Karen S. Crawford
2014Annual
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What was filed
197
investments
6
positions
0
gifts
1
agreements
0
debts
0
reimbursements
0
income
0
spouse income
Named parties
- Wallace Chapter, Amencan Inn of Court
- Welsh Chapter, American lan of Court
- Council of Visitors, California Western School of Law
- Trust No.
- Trust No. 2
- Custodial Accounts, Nos. 1,2
As filed
Brokerage Account 22
Janus
Trust Acct. No. (Vanguard) (Y)
Prime Money Mkt Fund (Y)
Total International Stock 1x Admiral (Y)
Total Stock Market Index Ammiral (Y)
Trost Acct. No. 2 (Vanguard) — Interest
Ca Tax Exempt Money Market
Prime Money Market Fund — Interest
Total Intemational Stock Admiral
Total Bond Market Index Adm
Total Stock Market Index Adm
Custodial Acct. No. (American Funds) — Interest
Money Market Fund-529A
Bond Fund of Amenica-529A
Capital World Growth and Income Fund-529A
Growth Fund of America-S29A
Income Fund of Amernica-529A
Intermediate Bond Fund of America-S29A
Investment Company of America-529A
New Perspective Fund-529A
New World Fund-529A
SMALLCAP World Fund-529A
Washington Mutual Investors Fund-529A
Custodial Acct. No. 2 (American Funds) — Interest
New Growth Fund of America-529A
New Perspective Fund-529A
New World Fund 529A
SMALLCAP World Fund-529A
Investment Co of America-529A
Capital World Growth and Income-529A
Income Fund of America-529A
Bond Fund of Amenica-529A
Intermediate Bond Fund-S29A
Ca Tax Exempt Money Market — Interest
TIAA/CREF IRA No. — Interest
TIAA/CREF Traditional
TIAA/CREF - CREF Global Equities
Retirement Account IRA No. 2 — Interest
Dodge & Cox Balanced
Retirement Account IRA No. 3 — Interest
Hotchkis and Wiley Large Cap Value
Tumer Large Growth Institutional
Baron Growth Institutional
Ivy Mid Cap Growth
Royce Opp. Sve
First Eagle Overseas A
Janus Overseas
Dodge & Cox Balanced
BlackRock Low Duration Bd Insititutional
Metropolitan West Total Return Bond
Schwab Value Advantage Monety Isstitutional
Retirement Account IRA No. 4 — Interest
S&P S00 TR Index
Russell 2000 TR USD Index
Mass Mutual Life Ins. — Interest
ING Life Ins. — None
Chase Cash Account — None
Brokerage Account #1
BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)
BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)
BAM BROOKFIELD ASSET MGMT INC COM — Int/Div
BPY Brookfield Property Partners LP — Distribution — Sold
CHK CHESAPEAKE ENERGY — Int/Div — Buy (add'l)
CHK CHESAPEAKE ENERGY — Buy (add'l)
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
CX Cemex, SAB. De C.V. Sponsored — None
DEO DIAGEO PLC-SPONSORED — Int/Div
GE GENERAL ELECTRIC CO — Int/Div
L LOEWS CORPORATION — Int/Div — Buy (add'l)
L LOEWS CORPORATION — Buy (add'l)
LUK LEUCADIA NATL CORP — Int/Div — Buy
MKL MARKEL CP COM — None — Buy
MSFT Microsoft Corporation — Int/Div — Buy (add'l)
NSRGY NESTLE SA SPONSORED — Int/Div
PXD Pioneer Natural Resources Compa — Int/Div
SSE Seventy Seven Energy — None — from line 63)
SSE Seventy Seven Energy — Sold
YUM Yum Brands — Int/Div — Buy (add'l)
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
Brokerage Account #3
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
Brokerage Account #4
BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)
BAM BROOKFIELD ASSET MGMT INC COM — Int/Div
BPY Brookfield Property Partners LP — istmbution — Sold
CHK CHESAPEAKE ENERGY — Int/Div — Buy (add'l)
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
CX Cemex. SAB. De C.V. Sponsored — None
DEO DIAGEO PLC-SPONSORED — Int/Div
GE GENERAL ELECTRIC CO — Int/Div
L LOEWS CORPORATION — Int/Div — Buy (add'l)
JLUK LEUCADIA NATL CORP — Int/Div — Buy
MKL MARKELCPCOM — None — Buy
