John Joseph Tharp jr

What was filed

969
investments
3
positions
1
gifts
1
agreements
3
debts
0
reimbursements
1
income
1
spouse income

Named parties

Mayer Brown LLP
Trust #1
Law Fund Board, Northwestern University School of Law
United Pacific Life
JP Morgan Chase
Maver Brown LLP, Parmership Income (prior to judicial appointment)
Janus & Associates, salary

As filed

Trust #8 — Int/Div

Allstate (common)

Allstate {common

American Funds EuroPacific Growth R6 Fund — Int/Div — Sold

AT&T (common stock) — Int/Div

Bright Start 529 Plan Blended Age Based 18 Years — None

CenterPomnt Energy (common stock) — Int/Div

Coca-Cola (common stock) — Int/Div

Cohen & Steers Institutional Realty Shares — Int/Div — Sold

Columbia Strategic Investor Fund-Z — Int/Div

DuPont (common stock) — Int/Div

Fidelity Blue Chip Growth Fund — Int/Div

Fidelity Independence Fund — Int/Div

General Electric (common stock) — Int/Div

Harley-Davidson {common stock) — Int/Div

Hershey Foods (common stock) — Int/Div

Home Depot (common stock) — Int/Div

IBM (common stock) — Int/Div

JP Morgan Chase Bank Accounts — Interest

Mayer Brown LLP Partnership Capital Account — Interest — Distnbuted

Mayer Brown LLP Partnership Retirement Plan (no control) — Interest — Distributed

Merrill Lynch Bank Deposit Program — Interest

Northwestern Mutual Insurance Policies (Whole Life) — Int/Div

Phizer (common stock) — Int/Div

Prudential Jennison Small Company Fund — Int/Div — Sold

Reliant Resources (common stock) (nka NRG Energy) — Int/Div

United Pacific Life Ins. (Universal Life: no control) — Int/Div

US. Savings Bonds — None

Vanguard Dividend Growth Fund — Int/Div

Vanguard Energy Fund — Int/Div

Vanguard 500 Index Fund — Int/Div

Vanguard Information Tech ETF — Int/Div

Vanguard Institutional Index Fund — Int/Div — Sold

Vanguard Intemational Value Fund — Int/Div

Vanguard Long-Term Tax Exempt Bond Fund — Int/Div

Vanguard S&P 500 Index Fund — Int/Div

Vanguard Target Retirement 2025 Fund — Int/Div — Sold

Walgreen Co. {common stock) — Int/Div

Wal-Mart (common stock) — Int/Div

Walt Disney (common stock) — Int/Div

IRA #) — Int/Div

Vanguard Total International Stock Index Fund

Vanguard Total Stock Market Index Fund

Vanguard Total Bond Market Index Fund

IRA #2 — Int

Vanguard Total International Stock Index Fund

Vanguard Total Stock Market Index Fund

Vanguard Total Bond Market Index Fund

IRA #3 — Int/Div

Fidelity Magellan Fund

IRA #4 — Int/Div

S00 Index Fund

IRA #S — Int./hv — Open

CIVIX - MFO Causeway Cap Mgmt Tr Intl Value FD Inst! C1

DFCEX - MFO DFA Invi. Dimensions Group Inc Emerging Mkts

DFEVX - MFO DFA Emerging Markets Value

DFITX - MFO DFA Invt Dimensions Group Inc Intl Real Estate

DFREX - MFO DFA Invt Dimensions Group Inc. Real Estate

DVY - MFC IShares TR Dow Jones Select Divid Index Fund

GLD « MFC SPDR Gold TR Gold Shares

GUNR - MFC Flexshares TR Mormingstar Global Upstream NRIF

HLMIX - MFO Harding Loevner FDS Ine. Intl Equity Portfolio

NOMIX - MFB Northern Mid Cap Index Fund

NORXX - MFB Northern Funds Money Market Fund

NOSIX - MFB Northern Funds Stock Index Fund

NSICX - MFB Northern Funds Small Cap Index Fund

PHIYX - MFO Pimco Funds Pac Invt Mgmt Ser HY Inst] CL

PTTRX - MFO Pimco Funds Pac Invt Mgmt Ser Total Return FD

TDTF « MFC Flexshares Tr IBOXX § Yr Tgt Duration TIPS Indx

Trust #1 — Int/Div

The Dreyfus Fund — Sold (part)

Trust #2 — Int/Div

Allstate (common)

American Electric Power (common)

Amadarko Petroleum (common)

AT&T (common)

Bank of America (common)

Beam, Inc.(common)

Blackrock Global Allocation €

BP Amoco (ADR)

Lonoco Phillips (common)

Dow Chemical (common)

Duke Energy (common)

DuPont (common)

Exelon (common)

Exxon (common)

Fortune Brands Home & Security (common)

Hemz (common)

Hershey (common)

Ivy Asset Strategy — Buy (add'l)

JP Morgan Chase Cash Accounts

Lincoln National Group (common)

Merck (common)

Monsanto (common)

Pfizer (common)

Phillips 66 (common)

Spectra Energy (common)

Walgreen's (common)

Trust #3 — Int/Div

3M (common)

Bank of America (common)

Dow Chemical (common)

Exelon (common)

Exxon (common)

IBM (common)

