Claire Claudia Cecchi

Bank of America - Checking accounts — Interest

Citibank - Checking accounts — Interest

Northwestern Mutual Ins Cash Value — Interest

Guardian Whole Life — Interest

Mass Mutual Whole Life — Interest

401(K) £1 - Lines 8-10

Davis NY Venture Fund — None — Sold

AmenicanFunds American Growth Fund — None — Sold

AmencanFunds Inv Fund — Int/Div — Buy

Mainstay Large Cap — Int/Div — Buy

SEP#]-Lines 12-14

Morgan Stanley-Liquid Asset Fund — Int/Div — with line 14)

Morgan Stanley Bank (Cash account) — Int/Div — with line 14)

UBS Bank (Cash account) — Int./y — Open

401(K) £2 - Lines 16-19

Columbia Core Bond Z — Int/Div — Sold

Columbia Large Cap Growth Z — None — Sold

Amencan Century Growth Fund — Int/Div — Buy

PIMCO Total Return — Int/Div — Buy

Carella, Byrne, Cecchi, Brody, Olstein & Agnello, PC — None

Mark Pharmaceutical (Unlisted Security) — None

Brokerage #1 - Lines 23-30

Western Asset Money Mkt — Int/Div

Vanguard Total Stock Market etf — Int/Div — Sold (part)

Blackrock High Yield Bond Port — Int/Div — Sold

Lazard Emerging Markets Equity Port — Sold

Prncipal FDS-Pref Sec C1 1 — Int/Div — Sold

Prudential Short-term Corp Bond Fund — Int/Div — Sold (part)

Prudential Short-term Corp Bond Fund — Int/Div — Sold (part)

Thornburg Intemational Value Fund — Int/Div — Sold

Trust 1- See Note in Part VII — None

Liability — Bank of America — 401k loan

Liability — Citibank — Unsecured credit lines

Liability — Amencan Express — Credit Card

PART VIL INVESTMENTS AND TRUSTS:

Lines 13-15. Morgan Stanly SEP was rolled over to UBS Financial on July 26,2011

Line 31. Trust | -

trustee of trust which us of report date had no value.