Katherine A. Constantine

MN Hsg Pub Sve Rev (Bond) — Interest

Brokerage #1 (H)

RBC Branch Sweep Program (Money Market) — None

Alps (ETF) — Int/Div

AT&T (common) — Int/Div

Proctor & Gamble (common ) — Int/Div

Select Sector Spdr Tr Utilities Sector (Index Fd) — Int/Div — Buy (add'l)

Southern Co. (common) — Int/Div

Target (common) — Int/Div

Teco Energy (common ) — Int/Div — Sold

Xcel Energy (common ) — Int/Div

Powershares Finl pfd (ETF) — Int/Div

GE Cap Finl (C.D) — Interest — Sold

Goldman Sachs BK (C.D) — Interest

Freeborn Cnty MN GO (Bond) — Interest — Redeemed

Columbia MN Tax Exmpt Fd (Class A MF) — None — Open

Deer River MN GO (Bond) — Interest — Redeemed

Mpls MN Library GO (Bond) — Interest

MN Streets’Hwys GO (Bond) — Interest — Redeemed

Mpls MN Spl Sch Dist GO (Bond) — Interest

MN Hsg Res Rev (Bond) — Interest — Sold (part)

MN St GO Vanous Purp GO (Bond) — Interest — Buy

Brokerage #2 (H)

US Gov't Money Mkt NKA RBC Branch Sweep(money mkt fd) — Interest

Metropolitan West Ttl Retrn (Mutual Fd) — Int/Div

MFS Div Income (Mutual Fund) — Int/Div

Anoka Cnty MN GO (Bond) — Interest

Brokerage #3 (H)

RBC Prime Money Mkt (money market fund) — Interest

Activision Blizzard (common) — Int/Div — Buy (add'l)

Activision Blizzard (common) — Buy (add'l)

Acuity Brands (common) — Int/Div — Sold (part)

Adobe Systems (common) — None

Advanced Auto Parts — Int/Div — Sold (part)

Advanced Auto Parts — Sold

Alexion Pharma (common) — None — Buy

Allergan PLC FKA Actavis (common) — None

Alphabet FKA Google (common) — None — Buy (add'l)

Amazon (common) — None — Buy (add'l)

Andarko Pete (common) — None — Sold

Andarko Pete (common) — Buy

Andarko Pete (common) — Sold

Apple (common) — None — Sold (part)

Archer Daniels Midland (common) — Int/Div — Sold (part)

Avago Tech NKA Broadcom(common) — None — with line 52)

Biogen Idec (common) — None

Boeing (common) — Int/Div

Bristol Meyers Squibb (common) — Int/Div

Broadcom Ltd — Int/Div — Buy — Section VIII

Broadcom Ltd — Sold (part)

Camival Corp (common) — Int/Div — Buy

Celgene Corp (common) — None — Sold (part)

Chevron Corp. (common) — Int/Div — Buy

Chevron Corp. (common) — Buy (add'l)

Comcast Corp {class A) — Int/Div

Costco Wholesale (common) — Int/Div

CSX Corp — None — Buy (add'l)

Delphi Automotive PLC — Int/Div — Sold (part)

Delphi Automotive PLC — Sold

Delta Airlines (common) — Int/Div

Dow Chemical (common) — Int/Div — Buy

Edwards Lifesciences Corp (common) — None — Sold

Eh Lilly (common) — Int/Div

EOG Res (common) — Int/Div — Sold

Exelon Corp — Int/Div — Buy (add'l)

FS Networks (common) — None — Sold

Facebook (common) — None — Sold (part)

FedEx Corp — Int/Div — Sold (part)

FedEx Corp — Sold

Halliburton Co (common) — Int/Div — Buy

Henry Schein (common) — None

Home Depot (common) — Int/Div

Honeywell Int'l — Int/Div — Buy

Honeywell Int'l — Buy (add'l)

Lear Corp (common) — Int/Div

Merck & Co (common) — Int/Div — Sold

Microsoft Corp (common) — Int/Div — Buy

NXP Semiconductors (common) — None — Sold (part)

Newell Rubbermaid (common) — Int/Div

Newfield Exploration (common) — None — Buy

Nextera Energy (common) — Int/Div

Occidental Pete (common) — Int/Div

Parker Hannifin Corp (common) — None — Buy

Pepsico (common) — Int/Div — Buy (add'l)

Pioneer Natural Resources (common) — Int/Div — Buy

Raytheon Corp (common) — Int/Div — Buy

Raytheon Corp (common) — Buy (add'l)