JP Morgan Chase (common)

JP Morgan Chase Cash Account

Lincoln National Corp. (common)

Pfizer (common)

Sherwin Willams (common)

Trust #4 — Int/Div

3M (common)

Exxon Mobil (common)

McDonald's (common)

JP Morgan Chase Cash Account

Trust #5 — Int/Div

JP Morgan Chase Cash Account

25% of Moles Family Partnership

wecAccentrue PLC Ireland — Sold

ACE Ltd. (common) (Y)

ee-Aetna nc. (common) (Y)

w=Agrium Inc. (common) (Y)

Air Products & Chemicals Inc (common) (Y)

Alcon Inc. (common) (Y)

Allergan Inc. (common) — Sold

w-Altria Group Inc. (common) — Sold

eeAmazon.com luc. (common) — Sold

w-Ameriprise Financial Inc. (common) (Y)

w-Anadarko Petroleum Corp. (common) — Sold

Apple Inc. (common) — Sold (part)

Arcelormittal-NY Registered (Y)

Archer-Daniels-Midland Co. (common) {y)

Astrazeneca PLC (common) — Sold

AT&T Inc. (common) — Sold

Bank of America Corp. (common) (Y)

BB&T Corp. (common) (Y)

Bemstein Tax-Managed Int'l Portfolio — Sold

Bersten Emerging Markets Portfolio — Sold

Borg Wamer Automotive (common) (Y)

Borg Warmer Inc.(common) — Sold (part)

Borg Warmer Inc.(common) — Sold

BP PLC (Sponsored ADR) — Sold

Broadcom Corp. (common) — Sold (part)

Broadcom Corp. (common) — Sold

Bunge Ltd. (common) (Y)

Cablevision Systems Corp. (common) {y)

w-<Cameron International Corp. (common) iY)

weCamival Corp. (common) (Y)

CB Richard Ellis Group Inc.-A — Sold

CBS Corp.-Class B Non-Voting (Y)

w-eCelgene Corp. (common) — Sold

Citrix Systems Ine. (common) — Sold

Centrylink Inc. (common) — Sold (part)

Centrylink Inc. (common) — Sold

CF Industries Holdings Inc. (common) Yr

Cimarex Energy Co. (common) (Y)

aCisco Systems Inc. (common) — Sold

weCitigroup Inc. (Common) — Sold

Cliffs Natural Resources Inc. (common) {yY)

CME Group Inc. (common) (Y)

CMS Energy Corp. (common) — Sold

sComgcast Corp. (common) — Sold (part)

sComgcast Corp. (common) — Sold

Comerica Inc. (common) (Y)

Commercial Metals Co. (common) (Y)

Community Health Systems Inc (common) (Y)

ConocoPhililips (common) (Y) — Sold (part)

Constellation Brands Inc. (common) — Sold

wsCooper Industries PLC (common) (Y)

wCommg Inc. (common) — Sold

w<Costco Wholesale Corp. (common) (Y)

Covidien PLC (common) — Sold

w<Credit Suisse Group-Spon ADR (Y)

w<Danaher Corp. (common) — Sold

e-<Dean Foods Co. (common) (Y)

e-Deere & Co. (common) (Y)

w<Dell Inc. (common) — Sold

Delta Airlines Inc. (common) — Sold

Deutsche Bank AG-Registered (Y)

Devon Energy Corp. (common) — Sold

DirecTV (common) — Sold

Dollar General Corp. (common) — Sold

e<Dow Chemical Co. (common) — Sold

w-Dover Corp. (common) (Y)

DTE Energy Co. (common) (Y) — Sold (part)

Du Pont (common) (Y)

Eaton Corp. (common) (Y)

EMC Corp Mass. (common) — Sold

EOG Res. Inc. (common) — Sold

Estee Lauder Companies Inc. (common) — Sold

Emerson Electric Co. (common) — Sold

cEdison International (common) (Y)

weEnsco PLC-Spon ADR (Y)

EOG Resources Inc. (common) — Sold

we-Express Scripts Inc. (common) — Sold

Exxon Mobil Corp. (common) — Sold

ecFedEx Corp. (common) (Y)

Fifth Third Bancorp. (common) (Y)

Flowserve Corp. (common) — Sold (part)

Flowserve Corp. (common) — Sold

FMC Technologies Inc. (common) — Sold

Ford Motor Co. (common) (Y)

Franklin Resources Inc. (common) (Y)

Freeport-McMoran Copper (common) — Sold

eesGannett Co. Inc. (common) — Sold

Gap Inc. (common) (Y)

weeeGarmin Ltd. (common) (Y)

General Electric Co. (common) — Sold

weesGeneral Mills Inc. (common) — Sold

Gieneral Motors Co. (common) — Sold

Gilead Sciences Inc. (common) — Sold (part)

Gilead Sciences Inc. (common) — Sold

Goldman Sachs (common) — Sold (part)

Goldman Sachs (common) — Sold

Goodrich Corp. (common) — Sold

Google Inc. (common) — Sold (part)

Google Inc. (common) — Sold

Harley Davidson Inc. (common) — Sold

HCA Holdings Inc. (common) (Y)

