Allyne R. Ross

What was filed

548
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

12,19
x6
87
00)
639
107
215
143
204
253
455
Hh42
Had
H45
6H54
H62
551
Trustee of Wisdom Tree Trust (trustee fees)

As filed

Trust #1 (H)

Northwestern Mutual Whole Life Insurance — Interest

IRA Z(H)

Wells Fargo IR Insured Deposit (cash) — Interest — Open

Cisco Systems — None — Sold

General Electric — None — Sold

Citigroup — None — Sold

Intel — None — Sold

Enterprise Prods Partners — None — Sold — 12,19

BlackRock Global Energy & Resources Trust (BGR) — Int/Div

BlackRock Health Sciences Trust — Int/Div — Sold

Clearbridge Energy MLP (CEM) — Int/Div

Fiduciary/Claymore MLP (FMO) — Int/Div

Adobe Systems (ADBE) — None — Sold

Amencan Water Works Co (AWK) — Int/Div — Sold

Tekla Healthcare (HOH) — Int/Div

Dow Chemical — None — Sold

Cohen & Steers Infrastructure Fund — Int/Div — Sold

Kayne Anderson Energy Dev. Co. — None — Sold

Kayne Anderson MLP Inv. Co — None — Sold

Bank of America — None — Sold

Bank of America preferred — None — Sold

Bristol Myers Squibb — None — Sold

Bristol Myers Squibb — Int/Div — Sold

Target Corporation (TGT) — Int/Div

Wells Fargo & Co New (WFC) — None — Sold

NXP Semiconductors NV (NXP) — None — Sold

Sunoco Logistics Part (SXL) — None — Sold

Pepsico — None — Sold

Phizer Inc — None — Sold

NY CMNTY CAPITAL Trust — Interest — Sold

SPDR S&P Biotech — Int/Div — Sold

Apple — None — Sold

Ares Commerical Real Estate — None — Sold

Blackstone Group — None — Sold

Costco — None — Sold

Netflix Inc (NFLX) — None — Sold

Blackstone/GSO Strat Credit FD — None — Sold

Barclays Bank — None — Sold

HSBC Holdings — None — Sold

Kevecorp — None — Sold

Eaton Vance Tax Med — Int/Div — Sold

ishares Nasdaq Biotech ETT — Int/Div

Fidelity Extd Market Index Premium Class (FSEVX) — Int/Div — Buy

Fidelity Extd Market Index Premium Class (FSEVX) — Buy (add'l)

Fidelity Mid Cap Index Premium Class (FSCKX) — Int/Div — Buy

Fidelity Total Emerging Markets FD (FTEMX) — Int/Div — Buy

S10. — Buy (add'l)

Wisdomtree TR US Qlt Shared YLD (QSY) — Int/Div — Buy

IRA #2(H)

Morgan Stanley Bank Account (Y)

Dommion Resources (Y)

Kayne Anderson Energy (Y)

Cohen & Steers Infrastructure Fund (Y)

Power Shares (Y)

Brisol Myers Squibb (Y)

Caterpillar (Y)

Freeport McMoran Copper & Gold (Y)

Merck (Y)

Clorox Y)

Colgate Palmolive (Y)

Teva Pharmaceuticals (Y)

General Electric (Y)

Kinder Morgan (Y)

Tekla Healthcare (Y)

IRA #3 (H)

Fidelity Small Cap Index Premium Class (FSSVX) — Int/Div — Sold (part) — x6

Fidelity Extended Market Index Premium Class (FSEVX) — Int/Div — Sold (part) — 87

IRA 24 (H)

Citibank Accounts (cash) (Y)

Fidelity S00 Index Premium Class (FUSVX) — Int/Div — Buy

Fidelity S00 Index Premium Class (FUSVX) — Sold (part)

Fidelity Int'l Enhanced Index Fund (FIENX) xX) — Int/Div — Buy

WisdomTree TR Midcap DN FD (DON) — Int/Div — Buy (add'l) — 00)

WisdomTree TR Midcap DN FD (DON) — Sold (part)

IRA 4S(H)

Fidelity Mid Cap Index Premium Class (FSCKX) (XX) — Int/Div — Sold (part)

Brokerage #1 (H)

Vanguard Ltd-Term Tax-Exempt Fund (VMLUX) — Int/Div — Sold (part)

