Shelley Clauson Chapman

What was filed

94
investments
0
positions
0
gifts
0
agreements
1
debts
0
reimbursements
1
income
1
spouse income

Named parties

CHARLES SCHWAB CORPORATION
MATTHEW BENDER & CO, INC
SELF-EMPLOYED MEDICAL LECTURER AND CONSULTANT

As filed

Brokerage Account #1 (H)

BBHCORESELECT FUNDN — Int/Div — Sold (part)

HAMLIN HIGH DIVIDEND EQUITY INSTL — Int/Div

ISHARES TR S&P SMLCAP 600 — Int/Div — Buy

SCHWAB CAP TR S&P 500 INVS SELECT SHARES — Int/Div — Sold (part)

VANGUARD TOTAL INTL STOCK INDEX INV — Int/Div — Sold (part)

YACHTMAN FOCUSED INSTL — None — Sold (part)

YACHTMAN FOCUSED INSTL — Sold

WELLS FARGO FDS TR ADINT TXAMTF1 — Int/Div — Buy

WELLS FARGO FDS TR ADINT TXAMTF1 — Sold

VANGUARD S&P SOO ETF — Int/Div — Buy

SCHWAB U.S. TREASURY MONEY FUNDY)

IRA Z(H)

SCHWAB CAP TR S&P 500 INVS SELECT SHARES — Int/Div

GOLDMAN SACHS TR STRG INCM INST — Int/Div — Buy

SCHWAB US. TREASURY MONEY FUND — None

IRA #2 (H)

PIMCO ALL ASSET ALL AUTHORITY 1 — Int/Div

SCHWAB US TREAS MONEY FD — None

VANGUARD TOTAL INTL STOCK INDEX INV — None — Sold

ISHARES TR S&P SMLCAP 600 — Int/Div — Buy

VANGUARD S&P SOO ETF — Int/Div — Buy

VANGUARD EUROPE PACIFIC ETF — Int/Div — Buy

VANGUARD INTL EMG MKT VIPERS — Int/Div — Buy

VANGUARD TOTAL INTL STOCK INDEX ADMIRAL — Int/Div — Buy

VANGUARD TOTAL INTL STOCK INDEX ADMIRAL — Buy (add'l)

BLACKROCK FDS II STRG OPP INSTL — Int/Div — Buy

MUTUAL DISCOVERY FD CL Z — Int/Div — Buy

MUTUAL DISCOVERY FD CL Z — Sold

IRAE (H)

EATON VANCE GLOBAL MACRO ABSOLUTE RETURN — Int/Div

BBH CORE SELECT FUND N — Int/Div

FIDELITY CONCORD STR SP US EQT ADV — Int/Div

SCHWAB CAP TR S&P S00 INVS SELECT SHARES — Int/Div

WELLS FARGO FDS TR ADINT TXAMTF — Int/Div — Sold

FIDELITY CASH RESERVES — Int/Div

PIMCO ALL ASSET ALL AUTHORITY 1 — Int/Div

FIDELITY TREASURY FUND DAILY MONEY CLASS — Int/Div

ISHARES TR S&P SMLCAP 600 — Int/Div — Buy

VANGUARD S&P SOO ETF — Int/Div — Buy

VANGUARD EUROPE PACIFIC ETF — Int/Div — Buy

VANGUARD INTL EMG MKT VIPERS — Int/Div — Buy

GOLDMAN SACHS TR STRG INCM INST — Int/Div — Buy

ISHARES CORE US AGGREGATE BOND — Int/Div — Buy

MUTUAL DISCOVERY FDCL Z — Int/Div — Buy

MUTUAL DISCOVERY FDCL Z — Sold

IRA #4 (H)

EATON VANCE GLOBAL MACRO ABSOLUTE RETURN — Int/Div

ISHARES CORE US AGGREGATE BOND — Int/Div

PIMCO ALL ASSET ALL AUTHORITY 1 — Int/Div

VANGUARD TOTAL INTL STOCK INDEX INV — Int/Div

SCHWAB US TREASURY MONEY FUND — None

HAMLIN HIGH DIVIDEND EQUITY INSTL — Int/Div

BLACKROCK FDS HSTRG OPP INSTL — Int/Div — Buy (add'l)

GOLDMAN SACHS TR STRG INCM INST — Int/Div

MUTUAL DISCOVERY FDCL Z — Int/Div — Sold

ISHARES TR S&P SMLCAP 600 — Int/Div — Buy

VANGUARD S&P S00 ETF — Int/Div — Buy

VANGUARD EUROPE PACIFIC ETF — Int/Div — Buy

VANGUARD INTL EMG MKT VIPERS — Int/Div — Buy

RETIREMENT ACCOUNT #1 (H)

VANGUARD INSTITUTIONAL INDEX FUND (X) — Int/Div

VANGUARD LIFESTRATEGY MODERATE GROWTH FUND (X) — Int/Div — Buy (add'l)

VANGUARD LIFESTRATEGY MODERATE GROWTH FUND (X) — Buy (add'l)

VANGUARD BD INDEX FD TOT BD PTF INS (X) — Int/Div

RETIREMENT ACCOUNT £2 (H)

VANGUARD LIFESTRATEGY MODERATE GROWTH (XO) — Int/Div

TIAA REAL ESTATE (X) — None

CITIBANK JOINT CHECKING ACCOUNT — Interest

PRUDENTIAL WHOLE LIFE INSURANCE POLICY — None

Liability — CHARLES SCHWAB CORPORATION — MARGIN LOAN

Income — 20158 — MATTHEW BENDER & CO, INC — S31.400.00

Spouse's income — 2015 — SELF-EMPLOYED MEDICAL LECTURER AND CONSULTANT

RETIREMENT ACCOUNT #1 ON LINE 63 WAS TITLED TIAA-CREF ANNUITIES ON LINE 63 OF THE PREVIOUS REPORT. RETIREMENT

ACCOUNT #2 ON LINE 92 WAS TITLED MSK CANCER CENTER GROUP SUPPLEMENTAL RETIREMENT ANNUITIES ON LINE 64 OF THE

PREVIOUS REPORT. BOTH OF THESE ACCOUNTS REPRESENT EMPLOYER SPONSORED RETIREMENT PLANS WHICH WERE PREVIOUSLY

FUNDED WITH ANNUITIES. IN A PRIOR YEAR THE INVESTMENT ADVISOR TRANSFERRED THE ASSETS FROM ANNUITY CONTRACTS TO

INVESTMENT FUNDS, BUT DID NOT CHANGE THE NAME OF THE ACCOUNTS. THUS, WE DID NOT REALIZE THAT THESE ACCOUNTS HELD

REPORTABLE ASSETS.