Gerald Ellis Rosen

Costco Wholesale Corp — Buy

PNC Bank Accounts — Interest

IRA No.1! — Int/Div

Marshall & Isley Bank - Cash Equivalent — Closed

ISharesIBOXX Sinvestment Grade Corp Bond Fund — Sold

ProShares Trust ProShares Short S&P S00 — Sold

ProShares Trust ProShares Short Russell 2000 — Sold

SPDR Gold Trust Gold Shares — Sold

Healthcare Select Sector SPDR ETF — Sold

IShares MSCI Hong Kong Index Fund — Sold

IShares Trust Barclays Intermediate Credit Bond Fund — Sold

IShares Trust S&P US PFD Stock Index Fund — Sold

Energy Select Sector SPDR — Sold

Powershares Emerging Markets Sovereign Debt ETF — Sold

IShares Trust FTSE China 25 Index Fund — Sold

Industrial Select Sector SPDR — Sold

ProShares Short QOQ — Buy

ProShares Short QOQ — Sold

Sector Materials Sector SPDR — Buy

Sector Materials Sector SPDR — Sold

Federated Government Obligations Fund Money Market — Open

Allergan Inc — Buy

Allergan Inc — Sold

Amerco — Buy

American Express Co — Buy

American Tower REIT — Buy

American Tower REIT — Sold

American Water Works — Buy

American Water Works — Sold

Apple Inc — Buy

Apple Inc — Buy (add'l)

Boeing Co — Buy

Boeing Co — Sold (part)

Bristol-Myers Squibb — Buy

Bristol-Myers Squibb — Buy (add'l)

Bristol-Myers Squibb — Sold (part)

Bristol-Myers Squibb — Sold (part)

Caterpillar Inc — Buy

Caterpillar Inc — Buy (add'l)

CBL Assoc Property REIT — Buy

CBL Assoc Property REIT — Sold

Cemer Corp — Buy

Cemer Corp — Sold

Church & Dwight Co — Buy

Coca Cola Co(X) — Sold

ConAgra Foods Inc — Buy

Cummins Inc — Buy

CVS Caremark Corp — Buy

Deere & Co Bond (6.95% Due 04.25.14) — Buy

Deere & Co Bond (6.95% Due 04.25.14) — Sold

Diageo PLC ADR — Buy

Ecolab Inc — Buy

Equinix Inc — Buy

Exxon Mobil Corp — Buy

Exxon Mobil Corp — Buy (add'l)

Exxon Mobil Corp — Sold (part)

Ford Motor Company(X)

Freeport-McMoRan(X)

General Electric Co — Buy

General Electric Co — Buy (add'l)

Google Inc Class A — Buy

Google Inc Class A — Buy (add'l)

Hain Celestial Group(X) — Sold

Hess Corp — Buy

Home Depot Inc — Buy

1BM Comp — Buy

1BM Comp — Sold

Jarden Corp — Buy

Lockheed Martin Corp — Buy

McDonalds Corp — Buy

Microsoft Corp — Buy

Monsanto Co — Buy

Mosaic Co — Buy

National Oilwell Varco — Buy

National Oilwell Varco — Sold

Nestle SA ADR — Buy

Nestle SA ADR — Sold

Nike — Buy

Northeast Utilities — Buy

Occidental Petroleum — Buy

Pepsi Americas Inc Bond (Callable) (4.375% Due 02-15-14) — Buy

Pepsi Americas Inc Bond (Callable) (4.375% Due 02-15-14) — Sold

Perigo Co — Buy

Perigo Co — Sold

Perigo Co PLC — Buy

Philip Morris Intl Inc Bond {6.875% Due 03-17-14) — Buy

Philip Morris Intl Inc Bond {6.875% Due 03-17-14) — Sold

Prudential Financial Inc — Buy

Qualcomm Inc{X) — Sold

Royal Dutch Shell Intl Finl Bond (4.000% Due 03-21-14) — Buy

Royal Dutch Shell Intl Finl Bond (4.000% Due 03-21-14) — Sold

Sherwin Williams Co — Buy

Starbucks Corp — Buy

Union Pacific Corp — Buy

Ventas Inc REIT — Buy

Ventas Inc REIT — Sold

Visalnc CIA — Buy

Vodafone PLC ADR — Buy

Walt Disney Co(X)