Salesforce.com (common) — None

Select Fin'l Sector SPDR Tr (ETF) — Int/Div

Select Real Est Sector SPDR Tr (ETF) — Int/Div — from line 92)

Snap-On Inc (common) — Int/Div

Stryker Corp (common) — Int/Div

TIX Compames (common) — Int/Div

Vulcan Materials (common) — Int/Div

Wabtec Corp (common) — Int/Div — Sold (part)

Walt Disney (common) — Int/Div — Sold (part)

Walt Disney (common) — Sold

Westrock Co (common) — None — Sold

Whirlpool Corp (common) — Int/Div — Sold (part)

Whitewave Foods Co (common) — None — Sold

Zimmer Holdings (common) — Int/Div

Brokerage #4 (H) Moved to Brokerage #7 — with line 118) — Section VIII

Brokerage £5 (H)

Blackrock Eq Div Tr (ETF) — Int/Div

Delaware Invts MN Muni Inc (mutual fund) — Int/Div — Buy

Kayne Anderson (common) — Int/Div — Sold

MN Hsg Pub Human Sve (Bond) — Interest

Nuveen AMT Value Fd (ETF) — Interest — Sold

Xcel Energy (common) — Int/Div

Brokerage Account #6 Dorsey 401k (H) Closed

Brokerage Acct #7 (H)

Federated Money Mkt NKA RBC Bk Depositmoney mkt mutual fund) — Int/Div

Amer Fds Capital Income Bldr (mutual fund) Class F — Int/Div — Sold

Amer Fds Euro Pac Gr (mutual fund) — Int/Div

Buffalo Fds Mid Cap (mutual Fund) — Int/Div — Sold (part)

Buffalo Fds Mid Cap (mutual Fund) — Sold

Dodge & Cox Fund Int'l Stock (mutual fund) Class F — Int/Div

Dodge & Cox Income (mutual fund) Class — Int/Div — Buy (add'l)

Dodge & Cox Income (mutual fund) Class — Buy (add'l)

Fidelity New Insights (cl i mutual fund) — Int/Div

First Trust Exchange Fd (mutual fund) — Int/Div — Buy

Shares Russell 1000 Gr (ETF) — Int/Div

Shares Russell 1000 Value (ETF) — Int/Div

IShares S&P Sm Cap 600 (ETF) — Int/Div

Mairs & Power Fd Sm Cap Fd (mutual fund) — Int/Div — Buy

Metropolitan West Total Return Bond{mutual fund) — Int/Div

MFS Div Inc (mutual fund) — Int/Div

Parnassus Core Equity Fd (mutual fund) — Int/Div

T Rowe Price Gr Stk (mutual fund) — Int/Div

Thomburg Int'l Value (mutual fund) — Int/Div — Sold

Vanguard Total Bond Market (ETF) — Int/Div — Buy

Vanguard Admiral S&P MidCap400 Index (ETF) — Int/Div — Buy

Vanguard Admiral S&P Sm Cap 600 Index (ETF) — istnbution — Buy

American Express Centurion BK — Interest

Sallie Mae Bk Slt Lake City (C.D) — Interest

GE Cap Retrail Bk Utah (C.D.) — Interest

GE Cap Retail Bk Draper Utah(C.D.) — Interest

Goldman Sachs Bk USA NY (C.D) — Interest

AT & T unsecured OID — Interest

AXA Variable Annuity — None

Brokerage #8 (H)

RBC Branch Sweep nka Bank Deposit Prog(money market program) — Interest

Amer Fds Capital Inc Bldr (mutual fund) — Int/Div — Sold

Amer Fds Euro Pac Gr (¢] £1 mutual fund) — Int/Div

Amer Fds Euro Pac Gr (¢] 1-2 mutual fund) — Int/Div

Brocade Commun Syst (common) — Int/Div

Fidelity New Insights (mutual fund) — Int/Div

Fundamental Invs (mutual fund) — Int/Div

shares Biotechnology (ETF) — Int/Div — Buy

Ishares Russell Mid Cap Gr (ETF) — Int/Div

Keeley Sm Cap Value (mutual fund) — None — Sold

Lord Abbett Sec Tr Value Opp (mutual fund) — Int/Div — Sold (part)

Mairs & Pwr Small Cap Fd (mutual fund) — Int/Div — Buy

Metropolitan West Total Return Bond (mutual fund) — Int/Div — Buy (add'l)

