David Eugene Rice

2013Annual

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Pull out the substance of this filing.

What was filed

  • 120

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 1

    debts

  • 3

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Egenton Home, Inc
  • U.S. Dept, of Education
  • Bankruptcy Bar Association for the District of Maryland
  • American Bankruptcy Institute
  • Nanonal Conference of ; Bankruptcy Judges

As filed

PNC Bank Accounts — Interest

Pentagon FCU Account — Interest

APG FCU Account — Interest

USAA Federal Accounts — Interest

New Perspective Mutual Fund — Int/Div

McCormick Common (MKC) — Int/Div

PNC Bank IRA's CD's — Interest

TD Ameritrade Money Market Account — Interest

Facebook. Inc. (FB) — None

Groupon, Inc. (GRPN) — None

Brokerage Account #1

Artisan Midcap Value Inv. Fund (ARTOX) — Int/Div — Buy (add'l)

Artisan Midcap Value Inv. Fund (ARTOX) — Sold (part)

Artisan Midcap Value Inv. Fund (ARTOX) — Sold (part)

Blackrock Inflation Prot. Bond A Fund (BPRAX) — Int/Div — Sold

PIMCO Emerging Mkts Bond A Fund (PAEMX) — Int/Div — Sold (part)

PIMCO Emerging Mkts Bond A Fund (PAEMX) — Sold

EV Income Fund of Boston A (EVIBX) — Int/Div — Sold

EV Income Fund of Boston A (EVIBX) — Buy

Ivy Mid Cap Growth A Fund (WMGAX) — Int/Div — Buy (add'l)

Ivy Mid Cap Growth A Fund (WMGAX) — Sold (part)

Ivy Mid Cap Growth A Fund (WMGAX) — Sold (part)

Invesco Premier Inst. Money Mkt Fund — Int/Div

Citibank deposit account — Interest

IBM Common (IBM) — Int/Div

Invesco Van Kampen Comstock Fund (ACSTX) — Int/Div — Sold (part)

Invesco Van Kampen Comstock Fund (ACSTX) — Buy (add'l)

Invesco Van Kampen Comstock Fund (ACSTX) — Buy (add'l)

Cambiar Small Cap Fund (CAMSX) — Int/Div — Sold (part)

Cambiar Small Cap Fund (CAMSX) — Buy (add'l)

Cambiar Small Cap Fund (CAMSX) — Buy (add'l)

Alliance Bernstein Small Cap Growth Fund (QUAYX) — Int/Div — Buy (add'l)

Alliance Bernstein Small Cap Growth Fund (QUAYX) — Sold (part)

Alliance Bernstein Small Cap Growth Fund (QUAYX) — Sold (part)

Columbia Select Large Cap Growth Fund (ELGAX) — Int/Div — Sold (part)

Columbia Select Large Cap Growth Fund (ELGAX) — Buy (add'l)

Columbia Select Large Cap Growth Fund (ELGAX) — Sold (part)

Dreyfus Emerging Markets Fund (DRFMX) — Int/Div — Buy (add'l)

Dreyfus Emerging Markets Fund (DRFMX) — Sold (part)

Dreyfus Emerging Markets Fund (DRFMX) — Sold (part)

Nuveen Tradewinds International Value Fund (NAIGX) — Int/Div — Buy (add'l)

Nuveen Tradewinds International Value Fund (NAIGX) — Buy (add'l)

Nuveen Tradewinds International Value Fund (NAIGX) — Buy (add'l)

Pimco Foreign Bond Fund (PFOAX) — Int/Div — Buy (add'l)

Pimco Foreign Bond Fund (PFOAX) — Buy (add'l)

Pimco Foreign Bond Fund (PFOAX) — Sold (part)

Pimco Total Return Fund (PTTDX) — Int/Div — Buy (add'l)

Pimco Total Return Fund (PTTDX) — Buy (add'l)

Pimco Total Return Fund (PTTDX) — Sold (part)

Blackrock Low Dur Bond Fund Inv A (BLDAX) — Int/Div — Buy

Blackrock Low Dur Bond Fund Inv A (BLDAX) — Buy (add'l)

Blackrock Low Dur Bond Fund Inv A (BLDAX) — Buy (add'l)

IRA #) — Int/Div

iShares Barclays Short Treasury Bond Fund (SHV) — Buy (add'l)

iShares Barclays Short Treasury Bond Fund (SHV) — Sold

SPDR Barclays Capital High Yield Bond ETF (JNK) — Buy (add'l)

SPDR Barclays Capital High Yield Bond ETF (JNK) — Sold (part)

Dreyfus Liquid Assets Inc. (nowMSLigquid AssetFund)

Vanguard Mid-Cap Value Index Fund {VOFE) — Buy (add'l)