MSFT Microsoft Corporation — Int/Div — Buy (add'l)
NSRGY NESTLE SA SPONSORED — Int/Div
PXD Pioneer Natural Resources Compa — Int/Div
YUM YUM BRANDS (X) — Int/Div — Buy (add'l)
Brokerage Account £5
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
Brokerage Account #7
MO ALTRIA GROUP INC — Int/Div
AAPL Apple Inc — Int/Div
BRKB BERKSHIRE HATHAWAY INC DE — None
BAM BROOKFIELD ASSET MGMT INC COM — Int/Div — Buy (add'l)
COSWF CANADIAN OIL SANDS TR NEW UNIT — Int/Div — Buy (add'l)
COSWF CANADIAN OIL SANDS TR NEW UNIT — Sold
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
CX Cemex, SAB. De C.V. Sponsored — Int/Div
CHK CHESAPEAKE ENERGY — Int/Div — Buy (add'l)
CHK CHESAPEAKE ENERGY — Buy (add'l)
CWGL Crimson Wine Group Ltd Com — None — Sold
J KOCOCA COLA CO — Int/Div
DEO DIAGEO PLC-SPONSORED ADR NEW REPSTG 4 ORD SHS — Int/Div
XOM Exxon Mobil Corporation Com — Int/Div
FCEA FOREST CITY ENTERPRISES — None
GE GENERAL ELECTRIC CO — Int/Div
HUWHY Hutchison Whampoa Ltd Adr — Int/Div
LUK LEUCADIA NATL CORP — Int/Div
L LOEWS CORPORATION — Int/Div — Buy (add'l)
L LOEWS CORPORATION — Sold (part)
L LOEWS CORPORATION — Buy (add'l)
MKL MARKEL CP COM — None
MSF1 Microsoft Corporation — Int/Div
NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Int/Div
ORCL Oracle Corp Com — Int/Div — Buy (add'l)
PM PHILIP MORRIS INTL COM — Int/Div
PXD Pioneer Natural Resources Compa — Int/Div
SSE Seventy Seven Energy — None — from line 110)
SSE Seventy Seven Energy — Sold
WMT Wal-mart Stores Com — Int/Div
YUM YUM BRANDS — Int/Div
Brokerage Account #8
MO ALTRIA GROUP INC — Int/Div
AAPL Apple Inc — Int/Div
BRKB BERKSHIRE HATHAWAY INC DE — None
BAM BROOKFIELD ASSET MGMT INC COM — Int/Div — Buy (add'l)
BPY Brookfield Property Partmers LP — Distribution — Sold
COSWF CANADIAN OIL SANDS TR NEW UNIT — Int/Div — Sold (part)
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
CX Cemex. S.A.B. De C.V. Sponsored — None
CWGL Crimson Wine Group Ltd Com — None — Sold
CHK Chesapeake Energy Corp Com — Int/Div — Buy (add'l)
CHK Chesapeake Energy Corp Com — Buy (add'l)
DEO DIAGEO PLC-SPONSORED ADR NEW REPSTG 4 ORD SHS — Int/Div
FCEA FOREST CITY ENTERPRISES — None
GE GENERAL ELECTRIC CO — Int/Div
HUWHY Hutchison Whampoa Ltd Adr — Int/Div
LUK LEUCADIA NATL CORP — Int/Div — Buy (add'l)
LUK LEUCADIA NATL CORP — Buy (add'l)
L LOEWS CORPORATION — Int/Div — Buy (add'l)
L LOEWS CORPORATION — Buy (add'l)
MKL MARKEL CP COM — None
MSFT Microsoft Corporation — Int/Div
NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Int/Div
ORCL Oracle Corp Com — Int/Div — Buy (add'l)
PM PHILIP MORRIS INTL COM — Int/Div
PXD Pioneer Natural Resources Compa — Int/Div
SSE Seventy Seven Energy — None — from line 143)
SSE Seventy Seven Energy — Sold
WMT Wal-mart Stores Com — Int/Div
YUM YUM BRANDS — Int/Div
Brokerage Account #9
MO ALTRIA GROUP INC — Int/Div
BRKB BERKSHIRE HATHAWAY INC DF — None
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
CX Cemex. SAB. De C.V. Sponsored — Int/Div — Sold
CHK Chesapeake Energy Corp Com — Int/Div — Buy (add'l)
CHK Chesapeake Energy Corp Com — Buy (add'l)
CWGL Crimson Wine Group Ltd Com — None — Sold
KO COCA COLA CO — Int/Div — Sold (part)
XOM Exxon Mobil Corporation Com — Int/Div
FCEA FOREST CITY ENTERPRISES — None — Sold (part)
GE GENERAL ELECTRIC CO — Int/Div
HUWHY Hutchison Whampoa Ltd Adr — Int/Div
LUK LEUCADIA NATL CORP — Int/Div
L LOEWS CORPORATION — Int/Div
MKL Markel Corp Com — None
MSFT Microsoft Corporation — Int/Div — Sold (part)
MSFT Microsoft Corporation — Sold (part)
ORCL Oracle Corp Com — Int/Div — Buy (add'l)
PM PHILIP MORRIS INTL COM — Int/Div — Buy (add'l)
PM PHILIP MORRIS INTL COM — Buy (add'l)
