institutional Index Fund

Vanguard Admiral Growth Fund

Vanguard Winter 2 Admiral Fund

Vanguard Prime Money Market Fund Institutional Shares

Vanguard Total Bound Market - Joint Shares

William Blair International Growth Fund Class

Goldman Sachs Global Income Fund Institutional Shares

Vanguard 500 Index Fund (no control) — Interest

Rental Property Kiawah Island, SC (2010 $1.8 million) — Rent

AB Discovery Growth Fund — Int/Div

AB Discovery Value Fund — Int/Div

Abercrombie & Fitch Co — Int/Div — Buy

Abercrombie & Fitch Co — Int/Div — Sold

Affiliated Managers Group — Int/Div — Buy (add'l)

Allergan Inc — Int/Div — Buy

Allergan Inc — Int/Div — Buy (add'l)

Allergan Inc — Int/Div — Sold (part)

AllianceBemstein Multi-manager Alternative Fund — Int/Div — Buy

Amazon.com Inc — Int/Div — Buy (add'l)

AMDOCS Lud. — Int/Div — Buy

AMDOCS Lud — Int/Div — Buy (add'l)

AMDOCS Lud. — Int/Div — Buy (add'l)

AMDOCS Lud — Int/Div — Buy (add'l)

American Express Co. — Int/Div — Buy

American Express Co. — Int/Div — Buy (add'l)

American Express Co — Int/Div — Buy (add'l)

Amencan Express Co. — Int/Div — Buy (add'l)

American Express Co — Int/Div — Buy (add'l)

American Express Co. — Int/Div — Buy (add'l)

American International Group — Int/Div — Buy

Amencan International Group — Int/Div — Buy (add'l)

Amgen Inc — Int/Div — Sold

Amphenol Corp — Int/Div — Buy

Amphenol Corp — Int/Div — Buy (add'l)

Ansys Inc — Int/Div — Buy (add'l)

Anysis Inc — Int/Div — Buy (add'l)

Anysis Inc — Int/Div — Buy

Anysis Inc — Int/Div — Buy (add'l)

Apple Inc — Int/Div — Sold (part)

Apple Inc — Int/Div — Buy (add'l)

Apphed Matenals Inc — Int/Div — Sold (part)

Applied Materials Inc — Int/Div — Sold

Artisan Int'l Fund — Int/Div — Buy

Artisan Int'l Fund — Int/Div — Buy (add'l)

Assurant Inc — Int/Div — Buy

Astrazeneca — Int/Div — Sold (part)

Astruzeneca — Int/Div — Sold (part)

Astrazeneca — Int/Div — Sold (part)

Astrazeneca — Int/Div — Sold

AT&T Inc — Int/Div — Sold (part)

Bank of America — Int/Div — Buy (add'l)

Bank of America - CD (formerly Citibank NA -CD) — Interest

BB&T Comp — Int/Div — Sold (part)

BB&T Comp — Int/Div — Sold

Becton Dickinson & Co. — Int/Div — Sold (part)

Becton Dickson & Co. — Int/Div — Sold (part)

Berkshire Hathaway Inc — Int/Div — Sold (part)

Bemstem Emerging Markets Portfolio — Int/Div — Buy (add'l)

Bemstem Intemational Portfolio — Int/Div — Sold (part)

Bemstem International Portfolio — Int/Div — Buy (add'l)

Bemstemn International Portfoho — Int/Div — Buy (add'l)

Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bernstein New York Municipal Portfolio — Int/Div — Sold (part)

Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemnstem New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemstemn New York Municipal Portfolio — Int/Div — Buy (add'l)

Bernstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemstem New York Municipal Portfolio — Int/Div — Buy (add'l)

Bernstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemstemn New York Municipal Portfolio — Int/Div — Buy (add'l)

Bernstein New York Municipal Portfolio — Int/Div — Buy (add'l)

Bemstein Tax Managed International Portfolio — Int/Div — Buy (add'l)

Bemstein Tax Managed International Portfolio — Int/Div — Sold (part)

Bemstein Tax-Aware Overlay A Portfolio Class A - (no control) — Int/Div — Sold (part)

Bemstein Tax-Aware Overlay N Portfolio Class ((no control) — Int/Div — Buy (add'l)

Biogen Idec Inc — Int/Div — Sold (part)

Blackrock Global Allocations Fd Ine — Int/Div

Boeing Co. — Int/Div — Buy

Boeing Co — Int/Div — Buy (add'l)