Cambiar Opportunity Fund (CAMWX) — Buy (add'l)

Blackrock Inflation Protection Bond Portfolio (BPRIX) — Buy (add'l)

Blackrock Inflation Protection Bond Portfolio (BPRIX) — Sold (part)

Cohen and Steers Realty Shares Fund {CSRSX) — Buy (add'l)

Cohen and Steers Realty Shares Fund {CSRSX) — Buy (add'l)

Cohen and Steers Realty Shares Fund {CSRSX) — Sold (part)

Franklin Templeton Total Retum Fund (FBDAX) — Buy (add'l)

Franklin Templeton Total Retum Fund (FBDAX) — Sold (part)

Godman Sachs Absolute Return Fund (GIRTX) — Buy (add'l)

Godman Sachs Absolute Return Fund (GIRTX) — Buy (add'l)

Ivy Mid Cap Growth Fund (IYMIX) — Buy (add'l)

Janus Overseas Fund JIGFX) — Sold

JP Morgan Dynamic Small Cap Growth Fund JDSCX) — Buy (add'l)

JP Morgan Dynamic Small Cap Growth Fund JDSCX) — Sold (part)

Mainstay Large Cap Growth Fund (MLAIX) — Buy (add'l)

Mainstay Large Cap Growth Fund (MLAIX) — Buy (add'l)

Pimco Emerging Local Bond Fund (PELPX) — Buy (add'l)

Pimco Emerging Local Bond Fund (PELPX) — Buy (add'l)

Pimco Emerging Local Bond Fund (PELPX) — Sold (part)

Pimco Commodity Real Return Strategy Fund (PCRPX) — Buy (add'l)

Pimco Commodity Real Return Strategy Fund (PCRPX) — Buy (add'l)

Pimco Commodity Real Return Strategy Fund (PCRPX) — Buy (add'l)

Royce Premier Fund (RYPRX) — Buy (add'l)

Royce Premier Fund (RYPRX) — Buy (add'l)

Guggenheim ManFutStratFD (RYMFX) — Buy (add'l)

Guggenheim ManFutStratFD (RYMFX) — Sold (part)

Templeton Global Bond Fund (TGBAX) — Buy (add'l)

Templeton Global Bond Fund (TGBAX) — Buy (add'l)

Wells Fargo Adv Em Markets Growth Fund (EMGYX) — Buy (add'l)

Vanguard Short Term Bond Fund (BSV) — Buy

Harding Loevner Int] Equity Fund (HLMIX) — Buy

Harding Loevner Int] Equity Fund (HLMIX) — Buy (add'l)

Metropolitan West Total Return Bond Fund IMWTIX) — Buy

Invesco Premier Portfolio Money Market Fund (IPPXX) — Buy

IRA #2 — Interest

GE Cap Ret Bank (CD) — Matured

Sovereign Bank (CD) — Matured

Morgan Stunley Bank deposit account

Fifth Third Bank (CD) — Buy

Gateway Bank (CD) — Buy

BMO Harris Bank (CD) — Buy

Trust #1 — Int/Div

Comerica Bank deposit account

MBIA Bond

Duke Energy Common (DUK)

Fromtier Comm Common (FTR) — Sold

Spectra Energy Common (SE)

American High Income Trust CL A Fund (AHITX) — Sold

Calamos Growth & Income Fund B (CVTYX) — Sold

Capital Income Builder Fund A (CAIBX) — Sold

Oppenheimer Rochester Natl Mun A Fund {ORNAX)

Oppenheimer SR Floating Rate A Fund (O0SAX)

Washington Mutual Invs FDCLA fund (AWSHX)

Kinder Morgan Energy Partners (KMP)

Alhanzgi Income Growth Fund (AZNCX) — Buy

Pimco Emerging Markets Bond Fund (PEBCX) — Buy

Mineral Rights, Dimmit County, TX — None

Mmeral Rights, Canadian County, OK — Rovalty

Mineral Rights, Franklin County, AR — None

Mineral Rights, Lincoln County, OK — None

Mmneral Rights, Pontotoc County, OK — None

President, Egenton Home, Inc

Liability — U.S. Dept, of Education — Student loans

Reimbursement — Bankruptcy Bar Association for the District of Maryland — 5/3-5/4-2013 — Annapolis, MD — Semmar — Meals, hotel

Reimbursement — American Bankruptcy Institute — S/R.89.2013 — Hershey, PA — Seminar — Meals, hotel

Reimbursement — Nanonal Conference of ; Bankruptcy Judges — 10/30-11/2-2013 — Atlanta, GA — Semmar — Hotel

Western Asset Money Market Fund (LMTXX) identified in Part VII, page 6, line 41 and 42 of the Report for 2012 was sold in its entirety on 6/22/12.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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David Eugene Rice | Frix