Weverhaeuser REIT — Buy

Weverhaeuser REIT — Sold

Whole Foods Mkt Inc — Buy

Whole Foods Mkt Inc — Sold (part)

Whole Foods Mkt Inc — Sold

XTO Energy (XOM) Bond (Callable) (5.750% Due 12-15-13) — Buy

XTO Energy (XOM) Bond (Callable) (5.750% Due 12-15-13) — Sold

IRA No. 2 — Int/Div

Marshall & Isley Bank - Cash Equivalent — Closed

IShares I1Boxx Sinvestment Grade Corp Bond Fund — Sold

ProShares Trust ProShares Short S&P 500 — Sold

ProShares Trust ProShares Short Russell 2000 — Sold

SPDR Gold Trust Gold Shares — Sold

Health Care Select Sector SPDR — Sold

IShares MSC Hong Kong Index Fund — Sold

IShares Trust Barclays Intermediate Credit Bond Fund — Sold

IShares Trust S&P US Prefereed Stock Index Fund — Sold

Energy Select Sector SPDR — Sold

Powershares Emerging Markets Sovereign Debt ETF — Sold

Ishares Trust FTSE China 25 Index Fund — Sold

Industrial Select Sector SPDR — Sold

ProShares Short QQQ — Buy

ProShares Short QQQ — Sold

Sector Materials Sector SPDR — Buy

Sector Materials Sector SPDR — Sold

Federated Government Obligations Fund Money Market — Open

Abbot Laboratories — Buy

Abbot Laboratories — Buy (add'l)

Abbot Laboratories — Sold (part)

Allergan Inc — Buy

Allergan Inc — Buy (add'l)

Allergan Inc — Sold

Amerco — Buy

American Tower REIT — Buy

American Tower REIT — Buy (add'l)

American Tower REIT — Sold

American Water Works — Buy

American Water Works — Buy (add'l)

American Water Works — Buy (add'l)

American Water Works — Sold (part)

Apple Inc — Buy

Apple Inc — Buy (add'l)

Boeing Co — Buy

Boeing Co — Buy (add'l)

Boeing Co — Sold (part)

Bristol-Myers Squibb — Buy

Bristol-Myers Squibb — Buy (add'l)

Bristol-Myers Squibb — Sold (part)

Caterpillar Inc — Buy

CBS Corp CIB — Buy

Cerner Corp — Buy

Cerner Corp — Sold (part)

Cerner Corp — Sold (part)

Church & Dwight Co — Buy

Church & Dwight Co — Buy (add'l)

Cisco Systems Bond (2.900% Due 11-17-14) — Buy

Cisco Systems Bond (2.900% Due 11-17-14) — Sold

Coca Cola Co — Buy

Coca Cola Co — Sold

ConAgra Foods Inc — Buy

ConAgra Foods Inc — Buy (add'l)

Costco Wholesale Corp — Buy

Costco Wholesale Corp — Buy (add'l)

Costco Wholesale Corp — Sold (part)

Coammms Inc — Buy

Coammms Inc — Sold (part)

Coammms Inc — Sold

Deere & Co Bond (6.95% Due 4-25-14) — Buy

Deere & Co Bond (6.95% Due 4-25-14) — Buy (add'l)

Diageo PLC ADR — Buy

Diageo PLC ADR — Buy (add'l)

Diageo PLC ADR — Buy (add'l)

EcolLab Inc — Buy

EcolLab Inc — Buy (add'l)

Equinix Inc — Buy

Equinix Inc — Buy (add'l)

Equinix Inc — Sold

Exxon Mobil Corp — Buy

Exxon Mobil Corp — Buy (add'l)

Exxon Mobil Corp — Buy (add'l)

Exxon Mobil Corp — Sold (part)