Boeing Co — Int/Div — Sold

Campbell Soup Co. — Int/Div — Buy

Campbell Soup Co. — Int/Div — Sold (part)

Campbell Soup Co. — Int/Div — Buy (add'l)

Campbell Soup Co — Int/Div — Buy (add'l)

Campbell Soup Co. — Int/Div — Sold (part)

Campbell Soup Co. — Int/Div — Sold

Capital One Financial Corp. — Int/Div — Buy

CBS Comp. — Int/Div — Buy

CBS Corp. — Int/Div — Buy (add'l)

Celgene Corp. — Int/Div — Buy

Celgene Corp. — Int/Div — Buy (add'l)

Chevron Corp. — Int/Div — Sold (part)

Chevron Corp. — Int/Div — Buy (add'l)

Chipotle Mexican Grill — Int/Div — Sold (part)

Chubb Corp — Int/Div — Buy

Chubb Corp — Int/Div — Buy (add'l)

Chubb Corp. — Int/Div — Buy (add'l)

Cintas Corp. — Int/Div

Cisco Systems Inc — Int/Div — Sold (part)

Cit Group Inc — Int/Div — Sold (part)

Citibank-Checking — Interest

Citibank Insured Money Mkt Acct — Interest

Citibank Insured Money Mkt. Acct — Interest

Citibank Insured Money Mkt Acct — Interest

Citibank-Insured Money Market — Interest

Citigroup Inc — Int/Div — Sold (part)

Citnx Systems Inc — Int/Div — Buy (add'l)

Citnx Systems Inc — Int/Div — Sold (part)

Citrix Systems Inc — Int/Div — Sold (part)

Citrix Sytems Inc — Int/Div — Sold (part)

Citnx Sytems Inc — Int/Div — Sold (part)

Citnx Sytems Inc — Int/Div — Sold

Clearbridge Appreciation Fund — Int/Div

Coach Inc — Int/Div — Sold (part)

Coach Inc — Int/Div — Sold

Cognizant Tech Solutions — Int/Div — Buy (add'l)

Cognizant Tech Solutions — Int/Div — Sold (part)

Comcast Corp. — Int/Div — Sold (part)

Conagra Foods Inc — Int/Div — Buy

Conagra Foods Inc — Int/Div — Sold (part)

Conagra Foods, Inc — Int/Div — Buy (add'l)

Costco Wholesale Corp. — Int/Div — Buy

Costco Wholesale Corp. — Int/Div — Buy (add'l)

Crane Co. — Int/Div

CST Brands Inc — Int/Div — Sold

CVS / Caremark Corp — Int/Div — Buy

CVS / Caremark Corp. — Int/Div — Buy (add'l)

Danaher Corp. — Int/Div — Buy (add'l)

Davis NY Venture Fund - Mutual Fund — Int/Div — Sold (part)

Delta Air Lines, Inc — Int/Div — Sold (part)

Delta Air Lines. Inc — Int/Div — Sold (part)

Delta Air Lines, Inc — Int/Div — Sold (part)

Delta Air Lines, Inc — Int/Div — Sold

Diamond Offshore Drilling — Int/Div — Sold (part)

Diamond Offshore Drilling — Int/Div — Sold

DIRECTV — Int/Div — Sold

Discover Financial Services — Int/Div — Sold (part)

Dreyfus Liquid Assets — Interest

Duke Energy — Int/Div

Eaton Corp. — Int/Div — Sold (part)

Ebay Inc — Int/Div — Buy (add'l)

Ebay Inc — Int/Div — Sold (part)

Electronic Arts Inc — Int/Div — Buy

Electronic Arts Inc — Int/Div — Buy (add'l)

EMC Corp/Mass — Int/Div — Buy

EMC Corp/Mass — Int/Div — Buy (add'l)

EMC Corp/Mass — Int/Div — Sold (part)

EMC Corp/Mass — Int/Div — Sold

Empire State Municipal Exempt Fund — Interest

EOG RES Inc — Int/Div — Buy (add'l)

EOG RES Inc — Int/Div — Sold (part)

Everest RE Group Ltd — Int/Div — Buy

Everest RE Group Ltd — Int/Div — Buy (add'l)

Everest RE Group Ltd. — Int/Div — Sold (part)

Exelon — Int/Div

Express Scripts Holdings Co. — Int/Div

Exxon Mobil Corp. — Int/Div — Sold (part)

Exxon Mobil Corp — Int/Div — Buy (add'l)