Vanguard Ltd-Term Tax-Exempt Fund (VMLUX) — Sold (part)

Vanguard Emerging Markets Index Fund (VWO) — Int/Div

Vanguard Mid-Cap Index Fund (VIMAX) — Int/Div

Vanguard High-Yield Tax-Exempt Fund (VWALX) — Int/Div

Vanguard European Stock Index Fund (VELUSX) — Int/Div

Vanguard Global Real Estate Fund (VNQI) — Int/Div

Wisdom Tree US. Small Cap. Div. Growth ETF (DGRS) — Int/Div

Wisdom Tree Global ex-US Quality Dividend (DNL) — Int/Div

IShares Core S&P Small Cap ETF (JR) — Int/Div

Vanguard Explorer Admiral CL (VEXRX) — Int/Div — Buy

Vanguard Explorer Admiral CL (VEXRX) — Buy (add'l)

Vanguard Intermediate Term Tax Exempt Adm (VWILX) (XX) — Int/Div

Oppenheimer Developing Markets CL Y {ODVYX) — Int/Div — 639

Equifax Inc (EFX) — Int/Div — Buy

General Electic Co (GE) — None — Buy

Brokerage #2 (H)

Wisdom Tree Managed Futures ETF — None

Brokerage #3 (H)

ML Bank Deposit Program (Cash Account) XxX) — Interest

Acadia Healthcare Co Inc — None — Buy

Acadia Healthcare Co Inc — Sold (part)

Acadia Healthcare Co Inc — Sold

Adobe Systems Inc (ADBE) — None — Sold (part) — 107

Aetna Inc (AET) — Int/Div — Sold (part)

Air Liquide ADR France ADR (AIQUY) — Int/Div — Buy (add'l)

Air Liquide ADR France ADR (AIQUY) — Buy (add'l)

Air Prod & Chemical INC (APD) — Int/Div — Sold (part)

Airbus SE (EADSY) — Int/Div — Buy (add'l) — 215

Airbus SE (EADSY) — Sold (part)

Alexion Pharmaceuticals INC (ALXN) — None — Sold (part)

Alexion Pharmaceuticals INC (ALXN) — Sold (part)

Allergan PLC (AGN) — Int/Div — Buy

Allergan PLC (AGN) — Sold (part)

Alphabet Inc CL C (GOOG) — None — Sold (part)

Alphabet Inc CL C (GOOG) — Sold (part)

Amazon.com INC (AMZN) — None — Sold (part)

American International Group Com New (AIG) — Int/Div — Buy (add'l)

American International Group Com New (AIG) — Buy (add'l)

American Tower Corp. REIT (AMT) — Int/Div — Sold (part)

American Tower Corp. REIT (AMT) — Sold (part)

Anheuser Busch INBEV Spon ADR (BUD) — Int/Div — Buy (add'l)

Anheuser Busch INBEV Spon ADR (BUD) — Buy (add'l)

Anthem Inc. (ANTM) — Int/Div

Arcelormittal SA NY Registered Foreign Stock (MT) — None — Buy (add'l)

Arcelormittal SA NY Registered Foreign Stock (MT) — Buy (add'l)

Arcelormittal SA NY Registered Foreign Stock (MT) — Sold (part)

Astrazeneca PLC Spon ADR (AZN) — Int/Div — Buy

Astrazeneca PLC Spon ADR (AZN) — Buy (add'l)

Astrazeneca PLC Spon ADR (AZN) — Sold (part)

Australia & New Zealand Banking Group (ANZBY) — Int/Div — Sold (part)

Australia & New Zealand Banking Group (ANZBY) — Buy (add'l)

AXA Spons ADR (AXAHY) — Int/Div — Buy (add'l) — 143

Banco Santander SA ADR (SAN) — Int/Div — Buy

Banco Santander Chile Spon ADR (BSAC) — Int/Div — Sold

Bayer AG Sp ADR (BAYRY) (X) — Int/Div — Buy (add'l)

Bayer AG Sp ADR (BAYRY) (X) — Buy (add'l)

Becton Dickinson & Co — Int/Div — Buy

Becton Dickinson & Co — Sold

Biomarin Pharmaceutical Inc (BMRN) — None — Buy (add'l)

Biomarin Pharmaceutical Inc (BMRN) — Buy (add'l)

BNP Paribas Sa ADR (BNPQY) — Int/Div — Sold (part)