Health Net Inc. (common) — Sold

we-Hess Corp. (common) (Y)

we-Mewlett-Packarad Co. (common) — Sold

ws-Home Depot Inc. (common) — Sold

Honeywell International Inc. (common) na

weealllinois Tool Works (common) (Y)

wecIngersoll Rand PLC (common) (Y)

eealntel Corp. (common) (Y)

weecdutunt Ine. (common) — Sold

wea) C, Penney Co. Inc. (common) (Y)

Johnson Controls Inc. (common) — Sold

weJobhmson & Johnson (common) — Sold (part)

weJobhmson & Johnson (common) — Sold

JPMorgan Chase & Co. (common) — Sold (part)

JPMorgan Chase & Co. (common) — Sold

Juniper Networks Inc. (common) (Y)

cecKimberly-Clark Corp. (common) — Sold

KLA-Tencor Comp. (common) (Y)

Kohls Corp. (common) (Y)

Kroger Co. (common) — Sold

Las Vegas Sands Corp. (common) — Sold

e-Lear Corp. (common) — Sold

ee-Limited Brands Inc. (common) — Sold

Lonard Inc. (common) — Sold

Lowes Compames Inc. (common) — Sold

e-Lyondellbasell Indstries (common) — Sold

e-Macy's Inc. (common) (Y)

ee<Marathon Oil Corp. (common) — Sold (part)

ee<Marathon Oil Corp. (common) — Sold

e-Marathon Petroleum Corp. (common) — Sold

Marvell Technology Group Ltd (common) — Sold

eeMcGraw Hill Companies Inc. (common) — Sold

Medco Health Solutions Inc. (common) wy)

Merck & Co. Inc. (common) (Y)

weMetLife Inc. (common) (Y)

Micron Technology Inc. (common) — Sold

ccMicrosoft Corp. (common) — Sold

Monsanto Co. (common) — Sold (part)

Moody's Corp. (common) — Sold (part)

Moody's Corp. (common) — Sold

Morgan Stanley (common) — Sold

Motorola Inc. (common) (Y)

Motorola Solutions Inc. (common) (Y)

Nabors Industries Ltd. (common) (Y)

Netflix Inc. (common) (Y)

Newfield Exploration Co. (common) (Y)

News Corp. (common) (Y)

eeNexen Inc. (common) (Y)

Noble Energy Inc. (common) — Sold

Nokia Corp-Spon ADR (Y)

Northrop Grumman Corp. (common) — Sold

NV Energy Inc. (common) — Sold

NVR Inc. (common) (Y)

Occidental Petroleum Corp. (common) {yY)

Oracle Corp. (common) — Sold

esParker Hannifan Corp. (common) (Y)

eeePepsico Inc. (common) (Y)

we-Pfizer Inc. (common) — Sold

Polo Ralph Lauren Corp. (common) (Y)

Potash Corp. of Saskatchewan (common) — Sold (part)

Potash Corp. of Saskatchewan (common) — Sold

Precision Castparts Corp. (common) — Sold

Principal Financial Group (common) (Y)

Procter & Gamble Co. (common) (Y) — Sold (part)

PVH Corp. (common) — Sold

eeQualcomm Ine. (common) — Sold (part)

eeQualcomm Ine. (common) — Sold

eeQuanta Services Inc. (common) (Y)

Raytheon Company (common) (Y)

Reliance Steel & Alummum {common) wy)

Riverbed Technology Inc. (common) (Y)

Rockwell Automation Inc. (common) — Sold

Ross Stores Inc. (common) (Y)

w<Rovi Corp. (common) (Y)

eccRowan Companies Inc. (common) (Y)

Royal Caribbean Cruises Ltd. (common) wy

Safeway Inc. (common) (Y)

Sara Lee Corp. (common) (Y)

Schlumberger Lid. (common) — Sold (part)

Schlumberger Lid. (common) — Sold

Smithfield Foods Inc. (common) (Y)

Southwestern Energy (common) (Y)

Sprint Nextel Corp. (common) (Y)

SPX Corp. (common) (Y)

Stanley Black & Decker Inc. (common) {y)

Starbucks Corp. (common) — Sold (part)

Starbucks Corp. (common) — Sold

Steel Dynamics Inc. (common) (Y)

Suncor Energy Inc. (common) (Y)

Supervalu Inc. (common) (Y)

Symantec Corp. (common) (Y)

Target Corp. (Y)

TE Connectivity Ltd. (common) (Y)

Teva Pharmaceutical-Spon ADR (Y)

Textron Inc. (common) (Y)

The Travelers Companies Inc. (common) — Sold

Time Wamer Cable Inc. (common) — Sold

w<Transocean Ltd. (common) — Sold

Tyco Electronics Ltd. (common) (Y)

Tyson Foods Inc. (Class A) — Sold

UnitedHealth Group Inc. (common) — Sold

United Parcel SVC Inc. (common) — Sold (part)

United Parcel SVC Inc. (common) — Sold

US Bancorp (common) — Sold

Valero Energy Corp. (common) (Y)

Vertex Pharmaceuticals Inc. (common) na

Viacom Inc. (common) — Sold

VISA Inc. (common) — Sold

Vdafone Group PLC-SP ADR (Y)

ce-Walmart Stores Inc — Sold

Wellpoint Inc. (common) — Sold

Wells Fargo & Co. (common) — Sold

Western Deital Corp. (common) (Y)

weeXL Group PLC (common) (Y)