Exxon Mobil Corp. — Int/Div — Sold (part)

Exxon Mobil Corp — Int/Div — Sold (part)

Exxon Mobil Corp. — Int/Div — Sold

FS Networks Inc — Int/Div — Buy (add'l)

FS Networks Inc — Int/Div — prt)

FS Networks Inc — Int/Div — Sold (part)

FS Networks Inc — Int/Div — Sold

Fedex Comp — Int/Div — Buy

Fidelity National Financial — Int/Div — Sold (part)

Fidelity National Financial — Int/Div — Sold

Fidelity National Information — Int/Div

Fiserv Inc — Int/Div — Buy (add'l)

Fiserv Inc — Int/Div — Sold (part)

Ford Motor Co. — Int/Div — Buy (add'l)

Gamestop Corp. — Int/Div — Buy

Gamestop Corp. — Int/Div — Sold (part)

Gannett Co — Int/Div — Buy

General Electric Co — Int/Div — Sold (part)

General Electric Co — Int/Div — Sold

General Motors Corp. — Int/Div — Buy

Genworth Financial Inc — Int/Div — Buy

Gilead Sciences Inc — Int/Div — Buy

Gilead Sciences Inc — Int/Div — Buy (add'l)

GP Strategies Corp. — None

Goldman Sachs Group Inc — Int/Div — Buy

Google Inc — Int/Div — Sold (part)

GW&K Small Cap — Int/Div — Buy

GW&K Small Cap — Int/Div — Buy (add'l)

Halliburton Co — Int/Div — Buy

Harding Loevner — Int/Div — Buy

Harding Loevner — Int/Div — Buy (add'l)

Harley Davidson Inc — Int/Div — Buy (add'l)

Harley Davidson Inc — Int/Div — Sold (part)

Harley Davidson Inc — Int/Div — Sold

Harms Corp. — Int/Div — Buy (add'l)

Harris Corp. — Int/Div — Sold (part)

Harris Corp — Int/Div — Sold

Hasbro Inc — Int/Div — Buy

Health Net Inc — Int/Div — Sold (part)

Hess Corp. — Int/Div — Buy

Hess Comp. — Int/Div — Buy (add'l)

Hewlett Packard Co — Int/Div — Sold (part)

Idexx Labs Corp. — Int/Div — Sold (part)

Idexx Labs Comp. — Int/Div — Sold (part)

Idexx Lubs Corp. — Int/Div — Sold (part)

Idexx Labs Comp. — Int/Div — Sold (part)

Idexx Labs Corp. — Int/Div — Sold

Mhinois Tool Works — Int/Div — Buy

Mimois Tool Works — Int/Div — Buy (add'l)

Nimois Tool Works — Int/Div — Buy (add'l)

Intercontmentalexchange Inc — Int/Div — Sold (part)

Intercontinentalexchange Inc — Int/Div — Sold (part)

Interferon Sciences. Inc — None

Int'l. Business Machines Comp. — Int/Div — Sold (part)

Int]. Business Machines Comp — Int/Div — a

Int'l. Business Machines Comp — Int/Div — Buy (add'l)

Int]. Business Machines Corp. — Int/Div — Buy (add'l)

Intuit Inc — Int/Div — Buy (add'l)

Intuit Inc — Int/Div — Sold

Intuitive Surgical Inc — Int/Div — Buy (add'l)

Intuitive Surgical Inc — Int/Div — Sold (part)

Intuitive Surgical Inc — Int/Div — Sold

Investment Company of America - Mutual Fund (American Fund) — Int/Div

IRA-Citibank-CD — Interest

IRA-Citibank-Money Market — Interest

IRA-Soloman - Treasury Bond — Interest

IM Smucker Co. — Int/Div — Buy (add'l)

JM Smucker Co. — Int/Div — Sold (part)

IM Smucker Co. — Int/Div — Buy (add'l)

Johnson & Johnson — Int/Div — Sold (part)

Johnson & Johnson — Int/Div — Buy (add'l)

JP Morgan Chase & Co. — Int/Div — Sold (part)

JP Morgan Chase & Co. — Int/Div — Buy (add'l)

JP Morgan Chase & Co — Int/Div — Sold (part)

Kinder Morgan Inc — Int/Div — Buy (add'l)

Kinder Morgan Inc — Int/Div — Sold (part)

Kraft Food Group Inc — Int/Div — Buy (add'l)

Kraft Food Group Inc — Int/Div — Sold (part)

