William Joseph Kayatta jr

2013Annual

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What was filed

  • 183

    investments

  • 4

    positions

  • 1

    gifts

  • 2

    agreements

  • 0

    debts

  • 1

    reimbursements

  • 2

    income

  • 0

    spouse income

Named parties

  • Trust #1
  • Trust £2
  • University of Maine School of Law Board of Visitors
  • Board of Regents of the Amencan College of Trial Lawyers
  • Perce Atwood LLP
  • American College of Trial Lawyers
  • Pierce Atwood LLP Salary 1/1/13 t0 3/7/13
  • Pierce Atwood LLP buyout payments under Withdrawal Agreement

As filed

GOOG — None — Sold

GOOG — None — Sold

IRWD — None — Sold

Brokerage Account #1 (H)

iShares Russell 1000 Gr, Index (IWF) — Int/Div

iShares Russell 1000 Value Index (1IWD) — Int/Div

iShares Russell 2000 Gr. Index (WO) — Int/Div — Sold (part)

iShares Russell 2000 Gr. Index (WO) — Sold (part)

ALPS Alerian MLP ETF (AMLP) — Int/Div

iShares Russell 2000 Index (IWM) — Int/Div

Vanguard Energy ETF (VDE) — Int/Div

Vanguard Inform. Tech. ETF (VGT) — Int/Div

iShares NASDAQ Biotech. Index (IBB) — Int/Div

Consumer Discretionary SPDR (XLY) — Int/Div

Fidelity Advisors New Insights Fund {FNICX) — Int/Div

Health CARe Select SPDR (XLV) — Int/Div

Oppenheimer Intern. Bond Fund (OIBCX) — Int/Div

Ivy Asset Strategy Fund (WASCX) — Int/Div

iShares Barclays MBS Bon Fund (MBB) — Int/Div

iShares IBOXX $ Invt Gr. Corp. Bd. Fund — Int/Div

iShares MSC EAFE Index Fund (EFA) — Int/Div

Materials Select Sector SPDR Fund (XLB) — Int/Div

Sector SPDR Consumers STPL (XLP) — Int/Div

Sector SPDR Energy (XLE) — Int/Div

Sector SPDR Industrial (XL — Int/Div

Sector SPDR Utilities ((XLU) — Int/Div

SPDR Barclays High Yield Bond ETF — Int/Div

Vanguard Financial E11 (VFH) — Int/Div

Vanguard Intermediate Term Bond ETF (BIV) — Int/Div

Vanguard MSC] Emerging Mrkis ETF (VWO) — Int/Div

Vanguard Short Term Bond (BSV) — Int/Div

Vanguard Telecommunications SRVCS ETF (VOX) — Int/Div

Boardwalk Pipe line PTNRS — Int/Div — Sold

FIA Card SVS NA RASP — Int/Div

Elements-Rogers Tr — Interest

Merrill Lynch Bank Deposit Program — Interest

BIF Money Fund — Interest

Blackrock Energy & Resources (BGR) — Int/Div — Buy

Henderson Global Equity (HFQAX) — Int/Div — Buy

SPDR S&P S00 ETF (SPY) — Int/Div — Buy

401K) Account £1(H)

Vanguard Bond Index Fund (BND) — Int/Div — Buy (add'l)

Vanguard Bond Index Fund (BND) — Buy (add'l)

Vanguard Bond Index Fund (BND) — Sold (part)

Vanguard Bond Index Fund (BND) — Sold (part)

SPDR BarCap Short-term Corp. Bond (SCPB) — Int/Div — Buy (add'l)

SPDR BarCap Short-term Corp. Bond (SCPB) — Sold (part)

iShares Barclays 7-10 Treasury Bond Fund (IEF) — Int/Div — Buy (add'l)

iShares Ana-A Rated Corp. Bond (QLTA) — Int/Div

Vanguard Total Stock Market Index (VT) — Int/Div — Buy (add'l)

Vanguard Dividend Appreciation (VIG) — Int/Div — Sold (part)

Powershares S&P ETF (SPLV) — Int/Div — Sold (part)