VF Corp. (common) — Sold

weecWalt Disney Co. (common) — Sold (part)

weecWalt Disney Co. (common) — Sold

AB Discovery Growth Fund CL ADV — Buy

AB Discovery Growth Fund CL ADV — Sold

Abbott Laboratories (common) — Buy

Amencan Express (common) — Sold

Amgen Inc. (common) — Buy

Adb6 — Sold

Ansys Inc. (common) — Buy

RETH — Sold

Apollo Group Inc. (Class A) (X) — Sold

Applied Materials Inc. (common) (X) — Sold

Boeing Co. (common) (X) — Sold

Centerpoint Energy Inc. (common) (X) — Sold

Chevron Corp. (common) — Buy

Chevron Corp. (common) — Sold

Chipotle Mexican Grill (Class A) — Buy

Chipotle Mexican Grill (Class A) — Sold

Coach Inc. (common) — Buy

Coach Inc. (common) — Sold

Cognizant Tech Solutions (Class A) (X) — Sold

Dollar Tree Inc. (common) — Buy

Dollar Tree Inc. (common) — Sold

FS5 Networks Inc. (common) (X) — Sold

Halliburton (common) — Buy

Halliburton (common) — Sold

Hershey Co. (common) — Buy

Hershey Co. (common) — Sold

Illumina Inc. (common) (X) — Sold

Informatica Corp. (common) — Buy

Informatica Corp. (common) — Sold

IBM (common) — Buy

IBM (common) — Sold

Kimberly-Clark Corp. (common) — Buy

Kimberly-Clark Corp. (common) — Sold

LAM Reserach Corp. (common) (X) — Sold

McDonald's Corp. (common) — Buy

McDonald's Corp. (common) — Sold

McKesson Corp. (common) — Buy

McKesson Corp. (common) — Buy (add'l)

McKesson Corp. (common) — Sold

MGM Resorts Int'l {common) — Buy

MGM Resorts Int'l {common) — Sold

National Oilwell Inc. (common) — Buy

assy — Sold

Newell Rubbermaid Inc. (X) — Sold

O'Reilly Automotive Inc. (common) (X) — Sold

Oceaneering Int'l Inc. (common) — Buy

Oceaneering Int'l Inc. (common) — Sold

Pengo Inc. (common) (X) — Sold

Philip Morris Int'l (common) — Buy

Philip Morris Int'l (common) — Sold

Priceline com (common) — Buy

Priceline com (common) — Sold

Reynolds American Inc — Buy

Reynolds American Inc — Sold

Sherwin-Williams Co. (common) — Buy

Sherwin-Williams Co. (common) — Sold

Stryker Corp. (common) — Buy

Stryker Corp. (common) — Sold

Tibco Software Inc. (common) — Buy

Tibco Software Inc. (common) — Sold

TRW Automotive Holdings Corp (common) (X) — Sold

Lnion Pacific Corp. (common) — Buy

Lnion Pacific Corp. (common) — Sold

NOTEX-Northern Funds Tax Exept Fund — Buy

NSIDX-Northern Funds Sall Cap Index Fund — Buy

NOSIX-Northern Funds Stock Index Fund — Buy

NOMIX-Northern Mid Cap Index Fund — Buy

TDTF-Flexshares TR IBOXX S yr Tet TIPS Index Fd — Buy

DVY-IShares Tr Dow Jones Select Divid Index Fd — Buy

GLD-Spdr Gold Tr Gold Shares — Buy

GUNR-Flexshares TR Momingstar Global Upstream Nat Resldx — Buy

DFCEX-Invt Dimensions Group Emerging Mkts Core Eq Prt — Buy

DFITX-Invt Dimensions Group Int'l Real Estate Secs Pf — Buy

PHYIX-Pimco Funds Pac Invt Mgmt Ser HY Fund — Buy

HLMIX-Harding Loevner Funds Inc Int'l Equity Prt — Buy

CIVIX-Causeway Cap Mgmt Tr Int'l Value Fd — Buy

DFREX-Invt Dimensions Gropu Real Fstae Secs Prt — Buy

PCRIX-Pimco Pac Invt Mgmt Ser Commodity Real Tro Stgy Fd — Buy

DFEVX-Emerging Markets Value Fd — Buy

Trust #6 — Distribution

Farm land, Christian County, Illinois

JP Morgan Chase Cash Account

Trust #7 — Int/Div

Abbott Laboratones (common) — Sold (part)

Abbott Laboratones (common) — Sold

Ace Lud (common) — Sold (part)

Ace Lud (common) — Sold

Amazon.Com Inc. (common) — Sold (part)

Amazon.Com Inc. (common) — Sold

Amencan Express Co. (common) (Y)

Anadarko Petroleum Corp. (common) — Sold (part)

Anadarko Petroleum Corp. (common) — Sold

Apple Inc. (common) — Sold (part)

Apple Inc. (common) — Sold

Artio International Equity 11 Fund — Sold

Artisan International Value Fund (Y)

Aston Optimum Mid Cap Fund 1

AT&T Inc. (common) — Sold (part)

AT&T Inc. (common) — Sold

Autozone Inc. (common) — Sold (part)

