Karen S. Crawford

2014Annual

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Pull out the substance of this filing.

What was filed

  • 197

    investments

  • 6

    positions

  • 0

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Wallace Chapter, Amencan Inn of Court
  • Welsh Chapter, American lan of Court
  • Council of Visitors, California Western School of Law
  • Trust No.
  • Trust No. 2
  • Custodial Accounts, Nos. 1,2

As filed

Brokerage Account 22

Janus

Trust Acct. No. (Vanguard) (Y)

Prime Money Mkt Fund (Y)

Total International Stock 1x Admiral (Y)

Total Stock Market Index Ammiral (Y)

Trost Acct. No. 2 (Vanguard) — Interest

Ca Tax Exempt Money Market

Prime Money Market Fund — Interest

Total Intemational Stock Admiral

Total Bond Market Index Adm

Total Stock Market Index Adm

Custodial Acct. No. (American Funds) — Interest

Money Market Fund-529A

Bond Fund of Amenica-529A

Capital World Growth and Income Fund-529A

Growth Fund of America-S29A

Income Fund of Amernica-529A

Intermediate Bond Fund of America-S29A

Investment Company of America-529A

New Perspective Fund-529A

New World Fund-529A

SMALLCAP World Fund-529A

Washington Mutual Investors Fund-529A

Custodial Acct. No. 2 (American Funds) — Interest

New Growth Fund of America-529A

New Perspective Fund-529A

New World Fund 529A

SMALLCAP World Fund-529A

Investment Co of America-529A

Capital World Growth and Income-529A

Income Fund of America-529A

Bond Fund of Amenica-529A

Intermediate Bond Fund-S29A

Ca Tax Exempt Money Market — Interest

TIAA/CREF IRA No. — Interest

TIAA/CREF Traditional

TIAA/CREF - CREF Global Equities

Retirement Account IRA No. 2 — Interest

Dodge & Cox Balanced

Retirement Account IRA No. 3 — Interest

Hotchkis and Wiley Large Cap Value

Tumer Large Growth Institutional

Baron Growth Institutional

Ivy Mid Cap Growth

Royce Opp. Sve

First Eagle Overseas A

Janus Overseas

Dodge & Cox Balanced

BlackRock Low Duration Bd Insititutional

Metropolitan West Total Return Bond

Schwab Value Advantage Monety Isstitutional

Retirement Account IRA No. 4 — Interest

S&P S00 TR Index

Russell 2000 TR USD Index

Mass Mutual Life Ins. — Interest

ING Life Ins. — None

Chase Cash Account — None

Brokerage Account #1

BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)

BRKB BERKSHIRE HATHAWAY INC DE — Buy (add'l)

BAM BROOKFIELD ASSET MGMT INC COM — Int/Div

BPY Brookfield Property Partners LP — Distribution — Sold

CHK CHESAPEAKE ENERGY — Int/Div — Buy (add'l)

CHK CHESAPEAKE ENERGY — Buy (add'l)

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex, SAB. De C.V. Sponsored — None

DEO DIAGEO PLC-SPONSORED — Int/Div

GE GENERAL ELECTRIC CO — Int/Div

L LOEWS CORPORATION — Int/Div — Buy (add'l)

L LOEWS CORPORATION — Buy (add'l)

LUK LEUCADIA NATL CORP — Int/Div — Buy

MKL MARKEL CP COM — None — Buy

MSFT Microsoft Corporation — Int/Div — Buy (add'l)

NSRGY NESTLE SA SPONSORED — Int/Div

PXD Pioneer Natural Resources Compa — Int/Div

SSE Seventy Seven Energy — None — from line 63)

SSE Seventy Seven Energy — Sold

YUM Yum Brands — Int/Div — Buy (add'l)

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

Brokerage Account #3

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

Brokerage Account #4

BRKB BERKSHIRE HATHAWAY INC DE — None — Buy (add'l)

BAM BROOKFIELD ASSET MGMT INC COM — Int/Div

BPY Brookfield Property Partners LP — istmbution — Sold

CHK CHESAPEAKE ENERGY — Int/Div — Buy (add'l)

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex. SAB. De C.V. Sponsored — None

DEO DIAGEO PLC-SPONSORED — Int/Div

GE GENERAL ELECTRIC CO — Int/Div

L LOEWS CORPORATION — Int/Div — Buy (add'l)

JLUK LEUCADIA NATL CORP — Int/Div — Buy

MKL MARKELCPCOM — None — Buy

MSFT Microsoft Corporation — Int/Div — Buy (add'l)