Kroger Co. — Int/Div — Sold (part)

Lege Mason Clearbridge Appreciation Fund — Int/Div

Legg Mason Inc — Int/Div

Liberty Media Corp. — Int/Div

Lincoln National Corp. — Int/Div — Buy

Lmncoln National Corp. — Int/Div — Buy (add'l)

Lincoln National Corp. — Int/Div — Buy (add'l)

Lmkedin Corp. — Int/Div — Sold (part)

Lord Abbott Equity Fund — Int/Div

LMP Real Estate Income — Int/Div

LMP Stk Appr. Fund — Int/Div

Lyondellbasell — Int/Div

Macy's Inc — Int/Div — Sold (part)

Marathon Petroleum Corp, — Int/Div — Buy

Marathon Petroleum Corp, — Int/Div — Buy (add'l)

Marathon Petroleum Corp, — Int/Div — Sold (part)

Marathon Petroleum Corp. — Int/Div — Buy (add'l)

Marsh & McLennan Cos. Inc — Int/Div — Buy (add'l)

Marsh & McLennan Cos. Inc — Int/Div — Sold

McDonald's Corp. — Int/Div — Sold (part)

McKesson Com. — Int/Div — Sold (part)

McKesson Corp — Int/Div — Sold (part)

McKesson Corp — Int/Div — Sold

Mead Johnson Nutrition Co — Int/Div — Buy

Medtronic Inc — Int/Div

Merck & Co. Inc — Int/Div — Sold (part)

Merck & Co. he — Int/Div — Sold (part)

Merrill Lynch $ MITSR 168 mps — Interest

MGM Resorts International — Int/Div — Sold (part)

MGM Resorts International — Int/Div — Sold

Micron Technology Inc — Int/Div — Sold (part)

Micron Technology Inc — Int/Div — Sold

Microsoft Corp. — Int/Div — Sold (part)

Monsanto Co. — Int/Div — Buy

Monsanto Co — Int/Div — Buy (add'l)

Monsanto Co — Int/Div — Sold (part)

Morgan Lewis & Bockius LLP, Firm Capital — Interest

Morgan Stanley NY Municipal — Int/Div

Natonal-Oilwell Inc — Int/Div — Sold (part)

National-Oilwell Inc — Int/Div — Sold (part)

National-Oilwell Inc — Int/Div — Sold

Nike Inc — Int/Div — Buy

Noble Energy Inc — Int/Div — Buy (add'l)

Noble Energy Inc — Int/Div — Sold (part)

Nustar Energy LP — Int/Div

Nuveen Municipal Advantage — Interest

Nuveen New York Quality — Interest

Nuveen NY Amt Free Municipal — Interest

NV Energy Inc — Int/Div — Sold

NY. State Urban Development Bonds — Interest

Occidental Petroleum Corp. — Int/Div — Buy

Oppenheimer Global Opportunity Fund — Int/Div

Parker Hannifin Corp. — Int/Div — Buy

Parker Hannifin Corp. — Int/Div — Buy (add'l)

Partnerre Ltd — Int/Div

Patterson Cos Inc — Int/Div — Buy

Patterson Cos Inc — Int/Div — Buy (add'l)

Pepsico Inc — Int/Div — Buy

Pepsico Inc — Int/Div — Buy (add'l)

Petsmart — Int/Div — Buy

Petsmart — Int/Div — Buy (add'l)

Petsmart — Int/Div — Sold (part)

Phizer Inc — Int/Div — Sold (part)

Phazer Inc — Int/Div — Sold (part)

Pfizer Inc — Int/Div — Sold (part)

Pfizer Inc — Int/Div — Buy (add'l)

Phizer Inc — Int/Div — Buy (add'l)

Phizer Inc — Int/Div — Sold (part)

Pimco High Yield Fund — Int/Div — Buy

Pimco High Yield Fund — Int/Div — Buy (add'l)

Pimeco High Yield Fund — Int/Div — Buy (add'l)

Pimco High Yield Fund — Int/Div — Buy (add'l)

Pimeco High Yield Fund — Int/Div — Buy (add'l)

Pimco High Yield Fund — Int/Div — Buy (add'l)

Polans Industries Inc — Int/Div — Buy

Precision Castparts Corp. — Int/Div — Sold (part)

Precision Castparts Corp — Int/Div — Sold (part)

Precision Castparts Corp. — Int/Div — Sold (part)

Precision Castparts Corp, — Int/Div — Sold (part)