Autozone Inc. (common) — Sold

Baidu mc. (ADR) — Sold

Bank of America (common) — Sold (part)

Bank of America (common) — Sold

Biogen IDEC Inc. (common) — Sold (part)

Biogen IDEC Inc. (common) — Sold

Broadcom Corp. (common) — Sold

Cameron International Corp. (common) — Sold (part)

Cameron International Corp. (common) — Sold

Campbell Soup Co. (common) — Sold (part)

Campbell Soup Co. (common) — Sold

Capital One Financial Corp. (common) — Sold (part)

Capital One Financial Corp. (common) — Sold

Cardinal Health Inc. (common) — Sold (part)

Cardinal Health Inc. (common) — Sold

Carmival Corp. (common) — Sold (part)

Carmival Corp. (common) — Sold

CBS Corp. (common) — Sold (part)

CBS Corp. (common) — Sold

Celgene Corp. (common) — Sold (part)

Celgene Corp. (common) — Sold

Centerpoint Energy Inc. (common) — Sold (part)

Centerpoint Energy Inc. (common) — Sold

Cisco Systems Inc. (common) — Sold (part)

Cisco Systems Inc. (common) — Sold

Citigroup Inc. (common) — Sold (part)

Citigroup Inc. (common) — Sold

Citrix Systems, Inc. (common) — Sold (part)

Citrix Systems, Inc. (common) — Sold

Cognizant Tech Solutions Corp. (common) — Sold (part)

Cognizant Tech Solutions Corp. (common) — Sold

Colgate Palmolive Co. (common) — Sold (part)

Colgate Palmolive Co. (common) — Sold

Comcast Corp. (common) — Sold (part)

Comcast Corp. (common) — Sold

LConocoPhillips (common) — Sold

Covidien PLC (common) — Sold (part)

Covidien PLC (common) — Sold

CVS Caremark Corp. (common) — Sold (part)

CVS Caremark Corp. (common) — Sold

Darden Restaurants Inc. (common) — Sold

Delaware Emerging Markets Fund

Dendreon Corp. (common) (Y)

Devon Energy Corp. (common) — Sold

Dodge & Cox Intemational Stock Fund na

Dommion Resources Inc. (common) — Sold

DuPont (common) — Sold (part)

S08. — Sold

Eaton Vance Global Macro Fund (EIGMX)

Eaton Vance Float Rate C1 1 Fund (EIBLX) — Sold (part)

Eaton Vance Float Rate C1 1 Fund (EIBLX) — Sold

EMC Corp. (common) — Sold (part)

EMC Corp. (common) — Sold

Emerson Electric (common) — Sold

EOG Resources Inc. (common) — Sold (part)

EOG Resources Inc. (common) — Sold

Exxon Mobil (common) — Sold (part)

Exxon Mobil (common) — Sold

Freeport-McMoran Copper & Gold Inc (common) — Sold (part)

Freeport-McMoran Copper & Gold Inc (common) — Sold

General Electric (common) — Sold (part)

General Electric (common) — Sold

General Mills Inc. (common) — Sold (part)

General Mills Inc. (common) — Sold

General Motors Co. (common) — Sold (part)

General Motors Co. (common) — Sold

Global Payments Inc. (common) — Sold

Goldman Sachs Group Inc. (common) — Sold (part)

Goldman Sachs Group Inc. (common) — Sold

Highbridge Dynamic Comm Strg Fund-Sel — Sold

Home Depot (common) — Sold (part)

Home Depot (common) — Sold

Honeywell Intemational Inc. (common) — Sold (part)

Honeywell Intemational Inc. (common) — Sold

Humana Inc. (common) — Sold (part)

Humana Inc. (common) — Sold

Intercontinental Exchange Inc.(common) — Sold (part)

SH). — Sold

Invesco Lud. (common) — Sold (part)

Invesco Lud. (common) — Sold

Invesco Van Kampen Amencan Franchise Fund Class A (Y)

IShares Russell 2000 Index Fund (Y)

IShares Russell MidCap Index Fund — Sold (part)

IShares MSC! EAFE Index Fund — Buy (add'l)

John Hancock 11-Emerging Markets-1 (Y)

Johnson & Johnson (common) — Sold (part)

Johnson & Johnson (common) — Sold

Johnson Controls Inc. { common) — Sold (part)

Johnson Controls Inc. { common) — Sold

JP Morgan Asia Equity Fund — Sold

JP Morgan High Yield Fund - Sel — Sold (part)

JP Morgan High Yield Fund - Sel — Buy (add'l)

JP Morgan Inter. Tax Free Bond Fund Sel — Buy (add'l)

JP Morgan Market Expansion Index Fund — Buy (add'l)

JP Morgan Mid Cap Growth Fund (Y)

JP Morgan Research Mkt Neutral Fund yy

JP Morgan Str Opp Fund — Sold (part)

JP Morgan Str Opp Fund — Buy (add'l)

JP Morgan Tax Free Reserve Sweep Fund

JP Morgan Tr Tax Aware Real Return Fund - Sel (Y)

JP Morgan U.S. Real Estate Fund — Sold (part)

JP Morgan U.S. Real Estate Fund — Sold

Juniper Networks Inc. (common) — Sold (part)