BNP Paribas Sa ADR (BNPQY) — Buy (add'l)

Bridgestone Corp LTD ADR Japan {BRDCY) — Int/Div — Buy (add'l)

Bridgestone Corp LTD ADR Japan {BRDCY) — Buy (add'l)

Brighthouse Finl Inc Reg (BHF) (X) — None

British American Tobacco (BT — None — Sold

Celgene Corp. (CELG) — None — Sold (part)

Centrica PLC New 2004 Spon ADR 1CPYYY) — None — Buy (add'l)

Centrica PLC New 2004 Spon ADR 1CPYYY) — Sold

Chevron Corp (CVX) — Int/Div — Buy (add'l)

Chevron Corp (CVX) — Buy (add'l)

Chubb Ltd CHF (CB) — Int/Div

Citigroup Inc (C) — Int/Div — Buy (add'l)

CK Hutchison Hids LTD (CKHUY) — Int/Div — Buy (add'l)

CK Hutchison Hids LTD (CKHUY) — Sold (part)

CK Hutchison Hids LTD (CKHUY) — Sold

CME Group Inc (CME) — Int/Div — Sold

CMS Energy Corp (CMS) — Int/Div — Sold (part)

CMS Energy Corp (CMS) — Sold (part)

CMS Energy Corp (CMS) — Sold

CNOOC Ltd. Spon ADR (CEO) — Int/Div — Buy (add'l)

Coca Cola Co Com (KO) — Int/Div — Sold

Comcast Corp New Cl A (CMCSA) — Int/Div

Concho Resources Inc (CX0) — None — Buy (add'l)

Concho Resources Inc (CX0) — Buy (add'l)

Concho Resources Inc (CX0) — Sold (part)

ConocoPhillips (COP) — Int/Div — Sold

Costco Wholesale Corp (COST) — Int/Div — Buy (add'l)

Costco Wholesale Corp (COST) — Sold (part)

Credit Suisse Group Spon ADR — Int/Div — Buy

Credit Suisse Group Spon ADR — Buy (add'l)

Credit Suisse Group Spon ADR — Sold (part)

CRH Plc Adr (CRH) — None — Buy

CVS Health Corp (CVS) — Int/Div — Sold (part)

CVS Health Corp (CVS) — Sold

DBS Group Holdings LTD SPON ADR (DBSDY) — Int/Div — Buy (add'l)

DBS Group Holdings LTD SPON ADR (DBSDY) — Buy (add'l)

DBS Group Holdings LTD SPON ADR (DBSDY) — Sold (part)

Diageo PLC New GB SPON ADR (DEO) — Int/Div — Buy (add'l)

Diageo PLC New GB SPON ADR (DEO) — Buy (add'l)

Dollar General Corp New — Int/Div — Sold (part)

Dollar General Corp New — Sold (part)

Dommion Resources Inc VA (D) — Int/Div — Sold (part)

Dommion Resources Inc VA (D) — Sold (part)

Dommion Resources Inc VA (D) — Sold

Dowdupont Inc Com (DWDP) — Int/Div — Buy (add'l) — 204

Dowdupont Inc Com (DWDP) — Buy (add'l)

Dowdupont Inc Com (DWDP) — Sold (part)

Du Pont De Nemours (DD) — Int/Div — Sold (part)

Du Pont De Nemours (DD) — Sold (part)

Du Pont De Nemours (DD) — Sold

Dr Pepper Snapple Group (DPS) — None — Buy

Dr Pepper Snapple Group (DPS) — Buy (add'l)

Enel SPA ADR (ENLAY) — Int/Div — Buy (add'l)

Equinix Inc. REIT (EQIX) — Int/Div

Exelon Corp (EXC) — Int/Div — Sold (part)

Exxon Mobil — Int/Div — Sold (part)

Exxon Mobil — Sold

Facebook Inc CL A (FB) — None — Sold (part)

Facebook Inc CL A (FB) — Sold (part)

Fastenal Co (FAST) — Int/Div — Buy (add'l)

Fastenal Co (FAST) — Buy (add'l)

Fastenal Co (FAST) — Sold (part)

Ferguson PLC ADR (FERGY) — Int/Div — Buy

Ferguson PLC ADR (FERGY) — Sold (part)

Firstenergy Corp (FE) — Int/Div — Buy

Firstenergy Corp (FE) — Buy (add'l)