NSRGY NESTLE SA SPONSORED — Int/Div

PXD Pioneer Natural Resources Compa — Int/Div

YUM YUM BRANDS (X) — Int/Div — Buy (add'l)

Brokerage Account £5

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

Brokerage Account #7

MO ALTRIA GROUP INC — Int/Div

AAPL Apple Inc — Int/Div

BRKB BERKSHIRE HATHAWAY INC DE — None

BAM BROOKFIELD ASSET MGMT INC COM — Int/Div — Buy (add'l)

COSWF CANADIAN OIL SANDS TR NEW UNIT — Int/Div — Buy (add'l)

COSWF CANADIAN OIL SANDS TR NEW UNIT — Sold

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex, SAB. De C.V. Sponsored — Int/Div

CHK CHESAPEAKE ENERGY — Int/Div — Buy (add'l)

CHK CHESAPEAKE ENERGY — Buy (add'l)

CWGL Crimson Wine Group Ltd Com — None — Sold

J KOCOCA COLA CO — Int/Div

DEO DIAGEO PLC-SPONSORED ADR NEW REPSTG 4 ORD SHS — Int/Div

XOM Exxon Mobil Corporation Com — Int/Div

FCEA FOREST CITY ENTERPRISES — None

GE GENERAL ELECTRIC CO — Int/Div

HUWHY Hutchison Whampoa Ltd Adr — Int/Div

LUK LEUCADIA NATL CORP — Int/Div

L LOEWS CORPORATION — Int/Div — Buy (add'l)

L LOEWS CORPORATION — Sold (part)

L LOEWS CORPORATION — Buy (add'l)

MKL MARKEL CP COM — None

MSF1 Microsoft Corporation — Int/Div

NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Int/Div

ORCL Oracle Corp Com — Int/Div — Buy (add'l)

PM PHILIP MORRIS INTL COM — Int/Div

PXD Pioneer Natural Resources Compa — Int/Div

SSE Seventy Seven Energy — None — from line 110)

SSE Seventy Seven Energy — Sold

WMT Wal-mart Stores Com — Int/Div

YUM YUM BRANDS — Int/Div

Brokerage Account #8

MO ALTRIA GROUP INC — Int/Div

AAPL Apple Inc — Int/Div

BRKB BERKSHIRE HATHAWAY INC DE — None

BAM BROOKFIELD ASSET MGMT INC COM — Int/Div — Buy (add'l)

BPY Brookfield Property Partmers LP — Distribution — Sold

COSWF CANADIAN OIL SANDS TR NEW UNIT — Int/Div — Sold (part)

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex. S.A.B. De C.V. Sponsored — None

CWGL Crimson Wine Group Ltd Com — None — Sold

CHK Chesapeake Energy Corp Com — Int/Div — Buy (add'l)

CHK Chesapeake Energy Corp Com — Buy (add'l)

DEO DIAGEO PLC-SPONSORED ADR NEW REPSTG 4 ORD SHS — Int/Div

FCEA FOREST CITY ENTERPRISES — None

GE GENERAL ELECTRIC CO — Int/Div

HUWHY Hutchison Whampoa Ltd Adr — Int/Div

LUK LEUCADIA NATL CORP — Int/Div — Buy (add'l)

LUK LEUCADIA NATL CORP — Buy (add'l)

L LOEWS CORPORATION — Int/Div — Buy (add'l)

L LOEWS CORPORATION — Buy (add'l)

MKL MARKEL CP COM — None

MSFT Microsoft Corporation — Int/Div

NSRGY NESTLE SA SPONSORED ADRS REGISTERED — Int/Div

ORCL Oracle Corp Com — Int/Div — Buy (add'l)

PM PHILIP MORRIS INTL COM — Int/Div

PXD Pioneer Natural Resources Compa — Int/Div

SSE Seventy Seven Energy — None — from line 143)

SSE Seventy Seven Energy — Sold

WMT Wal-mart Stores Com — Int/Div

YUM YUM BRANDS — Int/Div

Brokerage Account #9

MO ALTRIA GROUP INC — Int/Div

BRKB BERKSHIRE HATHAWAY INC DF — None

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

CX Cemex. SAB. De C.V. Sponsored — Int/Div — Sold

CHK Chesapeake Energy Corp Com — Int/Div — Buy (add'l)

CHK Chesapeake Energy Corp Com — Buy (add'l)

CWGL Crimson Wine Group Ltd Com — None — Sold

KO COCA COLA CO — Int/Div — Sold (part)

XOM Exxon Mobil Corporation Com — Int/Div

FCEA FOREST CITY ENTERPRISES — None — Sold (part)

