Thomas D. Schroeder

iShares Russell 1000 ETF — Int/Div

Wells Fargo Accounts (Wachovia) — Interest

BB&T Account — Closed

US Treasury Series EE Bonds — None

First Tennessee Accounts — Interest

Valic Annuity — Int/Div

Brokerage #1 (H)

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSCI EAFE ETF — Int/Div — Buy (add'l)

Vanguard FTSE Developed Markets ETF — Int/Div

iShares MSC Emerging Markets ETF — Int/Div — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Int/Div — Sold

Eaton Vance Glbl Macro Absolute Ret Advig 1 — None — Sold

PIMCO RAE Worldwide Fndmntl Advt PLUS Inst] — None — Sold

PIMCO Unconstrained Bond Inst! — Int/Div — Sold

PIMCO 1-5 Year US TIPS Index ETF — Int/Div

PIMCO Low Duration Fund Inst) — Int/Div

Vanguard Ltd-Term Tax Exempt Adm — Int/Div

Vanguard Short-Term Investment-Grade Adm — Int/Div — Sold

Eaton Vance Floating Rate Inst — Int/Div

Fidelity Cash Money Market — Int/Div

Fidelity Cash Reserves — Int/Div — Buy

Brokerage #2 (H)

iShares Russell 1000 ETF — Int/Div — Sold (part)

PowerShares FISE RAFI US 1000 — Int/Div

iShares MSC EAFE ETF — Int/Div — Buy (add'l)

Vanguard FTSE Developed Markets ETF — Int/Div

iShares MSC Emerging Markets ETF — Int/Div — Buy (add'l)

Vanguard FTSE Emergmg Markets ETF — Int/Div — Sold

PIMCO All Asset All Authority Instl — Int/Div — Buy (add'l)

AQR Managed Futures Strategy C1 — Int/Div

Eaton Vance Glbl Macro Absolute Ret Advig — None — Sold

PIMCO RAE Worldwide Fndmntl Advt PLUS Inst] — Int/Div — Buy

PIMCO Unconstrained Bond Inst] — Int/Div — Sold

RiverNorth/DoubleLine Strategic Income — Int/Div — Buy

PIMCO 1-5 Year US TIPS Index ETF — Int/Div — Sold

PIMCO Global Advantage Strategy Bond Inst! — Int/Div — Buy (add'l)

Vanguard Short-Term Investment-Grade Adm — Int/Div

Eaton Vance Floating Rate Ady — Int/Div — Sold

Eaton Vance Floating Rate Inst] — Int/Div — Buy

Fidelity Cash Money Market — Int/Div

Brokerage #3 (H)

AQR Managed Futures Strategy C1 — Int/Div

PIMCO 1-5 Year US TIPS Index ETF — Int/Div — Sold

PIMCO Global Advige Strategy Bond Inst] — Int/Div — Buy (add'l)

Vanguard Short-Term Investment-Grade Adm — Int/Div — Sold

Eaton Vance Floating Rate Adv — Int/Div — Sold (part)

Fidelity Cash Money Market — Int/Div

IRA #1 (H)

iShares Russell 1000 ETF — Int/Div

PowerShares FISE RAFI US 1000 — Int/Div

iShares MSC EAFE ETF — Int/Div

iShares MSCI Emerging Markets Er — Int/Div

PIMCO All Asset All Authority Inst] — Int/Div

Eaton Vance Floating Rate Adv — Int/Div — Sold

Eaton Vance Floating Rate Instl — Int/Div — Buy (add'l)

Fudelity Treasury Daily Money Market — None

IRA £2 (H)

PIMCO All Asset All Authority Inst] — Int/Div

Eaton Vance Floating Rate Ady — Int/Div

IRA43(H)

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSCI EAFE ETF — Int/Div — Buy (add'l)

iShares MSC Emerging Markets E¥ 1 — Int/Div

PIMCO All Asset All Authority Inst — Int/Div — Buy (add'l)

AQR Managed Futures Strategy C1 1 — Int/Div

Eaton Vance Glbl Macro Absolute Ret Advig — None — Sold

PIMCO RAE Worldwide Fndmntl Adve PLUS Inst! — Int/Div — Buy

PIMCO Unconstrained Bond Inst] — Int/Div — Sold

RiverNorth/DoubleLine Strategic Income — Int/Div — Buy

Eaton Vance Emergmg Mkts Local Income Cll — Int/Div — Buy (add'l)

PIMCO Global Advantage Strategy Bond Inst! — Int/Div

PIMCO High Yield Spectrum Inst] — Int/Div — Sold

Eaton Vance Floating Rate Adv — Int/Div

Eaton Vance Floating Rate Instl — Int/Div — Buy (add'l)

Fidelity Treasury Daily Money Market — Int/Div

Mass Mutual Whole Life Insurance — Int/Div

Mass Mutual Whole Life Insurance — Int/Div

Loval American Insurance — Int/Div

Winston-Salem Foundation Donor Advised Fund — None

Vanguard 529 -Vanguard Interest Accumulation Portfolio — Interest

Vanguard 529 -Vanguard Interest Accumulation Portfolio — Interest

NC College Foundation 529 Dependable Income Fund — Interest

Board Member, Notre Dame Law Association

Vice President/Board of Governors, N.C. Bar Association

Liability — University of North Carolina/Chapel Hill — tuition and housing for 2014

The Winston-Salem Foundation Donor Advised Fund reflects money we donated irrevocably to, and is owned by, the Foundation, but | JEN can direct

donations from that Fund to charities of our choice. We can receive no income from its investment; rather, the Fund receives the income.

Part VII, line 2: the BBT account was apparently closed August 19, 2013.