Vincent Louis Briccetti

Rental property #1, South Salem, NY (1993, $62,458) — Rent

Chase Bank, various accounts — Interest

Fidelity Growth Company Fund — Int/Div — Sold (part)

Fidelity Growth Company Fund — Sold (part)

Fidelity NY Muni MM Fund — Int/Div

iShares S&P S00 Index — None — Sold

iShares S&P National Municipal Bond — Int/Div — Buy

iShares Core MSC] Emerging Markets — Int/Div — Buy

iShares Core MSC] Emerging Markets — Sold

NMIS General NY MM Fund Class B — Interest

Nuveen New York Dividend Advantage Municipal 2 — Int/Div — with line 12)

Nuveen NY Municipal Dividend Advantage — Int/Div — Buy

Vanguard NY LT Tax-Exempt Fund Investor — Int/Div

IRA #3 — Int/Div

T Rowe Price Intemational Bond Fund — Sold

T Rowe Price New Income Fund — Sold

IRA #5 (Fidelity) — Int/Div

Aberdeen Asia Pac Income — Buy (add'l)

Doubleline Total Return Bond

Fidelity Cash Reserves

Fidelity Floating Rate High Income — Sold (part)

iShares Core MSCI Emerging Markets — Buy (add'l)

iShares Core MSCI Emerging Markets — Buy (add'l)

iShares Core MSCI Emerging Markets — Sold (part)

iShares Core MSCI Emerging Markets — Sold

iShares MSCI EAFE Small Cap Index — Buy (add'l)

iShares S&P S00 Index — Buy (add'l)

iShares S&P S00 Index — Buy (add'l)

Nuveen Build America — Buy (add'l)

Nuveen Build America — Buy (add'l)

SPDR Barclays Capital Short Term High Yield Bond

Bank of America Corp Bond — Buy

Goldman Sachs Group Inc Medium Term Note — Buy

iShares iBoxx $ High Yield Corporate Bound — Buy

iShares iBoxx $ High Yield Corporate Bound — Buy (add'l)

iShares iBoxx $ High Yield Corporate Bound — Buy (add'l)

Nuveen Credit Strategies Income Fund — Buy

Nuveen Credit Strategies Income Fund — Buy (add'l)

PIMCO Income Inst) — Buy

Vanguard Emergmg Markets — Buy

T Rowe Price Emerging Markets Bond Fund — Sold

iShares Trust Core MSCI Total Int] Stk — Buy

iShares Trust Core MSCI Total Int] Stk — Buy (add'l)

iShares Trust Core MSCI Total Int] Stk — Buy (add'l)

iShares Trust Core MSCI Total Int] Stk — Sold

IRA #6 (Fidelity) — Int/Div

Fidelity Cash Reserves

Fidelity Floating Rate High Income — Sold (part)

Fidelity Floating Rate High Income — Sold

iShares Core MSCI Emerging Markets — Sold

iShares iBoxx $ Investment Grade Corporate Bond — Sold (part)

iShares iBoxx $ Investment Grade Corporate Bond — Sold (part)

iShares iBoxx $ Investment Grade Corporate Bond — Sold

iShares MSCI EAFE Small Cap Index — Sold

Nuveen Build Amer Bd Fd — Buy (add'l)

Nuveen Build Amer Bd Fd — Buy (add'l)

Nuveen Build Amer Bd Fd — Buy (add'l)

Nuveen Build Amer Bd Fd — Sold (part)

Payden High Income — Buy (add'l)

Payden High Income — Sold (part)

Angel Oak Multstrat Income Inst] — Buy

401K)#2 — Int/Div

Vanguard 500 Index — Buy (add'l)

Vanguard 500 Index — Buy (add'l)

Vanguard 500 Index — Buy (add'l)

Vanguard Small Capitalization Stock — Buy (add'l)

Vanguard Small Capitalization Stock — Sold (part)

Vanguard Total Bond Market Index Inv — Sold (part)

Vanguard Total Bond Market Index Inv — Sold (part)

Vanguard Total Bond Market Index Inv — Buy (add'l)

Vanguard Total Bond Market Index Inv — Buy (add'l)

Northwestern Mutual Whole Life Policy — Int/Div

Northwestern Vanable Life Policy #1 — Int/Div

Northwestern MM (Y)

Northwestern Balanced (Y)

Northwestern Index S00 Stock (Y)

Northwestern Growth Stock (Y)

Northwestern Index 400 Stock (Y)

Northwestern Small Cap Growth Stock (Y)