Gap Inc (GPS) — Int/Div — Buy (add'l)

Gap Inc (GPS) — Sold

General Electric Co (GE) — Int/Div — Sold (part)

Goldman Sachs Group Inc (GS) — Int/Div — Buy (add'l)

Goldman Sachs Group Inc (GS) — Buy (add'l)

Haliburton Company (HAL) — Int/Div — Buy

Hess Corp (HES) — Int/Div — Buy (add'l)

Home Depot Inc (HD) — Int/Div — Sold (part)

Home Depot Inc (HD) — Sold (part)

Home Depot Inc (HD) — Buy (add'l)

Honda Motor Co ADR Japan ADR (HMC) — Int/Div — Buy (add'l)

Honda Motor Co ADR Japan ADR (HMC) — Buy (add'l)

Honeywell International Inc (HON) — Int/Div

HSBC Holding PLC (HSBC) — Int/Div — Buy

HSBC Holding PLC (HSBC) — Buy (add'l)

Iberdrola SA ADR (IBDRY) — Int/Div — Buy

Iberdrola SA ADR (IBDRY) — Buy (add'l)

Mumina Inc Com (ILMN) — None — Buy

Infineon Technologies ADR (IFNNY) — Int/Div

ING Groep N V NL Spon ADR (ING) — Int/Div — Buy (add'l) — 253

Intel Corp (INTC) — Int/Div — Buy (add'l)

Intel Corp (INTC) — Sold (part)

Intel Corp (INTC) — Sold

Intercontinential Hotels Group PLC New Spon ADR (IHG) — Int/Div

Intesa San Paolo Spon ADR (ISNPY) — Int/Div — Sold (part)

Intesa San Paolo Spon ADR (ISNPY) — Buy (add'l)

International Paper Co Common Stock (IP) — Int/Div

Intrupublic Group of CO (IPG) — Int/Div — Buy

Invesco Lid (IVZ) — Int/Div

ITV PLC ADR(ITVPY) — Int/Div — Buy (add'l)

pak) — Buy (add'l)

Japan Tabacco Inc ADR (JAPAY) — None — Buy

Japan Tabacco Inc ADR (JAPAY) — Buy (add'l)

Johnson & Johnson — Int/Div — Buy (add'l)

Johnson & Johnson — Sold (part)

Johnson & Johnson — Sold

JPMorgan Chase & Co (JPM) — Int/Div

KBC Group NV ADR (KBCSY) — Int/Div — Sold (part)

KBC Group NV ADR (KBCSY) — Buy (add'l)

Kellogg CO (K) — Int/Div — Buy

Keycorp New (KEY) — Int/Div — Sold (part)

Kommnkluke Philips NV Spon ADR — Int/Div — Buy

Kommnkluke Philips NV Spon ADR — Buy (add'l)

Kroger Company (KR) — Int/Div — Sold (part)

Lafargeholcim LTD Unsponsored ADR — Int/Div — Buy (add'l)

Lafargeholcim LTD Unsponsored ADR — Buy (add'l)

Lloyds Banking Group PLC Spon ADR — Int/Div — Buy (add'l)

Lloyds Banking Group PLC Spon ADR — Sold

Lockheed Martin Corp (LMT) — Int/Div

Lowe's Companies Inc (LOW) — Int/Div — Buy

Marathon Oil Corp (MRO) — Int/Div — Sold

Marathon Petroleum Co (MPC) — Int/Div

Marsh & Mclennan Cos Inc (MMC) — Int/Div

Mastercard Inc (MA) — Int/Div — Buy

Mastercard Inc (MA) — Buy (add'l)

Mattel Inc Com (MAT) — None — Buy

Mattel Inc Com (MAT) — Buy (add'l)

Mckesson Corp Com (MCK) — None — Buy

Mckesson Corp Com (MCK) — Buy (add'l)

Medtronic PLC SHS (MDT) — None — Buy

Medtronic PLC SHS (MDT) — Buy (add'l)

Merck & Co Inc New Com (MRK) — Int/Div — Buy (add'l)

RIT) — Buy (add'l)

MetLife Inc (MET) — Int/Div — Buy (add'l)

MetLife Inc (MET) — Buy (add'l)

Microsoft Corp (MSFT) — Int/Div — Sold (part)

Microsoft Corp (MSFT) — Sold (part)

