Lisa Margaret Smith

Chase Cash accounts — None

TD Bank — None — Open

Fidelity NY Municipal Money Market Fund — Int/Div

Fidelity IRA (Puritan Fund) — Int/Div

Fidelity IRA (Fidelity Fund) — Int/Div

Fidelity IRA (Cash Reserves) — Int/Div

Webster Bank, Wilton CT -- Checking Account — None

Fidelity Growth and Income Fund — Int/Div

Fidelity Dividend Growth Fund — Int/Div

HSBC IRA (T. Rowe Price Dividend Growth Fund) — Int/Div

HSBC, White Plains, NY — None

Cisco Systems Common Stock — Int/Div

Century Lmk Commumcations Common Stock — Int/Div

Walt Disney Common Stock — Int/Div

Municipal Assistance Corp. For City of Trov, N.Y. Bonds — None — Matured

Long Island Power Auth. Bonds — None

Stifel Nicolaus IRA money market — Interest

Stifel Nicolaus mvestment account money market — Interest

Stifel Nicolaus Custodial Acc't for minor child #1 (cash account) — Interest

Stifel Nicolaus Custodial Acc't for minor child #2 (cash account) — Interest

General Electric common stock — Int/Div

Citigroup common stock — Int/Div

Pfizer common stock — Int/Div — Sold

Fidelity Unique Coll. Inv. Plan 2018 — None — Sold

NY College Savgs Prerm A/C Mod Age Based Option:Mod Growth — None — Sold

Capital One Financial Corp Common Stock — Int/Div

Freeport McMorun Copper & Gold, Inc Common Stock — None

Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c

Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Sold (part) — Inv't ac

Artisan Funds Mid Cap Value - Investor Class — Int/Div — Sold (part) — Inv't a/c

Artisan Funds Mid Cap Value-- Advisor Class — Int/Div — Sold (part) — Inv't a/c

Blackrock Equity Dividend Fund — Int/Div — Buy (add'l) — Inv't a/c

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — Inv't ac

Columbia Contrarian Core — Int/Div — Buy (add'l) — Inv't alc

Columbia Contrarian Core — Int/Div — Sold (part) — Inv't alc

American Beacon Intemational Equity — Int/Div — Sold (part) — Inv't a/c

Fidelity Advisor New Insights Inst] C1 — None — Sold (part) — Inv't a/c

Fidelity Advisor New Insights Inst] C1 — None — Buy (add'l) — Inv't a/c

Janus Henderson International Oppty — Int/Div — Buy (add'l) — Inv't alc

Janus Henderson International Oppty — Int/Div — Sold (part) — Inv't alc

Nationwide Geneva Mid Cap Gr Inst] Sve Class — None — Buy (add'l) — Inv't a/c

MFS Intl Growth — Int/Div — Buy (add'l) — Inv't a/c

MFS Int] Growth — Int/Div — Sold (part) — Inv't ac

Oppenheimer Developing Markets C1'Y — Int/Div — Buy (add'l) — Inv't alc

Oppenheimer Developing Markets C1 Y — Int/Div — Buy (add'l) — Inv't a/c

Oppenheimer Developing Markets C1 Y — Int/Div — Buy (add'l) — Inv't a/c

Oak Ridge Small Cap Growth Fund — None — Sold — Inv't ac

Pimco High Yield — Int/Div — Buy (add'l) — Inv't a/c

Pimco High Yield — Int/Div — Sold — Inv't a/c

Wells Fargo Small Cap Value — Int/Div — Sold (part) — Inv't a/c

Wells Fargo Small Cap Value — Int/Div — Sold (part) — Inv't ac

Meridian Small Cap Growth — None — Buy — Inv't a/c

Meridian Small Cap Growth — None — Sold (part) — Inv't a/c

Thomburg Ltd Term Muni — Int/Div — Buy — Inv't a'c

American Beacon Intemational Equity — Int/Div — Sold (part) — of Sufel IRA

American Beacon International Equity — Int/Div — Sold (part) — of Sufel IRA

Artisan Funds Mid Cap Value - Advisor Class — Int/Div — Sold (part) — of Sufel IRA

Artisan Funds Mid Cap Value - Investor Class — Int/Div — Buy (add'l) — of Sufel IRA