Juniper Networks Inc. (common) — Sold

Kellog Co. (common) (Y)

Kraft Foods Inc. Class A — Sold (part)

Kraft Foods Inc. Class A — Sold

Lam Research Corp. (common) — Sold (part)

Lam Research Corp. (common) — Sold

Lennar Corp. (common) — Sold (part)

Lennar Corp. (common) — Sold

Lowes Compames Inc. (common) — Sold (part)

Lowes Compames Inc. (common) — Sold

Manning & Napier World Opportunities Series Fund (Y)

Mastercard Inc. Class A — Sold (part)

Mastercard Inc. Class A — Sold

Merck (common) — Sold (part)

Merck (common) — Sold

MetLife Inc. (common) — Sold (part)

MetLife Inc. (common) — Sold

Microsoft (common) — Sold (part)

Microsoft (common) — Sold

Micros Systems Inc. (common) — Sold (part)

Micros Systems Inc. (common) — Sold

Monsanto (common) — Sold

Net App Inc. (common) — Sold (part)

Net App Inc. (common) — Sold

Nike Class B (common) — Sold (part)

Nike Class B (common) — Sold

Norfolk Southem Corp. (common) — Sold (part)

Norfolk Southem Corp. (common) — Sold

Novellus Systems Inc. (common) (Y)

Occidental Petroleum (common) — Sold (part)

650), — Sold (part)

650), — Sold

Oracle (common) — Sold (part)

Oracle (common) — Sold

Paccar Inc. (common) — Sold (part)

Paccar Inc. (common) — Sold

Pepsico (common) — Sold (part)

Pfizer (common) — Sold (part)

Pfizer (common) — Sold

Pioneer Natrual Resouces Co. (common) — Sold (part)

Pioneer Natrual Resouces Co. (common) — Sold

Procter & Gamble Co. (common) — Sold (part)

Procter & Gamble Co. (common) — Sold

Prudential Financial Inc. (common) — Sold (part)

Prudential Financial Inc. (common) — Sold

Public Service Enterprise Group (common) (Y)

Qualcomm Inc. (common) — Sold (part)

Qualcomm Inc. (common) — Sold

Schlumberger Lid. (common) — Sold (part)

Schlumberger Lid. (common) — Sold

Sempra Energy (common) (Y)

Southwestern Energy Co. (common) — Sold

Spectra Energy Corp. (common) (Y)

Spider Gold Trust

St. Jude Medical Inc. (common) (Y)

Target Corp. (common) — Sold (part)

Target Corp. (common) — Sold

TD Ameritrade Holding Corp. (common) — Sold (part)

TD Ameritrade Holding Corp. (common) — Sold

TE Connectivity Ltd. (common) {Y)

The Estee Lauder Cos. Inc. (common) — Sold (part)

The Estee Lauder Cos. Inc. (common) — Sold

Time Wamer Inc. (common) — Sold (part)

Time Wamer Inc. (common) — Sold

T Rowe Price New Asia Fund — Buy (add'l)

Tyco International Ltd. (common) — Sold (part)

Tyco International Ltd. (common) — Sold

UnitedHealth Group Inc. (common) — Sold (part)

UnitedHealth Group Inc. (common) — Sold

United Technologies Corp. (common) — Sold (part)

United Technologies Corp. (common) — Buy (add'l)

United Technologies Corp. (common) — Sold (part)

United Technologies Corp. (common) — Sold

US Bancorp (common) — Sold (part)

US Bancorp (common) — Sold

ValueLine Premier Growth Fund (Y)

Vanguard MSCI Emerging Markets ETF (VWO) — Sold (part)

Verizon Communications (common) — Sold (part)

Verizon Communications (common) — Sold

Wells Fargo (common) — Sold (part)

T13. — Sold (part)

T13. — Sold

Williams Companies Inc. (common) — Sold (part)

TIS. — Sold (part)

TIS. — Sold

XILINX Corp. (common) — Sold (part)

XILINX Corp. (common) — Sold

Yum Brands (common) — Sold (part)

Condominium Unit (real estate), Sarasota County, Florida

Allergan Inc. (common) — Buy (add'l)

T16. — Sold (part)

T16. — Sold

Altera Corp. (common) — Buy

Altera Corp. (common) — Buy (add'l)

Altera Corp. (common) — Sold

Ameriprise Financial Inc. (common) — Buy

Ameriprise Financial Inc. (common) — Sold (part)

Ameriprise Financial Inc. (common) — Sold

Baker Hughes Inc. (common) — Sold

Carefusion Corp. (common) — Buy

Carefusion Corp. (common) — Buy (add'l)

T60). — Buy (add'l)

T60). — Sold

CME Group Inc. (common) — Buy

CME Group Inc. (common) — Sold (part)

CME Group Inc. (common) — Buy (add'l)

T66. — Sold (part)

T66. — Sold

Loca-Cola Co. (common) (X) — Sold

Costco Wholesale Corp. (common) — Buy

Costco Wholesale Corp. (common) — Sold (part)

LSX Corp. (common) — Buy

LSX Corp. (common) — Buy (add'l)

LSX Corp. (common) — Sold (part)

LSX Corp. (common) — Sold

Dommion Resources Inc. (common) (X) — Sold

Dreyfus Laurel Emg Mkt Debt Fd — Buy (add'l)