Powershares QQOQ Trust, Series 1 (QQQ) — Int/Div — Sold (part)

Powershares QQOQ Trust, Series 1 (QQQ) — Sold (part)

iShares Russell 2000 Index ((1WM) — Int/Div — Buy (add'l)

EGA: Emerging Markets Consumer ETF (ECON) — Int/Div

SPDR Gold Trust ETF (GLD) — None — Sold

Powershares DB Commodity Index Tracking Fund (DBC) — None

IShares Gold Trust ETF (IAL) — Int/Div — Buy (add'l)

IShares Gold Trust ETF (IAL) — Buy (add'l)

Vanguard MSCI EAFE ETF (VEA) — Int/Div — Buy (add'l)

Vanguard MSCI Emerging Markets Index (VWO) — Int/Div

iShares MSC Hong Kong Index (EWH) — None — Buy (add'l)

iShares MSC Hong Kong Index (EWH) — Sold

iShares MSCI Germany Index (EWG) — Int/Div — Buy (add'l)

iShares Barclays Tips Bond Fund {((TIP) — Int/Div — Sold (part)

Wisdon Tree Asia Local Debt (ALD) — Int/Div — Buy (add'l)

Powershares Emerging Markets Sovereign Debt (PCY) — Int/Div — Sold

Vanguard REIT Index (VNQ) — Int/Div — Sold (part)

Vanguard REIT Index (VNQ) — Sold (part)

iShares FTSE EPRA/NAREIT (IFGL) — Int/Div — Sold

Schwab Sweep Account — Interest

iShares MSCI United K. (EWU) — Int/Div — Buy

SPDR S&P S00 (SPY) — Int/Div — Buy

SPDR S&P S00 (SPY) — Buy (add'l)

Vanguard Int. Equity ETF — Int/Div — Buy

Wisdom Tree Japan (DXJ) — Int/Div — Buy

Wisdom Tree Japan (DXJ) — Buy (add'l)

Wisdom Tree Japan (DXJ) — Sold (part)

Wisdom Tree Trust (BZF) — None — Buy

Pimco ETF (HYS) — Int/Div — Buy

Pimco ETF (HYS) — Buy (add'l)

Brokerage Account #2 (H)

Citibank NA Account (X) — Interest

Global X. Norway ETF (NORW) — Int/Div — Buy

Global X. Norway ETF (NORW) — Buy (add'l)

Global X. Norway ETF (NORW) — Sold (part)

iShares N. America Tech ETF (IGM) — Int/Div — Buy

iShares NASDAQ Biotech ETF (IBB) — Int/Div — Buy

iShares NASDAQ Biotech ETF (IBB) — Buy (add'l)