Mitsubishi UF) Financial Group Inc (MTU) — Int/Div — Buy (add'l)

Mitsubishi UF) Financial Group Inc (MTU) — Sold (part)

Mobileve N.V. Amstelveen EUR (MBLY) — None — Buy (add'l)

Mobileve N.V. Amstelveen EUR (MBLY) — Sold (part)

Mobileve N.V. Amstelveen EUR (MBLY) — Sold

Mondelez Intl Inc (IMDLZ) — Int/Div — Sold

Monster Beverage Corp New Com (MNST) — None

Morgan Stanley (MS) — Int/Div — Sold (part)

Motorola Solutions Inc (MSI) — Int/Div

National Grid PLC New Spon ADR (NGG) — Int/Div — Buy (add'l)

National Grid PLC New Spon ADR (NGG) — Sold (part)

National Grid PLC New Spon ADR (NGG) — Sold

Nextera Energy Inc Com (NEE) — Int/Div

Nielsen Holdings PLC SHS (NLSN) — Int/Div — Buy

Nielsen Holdings PLC SHS (NLSN) — Buy (add'l)

Nippon Telegraph & Tel Corp Spon ADR INTIYY) — Int/Div — Buy (add'l)

Nordea Bank Swed ADR (NRBAY) — Int/Div — Sold

Norsk Hydro AS. New Norway Spon ADR INHYDY) — Int/Div — Sold (part)

Norsk Hydro AS. New Norway Spon ADR INHYDY) — Buy (add'l)

Northrup Grumman Corp (NOC) — Int/Div

Novartis AF Spon ADR (NVS) — None — Buy

Novartis AF Spon ADR (NVS) — Buy (add'l)

Novo Nordisk A S ADR (NVO) — None — Buy

Novo Nordisk A S ADR (NVO) — Buy (add'l)

Adb6 — Buy (add'l)

Occidental Petroleum CRP Common Stock (OXY) — Int/Div — Sold (part)

RETH — Sold (part)

RETH — Sold

Oracle Corp. (ORCL) — Int/Div — Buy (add'l)

Oracle Corp. (ORCL) — Buy (add'l)

Paypal Holdings Inc (PYPL) — None

Pfizer Inc Common Stock (PFE) — Int/Div — Buy (add'l)

Pfizer Inc Common Stock (PFE) — Buy (add'l)

PG&E Corp (PCG) — Int/Div — Buy

PG&E Corp (PCG) — Buy (add'l)

Philip Morris Intl Inc (PM) — Int/Div

Praxair Inc (PX) — Int/Div

Priceline Group Inc New (PCLN) — None — Sold (part)

Priceline Group Inc New (PCLN) — Sold (part)

Priceline Group Inc New (PCLN) — Sold

Procter & Gamble Co (PG) — Int/Div

Prudential Fimancial Inc (PRU) — Int/Div — Sold (part)

Prudential PLC ADR United Kingdom PUK) — Int/Div — Buy (add'l)

Public Service Enterprise Group Ine Common Stock (PEG) — Int/Div — Buy (add'l)

Public Service Enterprise Group Ine Common Stock (PEG) — Buy (add'l)

Qualcomm Ine Common Stock (QCOM) — Int/Div — Sold (part)

Qualcomm Ine Common Stock (QCOM) — Sold (part)

Qualcomm Ine Common Stock (QCOM) — Buy (add'l)

ARO. — Buy (add'l)

ARO. — Sold (part)

Quest Diagnostics (DGX) — Int/Div — Sold (part)

Raytheon Co New (RTN) — Int/Div — Sold (part)

Raytheon Co New (RTN) — Sold

Reynolds American Inc — Int/Div — Sold

Rio Tinto PLC Spon ADR (RIO) — Int/Div — Sold (part)

Rio Tinto PLC Spon ADR (RIO) — Buy (add'l)

Roche Holding LTD Spous ADR Switzerland ADR (RHHBY) — Int/Div — Buy (add'l)

Roche Holding LTD Spous ADR Switzerland ADR (RHHBY) — Buy (add'l)

Roval Dutch Shell PLC C1 A (RDSA) — Int/Div — Buy (add'l)

Roval Dutch Shell PLC C1 A (RDSA) — Buy (add'l)

Roval Dutch Shell PLC C1 A (RDSA) — Sold (part)

