Gregory R. Schaaf

Republic Bank, Cash Account — Int/Div

General American Life (whole life) — None

H)Retirement Account - No. (nsk based) SEE PART VIII. NOTE

Federated Treasury Obligations Fund — Int/Div

FDN — None

FDN — Int/Div — Sold

FDN — Int/Div — Sold

OQTEC — Int/Div

First Trust Target High Qual Div 16 MO FE RE — Int/Div

First Truste Target GLB DIV LDRS 4QTR 16 MO FE RE — Int/Div

HYLS — Int/Div — Sold (part)

HYLS — Int/Div — Sold

HYLS — Int/Div — Sold

GOOG — None — Sold

AAPL — Int/Div — Sold

BRK/B — None — Sold

BRK/B — Int/Div — Sold

CSCO — Int/Div — Sold

CSCO — Int/Div — Sold

EXPD — None — Sold

EXPD — Int/Div — Sold

FAST — Int/Div — Sold

FAST — Int/Div — Sold

FAST — Int/Div — Sold

FAST — Int/Div — Sold

FAST — Int/Div — Sold

FAST — Int/Div — Sold

JNIJ — Int/Div — Sold

JNIJ — Int/Div — Sold

MSFT — Int/Div — Sold

NTRS — Int/Div — Sold

NTRS — Int/Div — Sold

NTRS — Int/Div — Sold

NTRS — Int/Div — Sold

SPLS — Int/Div — Sold

SPLS — Int/Div — Sold

SPLS — Int/Div — Sold

SPLS — Int/Div — Sold

SPLS — Int/Div — Sold

First Trsut Auto'd Quantitative AQA Ser 14 — Int/Div — Buy

First Trust Trust Series 15 — Int/Div — Buy

First Trust Sabirient Baker's Dozen Portfolio April 17 Ser — Int/Div — Buy

FIX0 — Int/Div — Buy

FIXD — Int/Div — Buy

FTSM — Int/Div — Buy

LMBS — Int/Div — Buy

FEMB — Int/Div — Buy

FISL — Int/Div — Buy

FISL — Int/Div — Buy

H)End Retirement Account - No.

Hinvestement Account «= No.

CSCO — Int/Div — Sold (part)

FDN — None

FDN — Int/Div — Sold

FDN — Int/Div — Sold

QTEC — Int/Div

FTXO — Int/Div — Buy

FTXO — Int/Div — Buy

FTXO — Int/Div — Buy

Hilliard Lyons Insured at Citizens Bank (temporary cash account) — Interest — Closed

Standard Bank (temporary account) — Interest — Open

HEnd Investment Account « No.

H)Retirement Account - No. 2

TIAA Tradl SEE PART VIII. NOTE 2 — Interest

CREF Stock SEE PART VIII. NOTE 2 — Interest

TIAA Real Estate SEE PART VII NOTE > — Interest

CREF In'l Linked Bond SEE PART VIII. NOTE 2 — Interest

CREF Money Market Account R 1 — Interest — Open

H)End Retirement Account « No. 2

H)nvestment Account - No. 2

VFIAX — Int/Div

VEXAX — Int/Div

VMMXX — Int/Div

VBTLX — Int/Div

VTIAX (X) — Int/Div

H)End Investment Account - No, 2

Community Trust Bank — Interest

Hinvestment Account - No. 3

Oppenhiemer Steelpath MLP Income Fund A — Int/Div

HEnd Investment Account - No. 3

PNC Bank — Interest

H)Retirement Account - No. 3 SEE PART VIL NOTE Columns C&D

FDN — None

FXN — None

FXL — None

QTEC — None

First Trust Target GLB Div LDRS 4Q16 Mo FE RE — Int/Div

Federated Treasury Obligations Fund (1) — Int/Div

TEL — None

GOOG — None

AAPL — None

BRK/B — None

LVS — Int/Div

LSCO — Int/Div

DIS — Int/Div

EXPD — None

XOM — None

FAST — Int/Div

GE — Int/Div

HOG — None

HD — None

IBM — None

IMP — Distribution

INJ — None

MAT — None

MSFT — None

NTRS — Int/Div

OMC — Int/Div

PFE — Int/Div

PGR — Int/Div

SPLS — Int/Div

TIX — Int/Div

USB — Int/Div

UNP — None

WFC — Int/Div

H)End Retirement Account - No. 3

General American Whole Life Policy (X) — None

Member, Board of Director, God's Pantry Food Bank (Lexington, KY) (ended August 2017)

Reimbursement — Re rae ri eh Institute — MRBS Summer Conference

Reimbursement — American College of Bankruptcy — 0309-11207 — Washmgton D.C — Annual Meeting — Hotel; transportation

Spouse's income — 2017 — Atlanta International School, Atlanta, Ga; salary

Spouse's income — 2007 — Transylvania University, Lexington, KY; salary

Part VII, Note 1, Lines 3-50; and Lines 83-117: (H) Retirement Account - No. 1 was consolidated with Retirement Account - No. 3 on or about March 1, 2017

The statement from my investment advisor was: "The positions were not sold and bought for a consolidation, They were only journaled from one account to

another, So it’s only a change in positions not transactional.” 1 left the list of assets that were in Retirement Account - No. 3 at the end of last year for audit

purposes. 1 have included the reportable transactions that occurred prior to the consolidation of the accounts under Retirement Account No. 3.