John Andrew Caddell

Checking Acct. - Regions Bank — None

Savings Acct. - Regions Bank — Int/Div

Schwab Bank Account — Int/Div

Amencan Century Gov't — Int/Div — VII

Amencan Century Equity — Int/Div — VII

American Century Tax Free Bond Fund — Int/Div — VII

American Financial Group — Int/Div — Sold — VII

Artisan Int'l Fund — Int/Div — VII

Balero — Int/Div — Sold — VIII

Baron Growth Fund — Int/Div — Sold — VIII

FMI Large Cap Fund — Int/Div — Buy — VII

Glenmede Small Cap Equity — Int/Div — VII

Harbor International Fund — Int/Div — VIII

IShares Core U.S. Bond Market ETF — Int/Div — VII

Janus Overseas Fund — Int/Div — Sold — VIII

Metropolitan West — Int/Div — Buy — VII

Oakmark Global Fund — Int/Div — Buy — VII

Pamassus Equity Income Fund ****See vii — Int/Div — VIII

Pimco Total Return Fund — Int/Div — VIII

Pembina Pipeline Trust — Int/Div — VIII

Schwab S&P 500 Index — Int/Div — VII

Scout Internal Fund — Int/Div — VII

SPDR Trust ****See VIII — Int/Div — VIII

Templeton Global Bond Fund — Int/Div — VIN

TIAA CREF — Int/Div — VII

Valera Energy Corp — Int/Div — Sold — VII

Vanguard Morgan Growth Fund — Int/Div — VIII

Vanguard Valuc ETF — Int/Div — VIN

Vanguard Small Cap — Int/Div — VIII

Baird Core Plus BD Inst — Int/Div — Buy — VII

Federated INTL Leaders — Int/Div — Buy — VII

Oakmark Intl Small Cap — Int/Div — Buy — VII

Pamassus Equity Inc ****Sce VIII — Int/Div — VII

Pamassus Equity Income Fund **** See vi — Int/Div — VII

SPDR Gold Trust ****See VII — Int/Div — VHI

SPDR Trust ****See VIII — Int/Div — VII

TCW Total Return Bond — Int/Div — Buy — VII

Vanguard [Inflation — Int/Div — Buy — VII

Vanguard MEG CAP GROWTH — Int/Div — Buy — VHI

Vanguard Mid Cap Growth — Int/Div — Buy — VII

Vanguard Small Cap — Int/Div — Buy — VII

Vanguard Whitchall Fund — Int/Div — Buy — VII

Wisdomtree MidCap — Int/Div — Buy — VHI

Cash in Schwab Brokerage Acct — Int/Div

Alabama Fed Aid Hwy — Int/Div — Sold — VII

Anzona St, Transn. Brd. Hwy. Rev. 5% — Int/Div — VII

Aubum Univeristy ALA GEN due 6/1/20 — Int/Div — VIII

Aubum University ALA GEN due 6/25 — Int/Div — VII

California GO — Int/Div — Buy — VIII

California ST FOR 5% due 6/1/20 — Int/Div — VII

Chicago 111 Trans Authority — Int/Div — VII

Chicago ILL WTR REV — Int/Div — VII

Dallas TEX WTRWKS — Int/Div — Buy — VIII

Florida State BRD ED — Int/Div — Sold — VII

FMI Large Cap Fund — Int/Div — Sold — Vi

lowa State SPL OBLIG — Int/Div — VII

lowa Finance Authority REV — Int/Div — VIII

Kansas ST DEV FIN — Int/Div — Sold — VII

Los Angeles Califomia 53% — Int/Div — VII

Lowsiana State — Int/Div — Buy — VII

Lower COL RIVER — Int/Div — Buy — VII

Maine Municipal Bond — Int/Div — VII

Metropolitan Transn 5% — Int/Div — Sold — VII

Michigan FIN AUTH — Int/Div — VII

Michigan ST BLDG AUTH — Int/Div — Buy — VII

Minnesota PUB FACS — Int/Div — VII

Minnesota ST MUN PWR — Int/Div — VII

New Mexico Finance Authority — Int/Div — VII

New York New York Municipal Bon for PR S04 — Int/Div — VII

New York ST DORM — Int/Div — Buy — VII

New York ST TWY — Int/Div — VII

Ohio ST TPK COMMN — Int/Div — VII

Pennsylvania St. 5.75% — Int/Div — VII

Phoenix Arizona Civia — Int/Div — Sold — VII

Reedy Creek IMPT — Int/Div — Buy — VII

Southern California Pub — Int/Div — VII

Texas ST GO due 8/1/21 — Int/Div — VIII

University of California RE 5% — Int/Div — Sold — VII

Virginia College BLDG AUTH — Int/Div — VII

Wisconsin ST CLEAN WTR — Int/Div — VII

sesso VII

Reimbursement — Alabama State Bar — &2002013-6/22°2013 — Destin, FL — Bankruptcy at the Beach Seminar — Lodging, Mileage

Reimbursement — Institute — Actions & Litigation Seminar

* These are in my Main Brokerage Account

** These arc in my IRA Brokerage Account

**3These are in my Bond Brokerage Account

****SPDR and Pamasssus - On last years reports the accounts were shown as combined. This years reports shows seperated in separate accounts.

**2*%1n 2013 | rolled over my thrift savings account to my Schwab IRA Account adding $626,000 value to the IRA, The IRA then purchased new holdings in that

value as listed above,