iShares US Consumer Goods ETF (1YK) — Int/Div — Buy

iShares US Energy ETF (IYE) — Int/Div — Buy

iShares US Oil Equip. & SER ETF (IEZ) — Int/Div — Buy

iShares US Pharma ETF (IHE) — Int/Div — Buy

iShares US Tech ETF (1IYW) — Int/Div — Buy

iShares US Telecomm ETF (1YZ) — Int/Div — Buy

Powershares Water Res ETF (PHO) — Int/Div — Buy

Clearbridge Aggressive Growth (SAGYX) — Int/Div — Buy

Achillon Pharma (ACHN) (X) — None — Sold

Amgen (AMGN) (X) — Int/Div — Sold

Biogen Idec (BIIB) (X) — None — Sold

Bristol Myers Squibb (BMY )(X) — None — Sold

Calgene (CELGHX) — None — Sold

ExxonMobil (XOMNX) — Int/Div — Sold

Kraft Foods (KRFTKX) — None — Sold

NPS Pharmaceutical (NPSD)X) — None — Sold

Nuance Communications (NLUAN) (X) — None — Sold

iShares Gold Trust (X) — None — Sold

Vodaphone (VOD) (X) — None — Sold

Cabot Oil and Gas (COG (XD) — Int/Div — Sold

Centurylink (CTLXX) — None — Sold

General Motors (GMKX) — Int/Div — Sold

Gilead Science (GILD) (X) — None — Sold

IBM (IBMXX) — Int/Div — Sold

lronwood Pharma (IRWDXX) — None — Sold

Regeneron Pharma (REGN) (X) — None — Sold

Apple (AAPL) (X) — Int/Div — Sold

AT&T (TH (X) — Int/Div — Sold

Google (GOOG)(X) — None — Sold

Merck (MRK) (X) — None — Sold

Schlumberger (SLB) (X) — Int/Div — Sold

Seadrill LTD (SDRL) (X) — None — Sold

Vodaphone (VOD) (X) — None — Sold

Pierce Atwood Capital Contributioon Notes — Interest — Sold (part)

Key Bank IRA (CD) — Interest

Bank of America Deposit Account — Interest

Trust #1 (H)

Fidelity Growth Company — Int/Div

Trust #2 (H)

ACHN — None — Sold

AMZN — None — Sold

AMGN — Int/Div — Sold

AAPL — Int/Div — Sold

AAPL — Int/Div — Sold

BPFH — Int/Div — Sold

BPFH — Int/Div — Sold

BPFH — None — Sold

CELG — None — Sold

CELG — None — Sold

CELG — Int/Div — Sold

CELG — Int/Div — Sold

CELG — None — Sold

CELG — None — Sold

CELG — Int/Div — Sold

GILD — None — Sold

IRWD — None — Sold (part)

IRWD — Sold

IRWD — None — Sold

NPSP — None — Sold

NPSP — Buy

NPSP — Sold

PHO — Int/Div

PHO — Int/Div — Sold

REGN — None — Sold

REGN — Int/Div — Sold

SDRL — None — Sold

SDRL — Int/Div — Sold

SDRL — Int/Div — Sold

SDRL — Int/Div — Sold

SDRL — None — Sold

WPRT — None — Sold

WPRT — Int/Div — Sold

CHK.D — None — Sold

GM.B — Int/Div — Sold

Maine ST. Genl Purp Bond — Interest — Redeemed

Maine Hith & Higher EDL FACS AUTH REV SER-A — Interest

Maine EDL LN AUTH STUDENT LN REV — Interest

Stratasys LTD (SSYS) — None — Buy

Stratasys LTD (SSYS) — Sold

3D Systems Corp — None — Buy

3D Systems Corp — Sold

Global X Norway ETF (NORW) — Int/Div — Buy

iShares NASDAQ Biotech ETF (IBB) — Int/Div — Buy

iShares LS Consumer Goods ETF (1YK) — Int/Div — Buy

iShares US Energy ETF (IYE) — Int/Div — Buy

iShares LS Finacials ETF ((IYF) — Int/Div — Buy

iShares Industrials ETF (1Y)) — Int/Div — Buy

iShares US Medical Devices ETF (IHD) — Int/Div — Buy

iShares US Oil & Equip & SER ETF (IEZ) — Int/Div — Buy

iShares LS Pharm (IHE) — Int/Div — Buy

iShares LS Tech ETF (IYZ) — Int/Div — Buy

iShares US Telecom ETF (1YZ) — Int/Div — Buy

Morgan Stanley Liquid Asset Fund — Interest — Buy

Co-Trustee, Trust #1

Co-Trustee, Trust £2

Member, University of Maine School of Law Board of Visitors

Member (Resigned 3/7/13), Board of Regents of the Amencan College of Trial Lawyers

Gift — Perce Atwood LLP — Conmbution to cost of investiture reception — $12,626.00

Agreement — 2012 — Withdrawal Agreement with Pierce Atwood LLP

Agreement — 2010 — Pierce Atwood LLP Pension Plan (former employer's plan; no control)

Reimbursement — American College of Trial Lawyers — 2-25-13 t0 2-28-13 — Naples, Fl — Board of Regents Meeting — Transportation, meals, hotel

Income — 2013 — Pierce Atwood LLP Salary 1/1/13 t0 3/7/13 — $586.00

Income — 2013 — Pierce Atwood LLP buyout payments under Withdrawal Agreement — SHS5.725.00

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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