Precision Castparts Corp — Int/Div — Sold (part)

Priceline.com Inc — Int/Div — Buy

Priceline.com Inc — Int/Div — Buy (add'l)

Proctor & Gamble — Int/Div — Sold (part)

Pulte Group Inc — Int/Div — Buy (add'l)

Putnam New Opportunities — Int/Div

Raytheon Company — Int/Div — Buy

Raytheon Company — Int/Div — Buy (add'l)

Regal Entertainment — Int/Div — Buy

Rochester Fund - Mutual Fund {Oppenheimer (Funds) — Int/Div — Sold

Safeway Inc — Int/Div — Buy

Safeway Inc — Int/Div — Sold

Schlumberger Ltd — Int/Div — Sold (part)

Schlumberger Ltd — Int/Div — Buy (add'l)

Schlumberger Ltd — Int/Div — Sold (part)

Schwab Govt Money Fund — Int/Div — Buy

Schwab Govt Money Fund — Int/Div — Sold (part)

Schwab Govt Money Fund — Int/Div — Sold

Seligman Communication - Mutual Fund — Int/Div

Sherwm-Williams Co. — Int/Div — Sold (part)

Sherwin-Williams Co. — Int/Div — Buy (add'l)

Spectra Energy — Int/Div

Starbucks Corp. — Int/Div — Sold (part)

Starz-A — Int/Div — Sold

Stericycle Inc — Int/Div — Buy

Stericycele Ine — Int/Div — Sold (part)

Templeton Global Bond Fund — Int/Div — Buy

Templeton Global Bond Fund — Int/Div — Buy (add'l)

Templeton Global Bond Fund — Int/Div — Sold (part)

Templeton Global Bond Fund — Int/Div — Buy (add'l)

Thomburg Ltd — Int/Div — Buy (add'l)

Tibco Software Inc — Int/Div — Sold (part)

Tibco Software Inc — Int/Div — Sold

Time Wamer Cable Inc — Int/Div — Sold (part)

Time Wamer Cable Inc — Int/Div — Sold

TIX Companies Inc — Int/Div — Buy (add'l)

TIX Companies Inc — Int/Div — Sold (part)

Tyson Foods Inc — Int/Div — Sold (part)

Tyson Foods Inc — Int/Div — Sold

U.S. Savings Bonds for Children — Interest

US. Treasury Bills — Interest

U.S. Treasury Notes — Interest

US. Treasury Notes — Interest

US. Treasury Securities — Interest

US Bancorp. — Int/Div — Buy (add'l)

US Bancorp. — Int/Div — Sold (part)

US Bancorp. — Int/Div — Sold

UBS Fmancial - Blackrock NY Municipal Trust — Interest

UBS Fmancial - Blackrock Muni Term Trust — Interest

UBS Fmancial - Powershares — Int/Div

Ulta Salon Cosemetics & Fragrances — Int/Div — Sold (part)

Ula Salon Cosemetics & Fragrances — Int/Div — Sold

Union Pacific Comp. — Int/Div — Sold (part)

United Technologies Corp — Int/Div — Sold

Unitedhealth Group Inc — Int/Div — Sold (part)

Unitedhealth Group Inc — Int/Div — Sold

UTS Equity — Int/Div

Valero Energy Corp. — Int/Div — Buy

Valero Energy Corp. — Int/Div — Buy (add'l)

Valero Energy Corp. — Int/Div — Sold (part)

Valero Energy Corp. — Int/Div — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Int/Div — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Int — Buy (add'l)

Vanguard Short Term Tax Exempt Admiral Share — Int/Div — Buy (add'l)

Verisk Analytics Inc — Int/Div — Buy

Verizon Communications Inc — Int/Div — Buy (add'l)

Vertex Pharmaceuticals Inc — Int/Div — Buy (add'l)

Viacom Inc — Int/Div

Visa Inc — Int/Div — Sold (part)

Visa lnc — Int/Div — Sold (part)

Visa Inc — Int/Div — Sold (part)

Wal-Mart Stores. Inc — Int/Div — Sold (part)

Wal-Mart Stores. Inc — Int/Div — Buy (add'l)

Wal-Mart Stores, Inc — Int/Div — Buy (add'l)

Wal-Mart Stores. Inc — Int/Div — Buy (add'l)

Wal-Mart Stores. Inc — Int/Div — Sold (part)

Walt Disney Co. — Int/Div — Sold (part)

Walt Disney Co — Int/Div — Sold (part)