Roval Dutch Shell PLC C1 A (RDSA) — Buy (add'l)

Ryanair Holdings PLC Spon ADR (RYAAY) — None — Buy (add'l)

S&P Global Inc (SPGIH — Int/Div — Buy

S&P Global Inc (SPGIH — Buy (add'l)

Salesforce.com Inc (CRM) — None — Sold (part)

Salesforce.com Inc (CRM) — Sold (part)

Sanofi Spon ADR (SNY) — Int/Div — Buy (add'l)

Schlumberger LTD Netherlands Antilles Foreign Stock — Int/Div — Sold

Schneider Electric SE Unsponsored ADR (SBGSY) — Int/Div — Buy (add'l)

Schneider Electric SE Unsponsored ADR (SBGSY) — Buy (add'l)

Schwab Charles Corp New (SCHW) — Int/Div — Buy (add'l)

Schwab Charles Corp New (SCHW) — Buy (add'l)

ServiceNow Inc (NOW) — None — Sold (part)

Shire PLC Spon ADR (SHPG) — Int/Div — Buy (add'l)

Shire PLC Spon ADR (SHPG) — Buy (add'l)

Siemens A G Spon Adr (SIEGY) — Int/Div — Sold (part)

Siemens A G Spon Adr (SIEGY) — Buy (add'l)

Siemens A G Spon Adr (SIEGY) — Sold (part)

Sony Corp. ADR New Japan ADR (SNE) — Int/Div — Sold

Splunk luc.(SPLK) — None — Sold (part)

Splunk luc.(SPLK) — Sold (part)

Starbucks Corp (SBUX) — Int/Div — Sold (part)

Starbucks Corp (SBUX) — Sold (part)

Sumitomo Mitsui Financial Spon ADR (SMFG) — Int/Div — Buy (add'l)

Sumitomo Mitsui Trust Holdings Spon ADR (SUTNY) — Int/Div — Buy (add'l)

Sumitomo Mitsui Trust Holdings Spon ADR (SUTNY) — Buy (add'l)

Suncor Energy Inc New CAD (SU) — Int/Div — Buy (add'l)

Suncor Energy Inc New CAD (SU) — Buy (add'l)

SunTrust Banks Inc (STI) — Int/Div — Sold (part)

Swiss RE AG Shs (SSREY) — None — Buy

Swiss RE AG Shs (SSREY) — Buy (add'l)

Taiwan S Manufacturing ADR (TSM) — Int/Div — Buy

Taiwan S Manufacturing ADR (TSM) — Buy (add'l)

Techuip FMC PLC Reg Shs (FTI) — Int/Div — Buy (add'l) — 455

Techuip FMC PLC Reg Shs (FTI) — Buy (add'l)

Telecom lala SPA New Restg (T1) — None — Buy (add'l)

Telecom lala SPA New Restg (T1) — Buy (add'l)

Telecom lala SPA New Restg (T1) — Sold (part)

Teva Pharmaceuticals — Int/Div — Buy

Teva Pharmaceuticals — Buy (add'l)

The Priceline Group Inc (PCLN) (X) — None

Total S.A. France Spon ADR (TOT) — Int/Div — Buy (add'l)

Total S.A. France Spon ADR (TOT) — Buy (add'l)

Total S.A. France Spon ADR (TOT) — Sold (part)

Total S.A. France Spon ADR (TOT) — Buy (add'l)

Total S.A. France Spon ADR (TOT) — Sold (part)

Toyota (TM) — Int/Div — Buy

Transcanada Corp (Holding Co) (TRP) — Int/Div — Buy (add'l)

Transcanada Corp (Holding Co) (TRP) — Buy (add'l)

Transunion (TRU) — None — Buy

Transunion (TRU) — Buy (add'l)

Travelers Cos. Inc/The (TRV) — Int/Div — Buy (add'l)

Travelers Cos. Inc/The (TRV) — Sold (part)

Ulta Beauty Inc (LLTA) — None — Buy

Unilever NV NY SHS New (UN) — Int/Div — Buy (add'l)

Union Pacific Corp (UNP) — Int/Div

United Parcel Service Inc CHUPS) — Int/Div

United Health Group Inc (UNH) — Int/Div — Sold (part)

US Bancorp Del (New) (LSB) — Int/Div

Verizon Communciations Inc (VZ) — Int/Div — Buy (add'l)