Ford Motor Company — Buy

Freeport-McMoran — Buy

Freeport-McMoran — Buy (add'l)

General Electric Cap Corp Bond (2.100% Due 01.07.14) — Buy

General Electric Cap Corp Bond (2.100% Due 01.07.14) — Sold

General Electric Co — Buy

General Electric Co — Buy (add'l)

Google Inc Cl A — Buy

Google Inc Cl A — Buy (add'l)

Hain Celestial Group — Buy

Hain Celestial Group — Sold

Hess Corp — Buy

Hess Corp — Buy (add'l)

Hess Corp — Buy (add'l)

Hess Corp — Sold (part)

Home Depot Inc — Buy

Home Depot Inc — Buy (add'l)

IBM Corp — Buy

IBM Corp — Buy (add'l)

Jarden Corp — Buy

Jarden Corp — Buy (add'l)

Lockheed Martin Corp — Buy

McDonalds Corp Bond (Callable) (0750% Due 05-29-15) — Buy

Microsoft Corp — Buy

Microsoft Corp Bond (2.950% Due 06-01-14) — Buy

Monsanto Co — Buy

Monsanto Co — Buy (add'l)

Monsanto Co — Buy (add'l)

Mosaic Co — Buy

Mosaic Co — Buy (add'l)

Motorola Solutions — Buy

National Oilwell Varco — Buy

National Oilwell Varco — Buy (add'l)

National Oilwell Varco — Sold

Nestle SA ADR — Buy

Nestle SA ADR — Buy (add'l)

Nestle SA ADR — Sold

Nike Inc — Buy

Nike Inc — Buy (add'l)

Nike Inc — Sold

Occidental Petroleum — Buy

Occidental Petroleum — Buy (add'l)

Oracle Corp — Buy

Oracle Corp — Sold

Pepsi Americas Inc Bond (Callable) (4.375% Due 02-15-14) — Buy

Pemigo Co — Buy

Pemigo Co — Sold (part)

Pemigo Co — Sold

Perigo Co PLC — Buy

Philip Morris Intl Inc Bond (6.875% Due 03-17-14) — Buy

Prudential Financial Inc — Buy

Prudential Financial Inc — Buy (add'l)

Qualcomm Inc — Buy

Qualcomm Inc — Buy (add'l)

Qualcomm Inc — Buy (add'l)

Qualcomm Inc — Sold

Sherwin Williams Co — Buy

Sirius SM Holdings Inc — Buy

Starbucks Corp — Buy

Starbucks Corp — Sold (part)

Union Pacific Corp — Buy

Union Pacific Corp — Buy (add'l)

Ventas Inc REIT — Buy

Ventas Inc REIT — Buy (add'l)

Ventas Inc REIT — Sold

Visalnc CI A — Buy

Visalnc CI A — Buy (add'l)

Vodafone PLC ADR — Buy

Vodafone PLC ADR — Buy (add'l)

Vodafone PLC ADR — Buy (add'l)

Walt Disney Co — Buy

Wevehaueser REIT — Buy

Wevehaueser REIT — Sold

Whole Food Market Inc — Buy

Whole Food Market Inc — Buy (add'l)

Whole Food Market Inc — Sold

Roth IRA No. — Int/Div

Marshall & Isley Bank Deposit Program — Closed

Federated Government Obligations Fund Money Market — Open

Roth IRA No. 2 — Int/Div

Marshall & Isley Bank - Cash Equivalent — Closed

Federated Government Obligations Fund Money Market — Open

Brokerage Account No, 1(H)

Marshall & Isley Bank - Cash Equivalent — Closed

Raytheon — Sold

Federated Government Obligations Fund Money Market — Int/Div — Open

Ford Interest Advantage Money Market — Int/Div — Open

529 Plan (Y)

American Funds Capital World Growth & Inc 529C (Y)

Trust No. HY)

Marshall & Isley Bank - Cash Equivalent — Closed

Trust No. 2(Y)

Marshall & Isley Bank - Cash Equivalent — Closed

Michigan Baseball Ventures, LLC Partners — None

Board of Directors, Focus:Hope, Detroit, Michigan

Board of Advisors, George Washington University Law School, Washington, D.C

Trustee, Trust No.