Walt Disney Co. — Int/Div — Sold (part)

Wellpoint Inc — Int/Div — Sold (part)

Wellpomt Inc — Int/Div — Sold (part)

Wellpoint Inc — Int/Div — Sold (part)

Wells Fargo & Company — Int/Div — Sold (part)

Wells Fargo & Company — Int/Div — Buy (add'l)

Wells Fargo & Company — Int/Div — Sold (part)

Western Asset N.Y Muni Mrkt — Interest

Westwood Income Oppty — Int/Div — Buy (add'l)

WW Grainger Inc — Int/Div — Buy

WW Grainger Inc — Int/Div — Buy (add'l)

WW Grainger Inc — Int/Div — Buy

WW Grainger Inc — Int/Div — Buy (add'l)

WW Grainger Inc — Int/Div — Sold (part)

Xerox Comp. — Int/Div — Buy

Spouse's income — 2013 — Morgan Lewis & Bockius - partmership

312Part VII, Page 4, Line 13 - Rental Property Kiawah Island, SC - in November 2010, we purchased property on Kiawah Island, South Carolina. For the first

two months we did not have rental income. For the reporting period 2011, the net income received was a negative amount. For 2012, the net rent was $29,512 88,

Part VII, Page 14, line 171 - CST Brands Inc. reflects sold on 5/3/13. On 5/2/13, Valero Energy Corp. (which is stock that we own) underwent a corporate action

where for every 9 shares of Valero, holders received 1 share of CST Brands Inc. common stock. Then on 5/3/13, we sold that stock in CST Brands Inc.

Part VII, Page 30, line 451 - Starz-A reflects sold on 10/28/13, Effective 1/14/13, Liberty Media Corp. {which is stock that we own) spun off Liberty Spinco Inc.

ata rate of 1 share of Liberty Spinco Ine, for every | shure of Liberty Media Corp. held. The original position of Liberty Media Corp. was renamed Sturz-Liberty

Capital and Liberty Spinco shares were renamed Liberty Media Corporation. Effective 6/10/13, Starz-Liberty Capital underwent a name change to become Starz-

A. On 10/28/13, we sold that stock in Starz-A

FREER,

In the 2012 Financial Disclosure Report, Part VII, Page 47, Lines 733-737 - Westwood Income Oppty and WHG Income Oppty Fd. were reported separately,

WHG Income Oppty Fd is the same holding as Westwood Income Oppty and has been reflected correctly on this report.

—

Explanations on the amended report:

Inquired about "401(k) Retirement Accounts with Morgan Lewis & Bockius" - see corrections reflected on page 4 and 5, lines 1-16. He does not technically have

# 401(k) account. His retirement funds are in the Morgan Lewis & Bockius Defined Conrtibution Plan, Morgan Lewis & Bockius Tax Saver Retirement Plan, and

the Vanguard 500 Index Fund. Each of the first two plans allows him to select which of several funds to invest in. Based on conversations with staff in D.C, |

have listed the individual funds, but he has no control over the stocks in which any of the individual funds invests.

Inquired about “Clearbridge Agger Growth" - the correction is that it was deleted on this report. This holding was prematurely reflected on this report. It was

acquired in 2014 and will be reflected in the 2014 report.

Inquired about "Municipal Bonds-NY State” - the correction is that this holding is described more accurately as Nuveen NY Amt Free Municipal. See correction

reflected on page 25, line 373.

Inquired about "N.Y. State Urban Development Bonds" - this is a holding my husband acquired a very long time ago and we have no way of further describing it.

In efforts of full disclosure, this holding has been disclosed as a precaution rather than omitting it from the report even though he is not sure he still owns it. See

page 26, line 375.

Inguired about "New York Municipal Portfolio” - the correction is that this holding is described more accurately as Nuveen Municipal Advantage Fund. Since this

asset was already reported on the report we have eliminated the duplication. See page 25, line 371,

Inquired about "Tax-Aware Overlay A Portfolio Class A” and "Tax-Aware Overlay N Portfolio Class 1" - correction is reflected on page 10, line 104 and 105 with

the full name.

Inquired about "UTS Equity” - this is also a holding my husband acquired a very long time ago and we have no way of further describing it. In efforts of full

disclosure, this holding has been disclosed as a precaution rather than omitting it from the report even though he is not sure he still owns it, See page 34, line 525.

Inquired about "Vanguard" - correction is reflected on pages 35, lines 530 - 541 with the full name.