Verizon Communciations Inc (VZ) — Buy (add'l)

Visalnc. CLA(V) — Int/Div — Sold (part)

Visalnc. CLA(V) — Sold (part)

Vodafone Group PLC Spon ADR (VOD) — Int/Div — Buy

Vodafone Group PLC Spon ADR (VOD) — Buy (add'l)

Waste Connections Inc (WCN) — Int/Div — Buy

Waste Connections Inc (WCN) — Buy (add'l)

Wells Fargo & Co New (WFC) — Int/Div — Buy (add'l)

West Pharmacuticals Sves Inc (WST) — Int/Div — Buy

West Pharmacuticals Sves Inc (WST) — Buy (add'l)

Weyerhauser Co. (WY) — Int/Div — Sold

Wolseley PLC Spon ADR (WOSYY) (Y)

Zoetis Inc (ZTS) — Int/Div — Buy

Zoetis Inc (ZTS) — Buy (add'l)

Zurich Ins Group Lid Spon ADR (ZURVY) — Int/Div — Sold (part)

Zurich Ins Group Lid Spon ADR (ZURVY) — Buy (add'l)

IM Co. (MMM) — Int/Div — Buy (add'l)

IShares Russell 1000 Growth (IWF) — None — Sold

IShares MSC EAFE Value ETF (EFV) — None — Sold

Vanguard Value ETF (VTV) — None — Sold

IP Morgan International Value SMA Fund UTIVX) — None — Sold (part)

IP Morgan International Value SMA Fund UTIVX) — Sold (part)

S00. — Sold (part)

S00. — Buy (add'l)

Magellan Mainstream Partners LP (Y)

Brokerage #4 (H)

New York Thruway Bond pm — Interest — Hh42

NY State Dormitory Authority Bond [ — Interest — Had

NY State Dormitory Bond muss — Interest — H45

NY State Environmental Bond [ — Interest

Bay Shore NY Union Free School District [ — Interest

Erie County NY Bond — Interest — Sold (part)

NYC Muni WTR in Authority Bond (No.1) [ — Interest

Massachusetts Bond Imm — Interest — Sold (part)

Metropolitan Transit Authority Bond [ — Interest

Domitory Auth of NY Bond ps — Interest — 6H54

Triborough Bridge & Tunnel Authority Bonds (2) — Interest

34th Street Partnership Bond [mmm — Interest

Tampa Florida Bond pum — Interest

NYC Transit Finance Authority Future — Interest

Shenendehowa NY Bond mmm — Interest

NYC Transit Bond pum — Interest — H62

Chicago O'Hare Airport Bond pms — Interest

NYS Dorm Auth Rev North pm (X) — Interest — Redeemed

NY St Dorm Auth Sales Tax mum" (X) — Interest

NY St Dorm Auth RE pm (X) — Interest

Mantanuska-Susitna Boro pum — Interest — Buy

Erie NY Indl Dev Agy Sch FC RV Ref [] — None — Buy

University California Revs — None — Buy

Brokerage #5 (H)

Dodge & Cox Global Stock Fund (DODWX) (X) — Int/Div — Buy (add'l)

Dodge & Cox Stock (DODGX) (X) — Int/Div

Fidelity Int'l Small Cap (FISMX) — Int/Div — Buy

Fidelity Int'l Small Cap (FISMX) — Buy (add'l)

Wisdomtree TR US Midcap Dividend (DON) — Int/Div — Buy

Wisdomtree TR US Midcap Dividend (DON) — Buy (add'l)

Misc. Holdings (H)

Greenwich Friess Long/Short Fund — None — Buy

Oak Hill Capital Partners — None — Buy

Park Overlook Equities Fund — None — Buy

Trishield Special Situations Fund — None — Sold (part) — 551

Trishield Special Situations Fund — Sold (part)

WFG-WPX Partners LLC — Distribution — Sold (part)

WFG-WPX Partners LLC — Sold (part)

Spouse's income — 2017 — Trustee of Wisdom Tree Trust (trustee fees)

Part VII: Header name changes do not reflect reportable transactions.

Part VII, line 2: No underlying investment options.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per page

42 of the filing instructions.

Part VII, Column D: Where assets have been consolidated, undergone name or symbol changes, or transferred between accounts without reportable transactions,

line numbers referencing the correponding entries in the 2016 report have been included for ease of review.