MFS Ser Tr XIII AKA Diversified Incomet mutual fund) — Int/Div — Sold (part)

MFS Growth (mutual fund) — Int/Div

MFS Unlities Fd (mutual fund) — Int/Div

Tr for Prof Mgrs Snow Cap Small Cap Value (mutual fd) — Int/Div — Sold (part)

Vanguard Admiral Small Cap Fd (mutual fund) — Int/Div — Buy

Brokerage #9 (H) Etrade

ETrade Cash Reserve Account — None

Brocade (common) — None

Twin City Federal Account #1(conservator/ Guardian — None

Account £10 (H)

RBC Branch Sweep (Money Market Program) — Interest

Ally Bk Midvale Utah (C.D.) — Interest — Sold (part)

Ally Bk Midvale Utah (C.D.) — Buy (add'l)

Ally Bk Midvale Utah (C.D.) — Buy (add'l)

GE Cap Bk Retail (C.D.) — Interest

American Express Cent Bk (C.D.) — Interest

Trust 21{(H)

RBC Branch Sweep (Money Market Program) — None

MFS Ser Tr X11 Diversified Inc (mutual fund) — Int/Div

American Enterprise Inv Sve (mutual fd) — Int/Div

Discover Financial Svcs (common) — Int/Div

Honeywell Int'l (common — Int/Div

Morgan Stanley (common) — Int/Div

Allstate Corp (common) — Int/Div

Sears Holding Corp (common) — None

Sears Canada (common) — None

US. Bank NA. Accts (cash & CD's) — Int/Div

Twin City Federal Acct (Cash) — Interest

Conservator/Guardian Payee, Twin City Federal Account #1

Agreement — 2013/2014 — Dorsey & Whitney LLP (former law firm) Retirement Payment Agreement, fixed payments/no control

Income — 2016 — Dorsey & Whitney LLP-retirement and pension — $111.024.00

Spouse's income — 2016 — Brocade Communication Systems, Inc. - salary & bonus

Lme 2 RBC Branch Sweep Money Market - No income rec'd during reporting period

Line 12 GE Capital Sule - No gain

Line 14 Freeborm Cry Bond Redemption @ par - No gain

Line 15 Columbia Tax Exempt Fd - no income rec'd during reporting period

Line 16 Deer River Bond Redemption (@ - No gain

Lime 19 MN Streets/Hwys Bond Redemption (@ par - No gain

Line 21 Minneapolis Hsg Bond partial redemption at par - No gain

Line 36 Adobe Systems - No income rec'd during reporting period

Lines 37 & 38 Advanced Auto Parts - No gain

Line 39 Alexion Pharma - No income rec'd during reporting period

Line 40 Allergan - No income rec'd during reporting period

Line 41 Alphabet - No income rec'd during reporting period

Line 42 Amazon -No income rec'd during reporting period

Linc 43Andarko Pete - No income rec'd during reporting period

Line 46 Apple - No income rec'd during reporting period

Limes 43 & 45 Andarko Peteroleum- No gam

Lines 48 & 52 - Avago Tech merged to into Broadcom

Line 49 Biogen - No income rec'd during reporting period

Line §5 Celgene - No income rec'd during reporting period

Line 60 CSX - No income rec'd during reporting period

Line 61 Delphi Automotiv - No gain

Line 65 Edwards Life Sciences - no income rec'd during reporting period

Line 69 FS Networks Sale -No gain - No income

Line 70 Facebook - No income rec'd during reporting period

Lines 71 & 72 Fed Ex Sale - No gain

Line 74 Henry Schien - No mcome rec'd during reporting period

Line 81 NXP Semiconductors - No Income rec'd during reporting period

Line 83 Newfield Exploration - No income rec'd during reporting period

Line 86 Parker Hunnefin - No income rec'd during reporting period

Line 91 SulesForce - No income rec'd during reporting period

Line 101 Westrock Co Sale -No gain - No imcome

Line 103 Whitewave - no income during reporting period

Line 106 Account #4 no longer exists - assets were combined with another same name IRA - Account #7 near the end of 2016

Line 111 Kayne Anderson Sale - no gain

Line 159 Keeley Sm Cap Fd - no income rec'd during reporting period

Line 170 ETrade Cash Reserve - no income during reporting period

Line 171 Brocade - No income rec'd during reporting period

Line 183 RBC Br Sweep Money Mkt - no income paid during reporting period

Lines 193 & 194 U.S. Bank & Twin City Federal - Checking accounts that do not pay any form of income