Dreyfus Laurel Emg Mkt Debt Fd — Sold (part)

Dreyfus Laurel Emg Mkt Debt Fd — Buy (add'l)

Eaton Vance Floating Rate Advantage (EIFAX) — Buy

Eaton Vance Floating Rate Advantage (EIFAX) — Sold (part)

Ensco PLC (common) — Buy

Ensco PLC (common) — Buy (add'l)

Ensco PLC (common) — Sold (part)

Ensco PLC (common) — Sold

EQT Corp. (common) — Buy

EQT Corp. (common) — Buy (add'l)

EQT Corp. (common) — Sold (part)

EQT Corp. (common) — Sold

Flour Corp. (common) — Buy

Flour Corp. (common) — Sold (part)

Flour Corp. (common) — Sold

Global Payments Inc. (common) — Sold

Google Inc. (common) — Buy

Google Inc. (common) — Sold

iShares MSC Japan Index Fd — Buy

iShares MSC Japan Index Fd — Sold

JPMorgan Int'l Currency Income Fd — Buy (add'l)

JPMorgan Int'l Currency Income Fd — Sold (part)

JPMorgan Int'l Currency Income Fd — Buy (add'l)

Kinder Morgan Inc. (common) — Buy

Kinder Morgan Inc. (common) — Buy (add'l)

R13. — Buy (add'l)

R14, — Sold (part)

R14, — Sold

LinkedIn Corp. (common) — Buy

LinkedIn Corp. (common) — Sold

Marathon Petroleum Corp. (common) — Buy

Marathon Petroleum Corp. (common) — Buy (add'l)

Marathon Petroleum Corp. (common) — Sold

Mamott Intemational Inc, (common) — Buy

Mamott Intemational Inc, (common) — Buy (add'l)

Mamott Intemational Inc, (common) — Sold (part)

Mamott Intemational Inc, (common) — Sold

Masco Corp. (common) — Buy

Masco Corp. (common) — Sold

Nextera Energy Inc. (common) (X) — put)

Nextera Energy Inc. (common) (X) — Sold

Philip Morris Intl (common) — Buy

Philip Morris Intl (common) — Buy (add'l)

ERrS — Sold (part)

ERrS — Buy (add'l)

ERrS — Sold (part)

ERrS — Sold

Pimco Commotiteis Plus Strategy Fd (X) — Sold (part)

Pimco Commotiteis Plus Strategy Fd (X) — Buy (add'l)

Texas Instruments Inc. (common) — Buy

Texas Instruments Inc. (common) — Buy (add'l)

Texas Instruments Inc. (common) — Sold

Time Wamer Cable Inc — Buy

Time Wamer Cable Inc — Sold

Vertex Pharmaceuticals Inc. (common) (X) — Sold (part)

Vertex Pharmaceuticals Inc. (common) (X) — Sold

Walgreen Co. (common) — Buy

Walgreen Co. (common) — Sold (part)

Walgreen Co. (common) — Sold

Walter Energy Inc. (common) — Buy

Walter Energy Inc. (common) — Buy (add'l)

Walter Energy Inc. (common) — Sold

WPX Energy Inc. (common) — Sold

Edgewood Growth Fd — Buy

Hartford Capital Appreciation Fd — Buy

Hartford Capital Appreciation Fd — Buy (add'l)

JPMorgan Intrepid America Fd — Buy

JPMorgan Intrepid America Fd — Buy (add'l)

JPMorgan Large Cap Growth Fd-Select — Buy

JPMorgan Large Cap Growth Fd-Select — Buy (add'l)

JPMorgan Large Cap Core Plus Fd-Select — Buy

JPMorgan Large Cap Core Plus Fd-Select — Buy (add'l)

Neuberger Berman Multi Cap Opportunities Fd — Buy

Neuberger Berman Multi Cap Opportunities Fd — Buy (add'l)

Primecap Odyssey Stock Fd — Buy

Primecap Odyssey Stock Fd — Buy (add'l)

Spdr S&P 500 ETF Trust — Buy

Spdr S&P 500 ETF Trust — Buy (add'l)

R76. — Buy (add'l)

JPMorgan Intl Value Fd-Select (X)

MFS Intl Value Fd-1 — Buy

MFS Intl Value Fd-1 — Buy (add'l)

RS Int] Growth Fd (X)

Vanguard MSCI Europe ETF (VGK) — Buy

iShares MSCI All Country Asia Ex Jpn (AAXDY — Buy

iShares MSCI All Country Asia Ex Jpn (AAXDY — Buy (add'l)

AIM Invt Balanced Risk Al Y Fd — Buy

AIM Invt Balanced Risk Al Y Fd — Buy (add'l)

Arbitrage Funds-1 CL (ARBNX) — Buy

Arbitrage Funds-1 CL (ARBNX) — Buy (add'l)

Doubleline Total Return BD — Buy

KOM) — Buy (add'l)

JPMorgan Short Term Intermediate Muni Bond-Select — Buy

JPMorgan Short Term Intermediate Muni Bond-Select — Buy (add'l)

JPMorgan Realty Income Fd-INSTL (URTLX) — Buy

JPMorgan Realty Income Fd-INSTL (URTLX) — Buy (add'l)