SRSC... formerly SEARF Sears Canada Inc {symbol change, only) — None
SHLD SEARS ROEBUCK & CO — None
SHLDR Sears rights exp 11/7/14 — None — from line 185)
SHLDR Sears rights exp 11/7/14 — Sold
SHLDZ Sears rights exp 11/28/14 — Distribution — Expired
SSE Seventy Seven Energy — None — from line 168)
SSE Seventy Seven Energy — Sold
Treasury Bonds - TIPS — Interest
WMT Wal-mart Stores Com — Int/Div — Sold (part)
WMT Wal-mart Stores Com — Sold (part)
WMT Wal-mart Stores Com — Sold (part)
Brokerage account £10
BRKB BERKSHIRE HATHAWAY INC DE — None — Buy
Cash (TD Bank USA FDIC ins. dep.) and cash — Interest
Member, Executive Board, Wallace Chapter, Amencan Inn of Court
Member, President, Executive Board, Welsh Chapter, American lan of Court
Member, Council of Visitors, California Western School of Law
Trustee, Trust No.
Trustee, Trust No. 2
Custodian, Custodial Accounts, Nos. 1,2
Agreement — 2012 — Duane Moms LLP Retirememt Plan (former law firm); no control
Not listed in Section VII and reasons therefore:
1. Trust No. 1: Trust account for trust related expenses,
2. Trust No. 2: Trust account created for benefit of filer.
3. Trust Nos. 3, 4: Trust created for the benefit of third parties for which filer was designated as a “trustee” consistent with the controlling Canons of Judicial
Conduct, No. 4(e). Filer has no financial interest in the assets of these trusts, no knowledge of manner in which the principal is invested, and no control or
influence of any kind over investment decisions related to the assets held in this trust. Rather, filers sole fiduciary responsibility is limited to the exercise of veto
power for requests made by beneficiaries to Trust Nos. 3 or 4 to incur extraordinary expenses as specifically defined by trust document. To reiterate, filer has no
fiduciary responsibilities over the management or investment of the “trust” assets, nor does she have any beneficial interest of any kind in Trust No. 3 and 4.
4. Parmership No. |: real estate assets for which filer has potential future interest when and if partnership real estate interests are sold. Filer has no direct or
indirect control over holdings, and cannot influence policy or other decisions which affect the purchase, exchange, sale or disposition of the partnership assets.
5. Brokerage Account No. 4, line 83: Purchase of PXD was inadvertently and erroneously not reported on the 2012 FDR. PXD was purchased on 7/10/12 in
Brokerage Account No. 4. The entry, which would have been line No. 89 of the 2012 FDR, should have been as follows: B(1) - A; B(2) - Dividend: C(2) - T:
D(1) = Buy; D(2) - 07/10/12; D3) - J; D{4) and (5) - Blank,
6. On the 2012 FDR there were two errors on lines 176 and 177 - Brokerage Account No. 8:
a. On line 176 (TWC), B(1) and B(2) were correct: C(1) and C(2) were correct; D(1) should have been "Sold"; D{2) - 06/29/12; D(3) - D; D{4) - A: D(5) - Blank,
b. Line 177 (TWX) should have been omitted; TWX had been sold on 2/17/11; DOI) - Sold; IDX2) - 02/17/11; D(3) - J; (4) - B; IX5) - Blank.
7. Brokerage account No. 4, line 83: note that there should have been an additional entry, on the 2013 FDR after line 19 on page 9 of 16, which was madvertently
and erroneously omitted, This line should have read:
A: YUM YUM BRANDS
Bl: A
B2: Dividend
C1:)
CT
DI: Buy
D2: 4123/13
D3:
7. Brokerage account No, 6 was merged in 2013 with another account (see 2013 FDR), and no longer exists.
&. Brokerage account No. 9, line 184: the stock symbol for SEARF was changed to SRSC.
9. Brokerage account No. 10, line 195 is a new account, which was funded on 2/4/14 by a cash deposit, the value for which would be "J."
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.