Northwestern Russell Global Real Estate Securities (Y)

Northwestern Variable Life Policy #2 — Int/Div

Northwestern MM (Y)

Northwestern Balanced (Y)

Northwestern Index S00 Stock (Y)

Northwestern Growth Stock (Y)

Northwestern Index 400 Stock (Y)

Northwestern Small Cap Growth Stock (Y)

Northwestern Russell Global Real Estate Securities (Y)

Trust #1 — Int/Div

Afs Global Balanced Fund — Sold

Bank of America Corp — Sold

Deutsche Global High Income Fund — Sold

Deutsche NY Tax Free Income Fund — Sold

GE Capital Corp InterNotes — Sold

Monroe Cnty NY ARPT Auth Rev Tax Ex Muni Bond — Sold

NY Insured Municipal Income Trust Series No. 190 — Sold

NY Insured Municipal Income Trust Series No. 160 — Sold

NY Insured Municipal Income Trust Series No. ITI — Sold

Edward Jones MM — Sold

MetLife Investors Fixed Annuity — Closed

GE Capital Retail Bank Account — Sold

Goldman Sachs Bank USA Account — Sold

Trust #2 — Int/Div

Afs Global Balanced Fund (X) — Sold

Edward Jones Tax Free MM (X)

GE Capital Corp InterNotes (X) — Sold

Natl Rural Utils COOP Fin Corp (X) — Sold

NY Insured Municipal Income Trust Series No. 17T1(X) — Sold

Director, Fordham Law Alumm Association

Liability — Dovenmuehle Mortgage Inc — Mortgage partially on rental property

Reimbursement — Emory Law School — 5/5/2015 - 5/8/2015 — Atlanta, GA — Trial techniques program (teach) — Transportation, meals, hotel

Spouse's income — 2015 — Greenwich Anesthesiology Associates, P.C. - Salary

Part VII

= T Rowe Price Blue Chip Growth Fund reported on line 10 of the 2014 disclosure had a zero balance on Dec 31 2014 with no activity in 2015 and therefore is not

included on this report.

- T Rowe Price Equity Income Fund reported on line 11 of the 2014 disclosure had a zero balance on Dec 31 2014 with no activity in 2015 and therefore 1s not

included on this report.

= T Rowe Price Mid-Cap Growth Fund reported on line 12 of the 2014 disclosure had a zero balance on Dec 31 2014 with no activity in 2015 and therefore is not

included on this report.

= T Rowe Price Blue Mid-Cap Value Fund reported on line 13 of the 2014 disclosure had a zero balance on Dec 31 2014 with no activity in 2015 and therefore is

not included on this report,

- T Rowe Price Small-Cap Stock Fund reported on line 14 of the 2014 disclosure had a zero balance on Dec 31 2014 with no activity in 2015 and therefore is not

mcluded on ths report.

= T Rowe Price Spectrum International Fund reported on line 15 of the 2014 disclosure had a zero balance on Dec 31 2014 with no activity in 2015 and therefore is

not included on this report.

-T Rowe Price High Yield Fund reported on line 16 of the 2014 disclosure had a zero balance on Dec 31 2014 with no activity in 2015 and therefore is not

included on this report.

= Vanguard Wellington Fund reported on Tine 60 of the 2014 disclosure had a zero bakunee on Dee 31 2014 with no activity in 2015 and therefore is not included on

this report.

= All of the assets in IRA #4 on lines 20-23 of the 2014 disclosure were transferred to IRA #6 (Fidelity) in kind and sold in 2014, Therefore. IRA #4 and the assets

on lines 20-23 are not included in this report,

- Croton Harmon NY Union Free School Tax Ex Muni Bond reported on line 84 of the 2014 disclosure had a zero balance on Dec 31 2014 with no activity in 2015

and therefore 1s not included on this report.

= Lines 9-11: All of the assets in IRA #3 were transferred to IRA #5 (Fidelity) in kind and sold.

- The assets in Trust #1 were liquidated on 8/28/15 and the proceeds were distributed to the beneficiaries on 10/6/15. Trust #1 was closed in November 2015,

- Northwestern Variable Life Policy #1 (lines 73 - 80) and Northwestern Variable Life Policy #2 (lines 81 - 88) were converted to paid up life policies in

September 2015, Discretion over the investment options in the policies was lost when the policies were converted.

- Line 100: The MetLife Investors Fixed Annuity contract terminated with the death of its beneficiary on 8/20/15.

- Lines 103-108: Became a Trustee of Trust #2 on 820/15.