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — of Sufel IRA

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — of Sufel IRA

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — of Stufel IRA

Columbia Contrarian Core Fund Class Z — Int/Div — Sold (part) — of Sufel IRA

Columbia Contrarian Core Fund Class Z — Int/Div — Buy (add'l) — of Stufel IRA

Fidelity Advisor New Insight Mutual Fund Institutional Class — Int/Div — Buy (add'l) — of Sufel IRA

Fidelity Advisor New Insight Mutual Fund Institutional Class — Int/Div — Buy (add'l) — of Sutel IRA

Fidelity Advisor New Insight Mutual Fund Institutional Class — Int/Div — Sold (part) — of Stufel IRA

Oppenheimer Developing Markets Class Y — Int/Div — Buy (add'l) — of Sufel IRA

Oppenheimer Developing Markets Class Y — Int/Div — Buy (add'l) — of Sufel IRA

Oppenheimer Developing Markets Class Y — Int/Div — Buy (add'l) — of Sufel IRA

Harbor Fund Bond Fund — Int/Div — Sold (part) — of Sufel IRA

Janus Henderson Intemational Oppty — Int/Div — Sold (part) — of Sufel IRA

Janus Henderson Intemational Oppty — Int/Div — Buy — of Sttel IRA

Janus Henderson International Oppty — Int/Div — Buy — of Stufel IRA

Meridian Sm Cap Gr Investor Class — Distribution — Buy — of Sufel IRA

Nationwide Mutual New Geneva Mid Cap Growth Inst] Sve Class — Distribution — Buy — of Sufel IRA

Nationwide Mutual New Geneva Mid Cap Growth Inst] Sve Class — Distribution — Sold (part) — of Suite] IRA

MFS Intl Growth Fd C11 — Int/Div — Sold (part) — of Sufel IRA

MFS Intl Growth Fd C11 — Int/Div — Sold (part) — of Sufel IRA

Pimco Fds Hi YId CLP — Int/Div — Buy — of Sufel IRA

Pimco Fds Hi YId CLP — Int/Div — Sold — of Stitel IRA

Oak Ridge Small Cap Growth Fund Class Y — None — Sold — of Sufel IRA

Wells Fargo Govt Securities Admin Class — Int/Div — Buy (add'l) — of Stufel IRA

Wells Fargo Govt Securities Admin Class — Int/Div — Buy (add'l) — of Stifel IRA

Wells Fargo Special Small Cap Value — Int/Div — Sold (part) — of Sutfel IRA

Wells Fargo Special Small Cap Value — Int/Div — Sold (part) — of Sufel IRA

Wells Fargo Special Small Cap Value — Int/Div — Sold (part) — of Stifel IRA

Inherited IRA — Inhented IRA

Snfel Insured Bank Program — Interest — Inhented IRA

Verizon (VZ) — Int/Div — Buy (add'l) — Inhented IRA

Franklin Income Fund, Class C (FCISX) — Int/Div — Sold — Inhented IRA

John Hancock Income Fund, C1 A UJHFIX) — Int/Div — Sold — Inhented IRA

Ishares S&P Mid Cap 400 Growth ETF (UK) — Int/Div — Buy — Inhented IRA

Ishares S&P Small CAp 600 Growth 111 wn — Int/Div — Buy — Inhented IRA

Stifel Individual Brokerage Acct — Individual Account

Sufel Insured Bank Program — Interest — Individual Account

Franklin NY Tax Free Income, Cl A (FNYTX) — Int/Div — Sold (part) — Individual Account

Franklin NY Tax Free Income, Cl A (FNYTX) — Int/Div — Sold (part) — Individual Account

Lord Abbett Value Opptys Fund, Class € — Distribution — Buy

Custodian, On behalf of mmor child #1'% Stafel Nicolaus Investment Account

Custodian, On behalf of mmor child #2°s Sufel Nicolaus Investment Account

Custodian, On behalf of minor child #2's New York's College Savings Program

Income — 27 — Pace University School of Law - Teaching — $12,235.04

Spouse's income — 2017 — Wages from Ridgefield Hardware Co. Ridgefield, CT

1. Rows 39-40, 71-73: Henderson International Oppty Class | became Janus Henderson International Class | and exising Henderson shares were exchanged for

new Janus Henderson shares.