Michael B. Kaplan

IRA#I1 — Int/Div

Pershing Government Account money market — Sold (part)

Citigroup Inc common

Freeport McMoran Copper & Gold C1 B mutual fund — Buy

Frontier Communitations Corp common

Pfizer Inc common

Potash Corp common — Buy

Venzon Commumcations Common

Franklin Income Fund C1 C mutual fund

Franklin Gold and Precious Metals Fund — Buy

Franklin High Income Fund C1 C mutual fund

Mainstay Epoch Global Equity Yield Fund C1 C mutual fund

Sunamerica Senior Floating Rate Fund CI C mutual fund

Templeton Global Balanced Fund C1 ( mutual fund

Ishares Silver Trust — Buy

Spdr Gold Trust — Buy

IRA #2 — Int/Div

Pershing Government Account money market

Frontier Communications common

Verizon Communications Common

Franklin Income Fund C1 C mutual fund

Franklin Dynatech Cl C mutual fund

Franklin High Income Fund C1 C mutual fund

lcon Energy Fund Cl C mutual fund

Mainstay Epoch Global Equity Yield C1 ¢ mutual fund

IRA £3(Y)

IRA%4 — Int/Div

Pershing Prime Reserves Money Market

Mainstay High Yield Opportunity Fund C1 C mutual fund

Mainstay Epoch Global Equity Yield C1 ¢ mutual fund

Federated Capital Reserves money market — Int/Div — Buy (add'l)

Federated Capital Reserves money market — Sold (part)

NJ Economic Dev Auth St Pension 2/15/21 Zero Coupon Bond — Interest

Freeport McMoran Copper & Gold CI B mutual fund — Int/Div — Buy

Potash Corp common — Int/Div — Buy

Best of Amenca IV Variable Rate Annuity — Int/Div

NW NVIT Mny Mkt 1

NW NVIT Muti Mgr Mdcap GR

NW NVIT Mult Mgr Intl GR 111

NW NVIT Real Est

Cihigroup Inc common — Int/Div

Citigroup Inc common (Y)

TIAA CREF money market — Int/Div

Rental Property #1, Norwood, NJ — Reat — Sold

Mass Mutual Whole Life Insurance — Int/Div

Adpmunct Professor, Rutgers University School of Law

Agreement — 0 — Thomson Rueters Publishing Agreement, 5% royalty on sales of Consumer Bankruptcy Manual

Liability — University of Pennsylvania (Y) — Tuition

Reimbursement — American Conference Inst — 0INI13t0 01/17/13 — San Francisco, CA — Educational — hotel, travel

Reimbursement — American Conference Inst — 02/01/13 — NYC — Educational — hotel, travel

Reimbursement — Amencan Conference Inst — 07/29/13 to 07/30/13 — Chicago, IL — Educational — hotel, travel

Reimbursement — American Conference Inst — 09/26/13 to 09/27/13 — Dallas, TX — Educational — hotel, travel

Reimbursement — George Mason University — 1/1713 10 11/19/13 — Arlington, VA — Educational — hotel, travel, meals

Income — 2013 — I Norwood, NJ Rental Income — $9200.00

Income — 2013 — West Services - Royalty — $3,511.00

Spouse's income — 2013 — Oveh Shalom of Bucks County - Salary

(Y) Certain assest and liabilities of dependent reported on 2012 FDR are not required to be reported on 2013 FDR since no longer a dependent of filer.