Trustee, Trust No. 2

2013, The Rutter Group - Publication Update Agreement dated March 2013, Royalty to be paid based on projected sales of the Update.

Professor, Thomas M. Cooley Law School, Lansing, Michigan

Agreement — 1995 — The Rutter Group - Publication Agreement dated November 1995, amended October 2012. Royalties to be shared in an amount to be determined upon publication,

Agreement — 1996 — The West Group - Publication Agreement dated January 1996. Royalties to be shared by authors in an amount to be determined upon publication

Agreement — 2005 — The Rutter Group - Publication Agreement dated November 2005. Royalties to be shared by authors in an amount to be determined upon publication.

Agreement — 2007 — The Michigan Baschall Ventures, LLC - See Part VIII Additional Information

Liability — American Express — Credit Card

Reimbursement — UCLA Law School — 03 14/13-03/15/13 — Los Angeles, CA — Seminar Speaker — Meals, Lodging, Transportation

Reimbursement — The Rutter Group — 07/08/13 — San Francisco, CA — Panelist — Meals, Lodging, Transportation

Reimbursement — The Rutter Group — 0793-01113 — Los Angeles, CA — Panchist — Meals, Lodging, Transportation

Reimbursement — Federal Bar Association — 09/25/13 -09/27/13 — Sun Juan, PR — Seminar Speaker — Meals, Lodging, Transportation

Reimbursement — Southern Methodist ) University — 1OINI3- 171113 — Dallas, TX — Seminar Speaker — Meals, Lodging, Transportation

Income — 2013 — Thomson Reuters (West Group) - Book Rovalties — S39 584 00

Income — 2013 — Wayne State University - Teaching — S17.364.00

Income — 2013 — Thomas M. Cooley Law School - Teaching — S7.000.00

1. Outside earned income shown in Part 111 A was computed in accordance with the guidance in Section 3(b) of the Regulations of the Judicial Conference of the

United States Under Title VI of the Ethics Reform Act of 1989 Concerning Outside Earned Income, Honoraria and Outside Employment.

Section 3(b) states the following:

(b) "Outside earned income” means all wages, salaries, commissions, professional fees, and payments and compensation of any kind for services rendered or

to be rendered by the covered senior employee, less the ordinary and necessary expenses paid or incurred in producing the income. provided, however, that the

following shall not constitute eared income,

2. Part I. Positions

a.) Line 3 - Trust No. 1 has no reportable assets after the closure of the money market account.

b.) Line 4 - Trust No. 2 has no reportable assets after the closure of the money market account.

3. Part 111. Agreements

4.) Line 4 - To own interests in various minor league busebull franchises; net profits/losses are allocated with accordance with members’ shares

4. Part VIL Investments and Trusts

a.) Line 47 - Cummins, Inc, was disposed of in 2 transactions, each below the transaction reporting threshold,

b.) Line 53 - Equinix, Inc. was disposed of in 4 transaction below the reporting threshold.

¢.) Line 70 - McDonalds Corp. was disposed of in a transaction below the reporting threshold.

d.) Line 78 - Nike was disposed of in 2 transactions, cach below the transaction reporting threshold.

¢.) Line 79 - Northeast Utilities was disposed of in a transaction below the reporting threshold.

f.) Line 257 - Roth IRA #1 - Investment strategy was to diversify causing there to be no reportable underlying assets aside from the money market account. Each

additional underlying asset is below the value, income and transaction thresholds.

2.) Line 260 - Roth IRA #2 - Investment strategy was to diversify causing there to be no reportable underlying assets aside from the money murket account. Each

additional underlying asset is below the value, income and transaction thresholds.

h.) Line 268 - 529 Plan - The 529 plan was liquidated on April 1, 2013. The liquidating transaction was below the transaction threshold for reporting.

i.) Line 274 - Michigan Baseball Ventures, LLC - Value used is Tax Basis reported on Schedule K-1,