American Electric Power (common)

Anadarko Petroleum (common)

AT&T (common)

Bank of America (common)

Beam., Inc. (common)

Blackrock Global Allocation (

BP Amoco (ADR)

Conoco Phillips (common)

Dow Chemical (common)

Duke Energy (common)

DuPont (common)

Exelon (common)

Exxon (common)

Fortune Brands Home & Security (common)

Heinz (common)

Hershey (common)

lvy Asset Strategy — Buy (add'l)

JP Morgan Chase Cash Accounts

Lincoln National Group (common)

Merck (common)

Monsanto (common)

Pfizer (common)

Phillips 66 (common)

Spectra Energy (common)

Walgreen's (common)

Trust #9 — Int/Div

3M (common)

Allstate (common)

Bank of America (common)

Dow Chemical (common)

Exelon (common)

Exxon (common)

IBM (common)

JP Morgan Chase (common)

JP Morgan Chase Cash Account

Lincoln National Corp. (common)

Pfizer (common)

Sherwm Williams (common)

Trust #10 — Int/Div

3M (common)

Exxon Mobil (common)

McDonald's (common)

JP Morgan Chase Cash Account

Trust #11 — Int/Div

JP Morgan Chase Cash Account

25% of Moles Family Partnership

Accentrue PLC Ireland — Sold

ACE Lud. (common) (Y)

weeAetna inc. (common) (Y)

w=Agrium Inc. (common) (Y)

w-Air Products & Chemicals Inc {common (Y)

weeAlcon Ine. (common) (Y)

e-Allergan Inc. (common) — Sold

w=Altria Group Inc. (common) — Sold

cee Amazon.com Inc. (common) — Sold

cs Amenprise Financial Inc. (common) (Y)

e-Anadarko Petroleum Corp. {common ) — Sold

cApple Inc. (common) — Sold (part)

Arcelormittal-NY Registered (Y)

Archer-Daniels-Midland Co. (common) yr

ceccAstruzeneca PLC (common) — Sold

AT&T Inc. (common) — Sold

Bank of America Corp. (common) (Y)

BB&T Corp. (common) (Y)

Bemstein Tax-Managed Int'l Portfolio — Sold

Berstein Emerging Markets Portfolio — Sold

Borg Wamer Automotive (common) (Y)

Borg Wamer Inc. (common) — Sold (part)

Borg Wamer Inc. (common) — Sold

BP PLC (Sponsored ADR) — Sold

Broadcom Corp. (common) — Sold (part)

Partner, Mayer Brown LLP

Co-Trustee, Trust #1

Member, Law Fund Board, Northwestern University School of Law

Gift — Mayer Brown LLP — Reception following Investiture Ceremony — $2619.00

Agreement — 2012 — Mayer Brown LLP - Payment of remaining compensation due through June 1, 2012 (last day with firm; final amount payable in 2013)

Liability — United Pacific Life — Loan #1

Liability — United Pacific Life — Loan #2

Liability — JP Morgan Chase — Credit Card

Income — 2012 — Maver Brown LLP, Parmership Income (prior to judicial appointment) — $255,046.00

Spouse's income — 2012 — Janus & Associates, salary

Gross value at eod

Description of Assets

Income during

Transactions during reporting period

(including trust assets)

reporting period

of reporting period

0]

2)

[U]

2

[41]

5)

Place "(X)" after cach asset

Amount

Type (e.g.

Value

Typeleg,

Identity of

Code |

exempt from prior disclosure

div, rent,

Code 2

Method

buy, sell,

buyer/seller

(AH)

or int.)

Ur

Code 3

redemption)

(if private

(Q-W)

transaction)

ce A A

le I A A

918

--McDonald's (common)

HE

939.

--JP Morgan Chase Cash Account

940.

Trust #11

Int/Div

FE

li I AN EH I A

042

-=25% of Moles Family Partnership

li I A I

i I

FN EH A I

~es=Aetna inc. (common) (Y)

I

lt I HN A

947

«=Air Products & Chemicals Inc.

(common) (Y)

INE HN EO I

i I FH A

<es=Allergan Inc. (common)

|

i I A I

HE

Id

les I I

HE

«w--Ameriprise Financial Inc. (common) (Y)

JN HN ED I I

1. lacome Cain Codes:

A S100 or bess.

H=$1,001 - $2,500

C=$2501 « $5,000

D =$5,001 - $15,000

E=$15,001 - $50,000

(See Columes BI and D4)

F +$50,001 - $100,000

“$100,001 - $1,000,000

HIS 1,000,001 - $5,000,000

H2 “More than $5,000,000

2. Value Codes

J -S15.000 or less

K =$15,001 - $50,000

=$50,001 - $100,000

M =$100,001 - $250,000

(See Columns C1 and DI)

N=$250,001 « $500,000

O=S500,001 «$1,000,000

PI =$1.000001 - $5,000,000

2 ~55,000.001 - $25,000.000

P3 525,000,001 - $50,000,000

4 =More thas $40,000,000

3. Value Method Codes

R ~Cast (Real Esate Only)

T =Cush Market

Q “Appraisal

S “Assessment

(See Columa C2)

LU ~Book Value

NV ~Oxher

W ~Estimistod