GE GENERAL ELECTRIC CO — Int/Div

HUWHY Hutchison Whampoa Ltd Adr — Int/Div

LUK LEUCADIA NATL CORP — Int/Div

L LOEWS CORPORATION — Int/Div

MKL Markel Corp Com — None

MSFT Microsoft Corporation — Int/Div — Sold (part)

MSFT Microsoft Corporation — Sold (part)

ORCL Oracle Corp Com — Int/Div — Buy (add'l)

PM PHILIP MORRIS INTL COM — Int/Div — Buy (add'l)

PM PHILIP MORRIS INTL COM — Buy (add'l)

SRSC... formerly SEARF Sears Canada Inc {symbol change, only) — None

SHLD SEARS ROEBUCK & CO — None

SHLDR Sears rights exp 11/7/14 — None — from line 185)

SHLDR Sears rights exp 11/7/14 — Sold

SHLDZ Sears rights exp 11/28/14 — Distribution — Expired

SSE Seventy Seven Energy — None — from line 168)

SSE Seventy Seven Energy — Sold

Treasury Bonds - TIPS — Interest

WMT Wal-mart Stores Com — Int/Div — Sold (part)

WMT Wal-mart Stores Com — Sold (part)

WMT Wal-mart Stores Com — Sold (part)

Brokerage account £10

BRKB BERKSHIRE HATHAWAY INC DE — None — Buy

Cash (TD Bank USA FDIC ins. dep.) and cash — Interest

Member, Executive Board, Wallace Chapter, Amencan Inn of Court

Member, President, Executive Board, Welsh Chapter, American lan of Court

Member, Council of Visitors, California Western School of Law

Trustee, Trust No.

Trustee, Trust No. 2

Custodian, Custodial Accounts, Nos. 1,2

Agreement — 2012 — Duane Moms LLP Retirememt Plan (former law firm); no control

Not listed in Section VII and reasons therefore:

1. Trust No. 1: Trust account for trust related expenses,

2. Trust No. 2: Trust account created for benefit of filer.

3. Trust Nos. 3, 4: Trust created for the benefit of third parties for which filer was designated as a “trustee” consistent with the controlling Canons of Judicial

Conduct, No. 4(e). Filer has no financial interest in the assets of these trusts, no knowledge of manner in which the principal is invested, and no control or

influence of any kind over investment decisions related to the assets held in this trust. Rather, filers sole fiduciary responsibility is limited to the exercise of veto

power for requests made by beneficiaries to Trust Nos. 3 or 4 to incur extraordinary expenses as specifically defined by trust document. To reiterate, filer has no

fiduciary responsibilities over the management or investment of the “trust” assets, nor does she have any beneficial interest of any kind in Trust No. 3 and 4.

4. Parmership No. |: real estate assets for which filer has potential future interest when and if partnership real estate interests are sold. Filer has no direct or

indirect control over holdings, and cannot influence policy or other decisions which affect the purchase, exchange, sale or disposition of the partnership assets.

5. Brokerage Account No. 4, line 83: Purchase of PXD was inadvertently and erroneously not reported on the 2012 FDR. PXD was purchased on 7/10/12 in

Brokerage Account No. 4. The entry, which would have been line No. 89 of the 2012 FDR, should have been as follows: B(1) - A; B(2) - Dividend: C(2) - T:

D(1) = Buy; D(2) - 07/10/12; D3) - J; D{4) and (5) - Blank,

6. On the 2012 FDR there were two errors on lines 176 and 177 - Brokerage Account No. 8:

a. On line 176 (TWC), B(1) and B(2) were correct: C(1) and C(2) were correct; D(1) should have been "Sold"; D{2) - 06/29/12; D(3) - D; D{4) - A: D(5) - Blank,

b. Line 177 (TWX) should have been omitted; TWX had been sold on 2/17/11; DOI) - Sold; IDX2) - 02/17/11; D(3) - J; (4) - B; IX5) - Blank.

7. Brokerage account No. 4, line 83: note that there should have been an additional entry, on the 2013 FDR after line 19 on page 9 of 16, which was madvertently

and erroneously omitted, This line should have read:

A: YUM YUM BRANDS

Bl: A

B2: Dividend

C1:)

CT

DI: Buy

D2: 4123/13

D3:

7. Brokerage account No, 6 was merged in 2013 with another account (see 2013 FDR), and no longer exists.

&. Brokerage account No. 9, line 184: the stock symbol for SEARF was changed to SRSC.

9. Brokerage account No. 10, line 195 is a new account, which was funded on 2/4/14 by a cash deposit, the value for which would be "J."

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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