Mark Lawrence Wolf
2013Annual
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What was filed
221
investments
3
positions
1
gifts
0
agreements
0
debts
2
reimbursements
2
income
0
spouse income
Named parties
- Albert Schweitzer Fellowship
- John William Ward Fellowship
- Elena Borisenko
- Justice Academy of Turkey
- Central Lastern Luropean Legal Institute ("CEELI")
- New England Law, Teaching from 8/2013-12/2013
- University of California - Irvine, Teaching from 1/2/13-1/8/13
As filed
IRA #1 — Int/Div
iShares Barclays TIPS Bond Fund 2.898% — Sold (part)
SPDR Gold Trust — Sold
Vanguard Bond Index Fund — Buy (add'l)
Vanguard Bond Index Fund — Sold (part)
Vanguard Bond Index Fund — Sold (part)
Vanguard Total Stock Market Index
iShares MSCI Germany Index — Buy (add'l)
DB Commodity Index
iShares MSCI Hong Kong — Buy (add'l)
iShares MSCI Hong Kong — Sold
Vanguard REIT — Sold (part)
Vanguard REIT — Sold (part)
Vanguard REIT — Sold (part)
Schwab Govt Money Fund
SPDR S&P 500 Fund — Buy
SPDR S&P 500 Fund — Buy (add'l)
PowerShares QQOQ Trust, Series — Sold (part)
PowerShares QQOQ Trust, Series — Sold (part)
Vanguard Emerging Markets Index
Vanguard MSCI EAFE Index
EGShares ETF Emerging Markets
iShares AAA-A Rated Corporate Bond Fund
iShares Russell 2000 Index — Buy (add'l)
iShares FTSE EPRA Nareit Global Real Fstate — Sold
Vanguard Dividend Appreciation Index — Sold (part)
Powershares ETF Emerging Markets — Sold
SPDR Barclays 1-3 Yr US Corp Investment Grade — Buy (add'l)
SPDR Barclays 1-3 Yr US Corp Investment Grade — Sold (part)
Powershares S&P Low Volatility — Sold (part)
iShares Barclays 7-10 Year Treasury
iShares Gold Trust — Buy (add'l)
Wisdom Tree Asia Local Market Debt Fund
Wisdom Tree Brazilian Real Fund — Buy
Wisdom Tree Japan Hedged Equity Fund — Buy
Wisdom Tree Japan Hedged Equity Fund — Buy (add'l)
Wisdom Tree Japan Hedged Equity Fund — Sold (part)
iShares MSCI United Kingdom Index — Buy
PIMCO 0-5 Yr High Yield Corp — Buy
PIMCO 0-5 Yr High Yield Corp — Buy (add'l)
Vanguard Int'l Equity Global ex-US Real Estate — Buy
IRA #2 — Int/Div
iShares Barclays TIPS Bond Fund 2.89% — Sold (part)
SPDR Gold Trust — Sold
Vanguard Bond Index Fund — Buy (add'l)
Vanguard Bond Index Fund — Sold (part)
Vanguard Bond Index Fund — Sold (part)
iShares MSCI Germany Index — Buy (add'l)
DB Commodity Index
iShares MSC! Hong Kong Index — Buy (add'l)
iShares MSC! Hong Kong Index — Sold
Vanguard REIT Index — Sold (part)
Vanguard REIT Index — Sold (part)
Vanguard REIT Index — Sold (part)
Vanguard Total Stock Market
Schwab Govt Money Fund
SPDR S&P S00 Fund — Buy
SPDR S&P S00 Fund — Buy (add'l)
PowerShares QQOQ Trust, Series — Sold (part)
PowerShares QQOQ Trust, Series — Sold (part)
Vanguard Emerging Markets Index
EGShares ETF Emerging Markets
iShares AAA-A Rated Corporate Bond Fund
iShares Russell 2000 Index — Buy (add'l)
iShares FTSE EPPA Nareit Global Real Estate — Sold
Powershares EFF Emerging Markets — Sold
SPDR Barclays 1-3 Yr US Corp Investment Grade — Buy (add'l)
SPDR Barclays 1-3 Yr US Corp Investment Grade — Sold (part)
Powershares S&P Low Volatility — Sold (part)
Wisdom Tree Brazilian Real Fund — Buy
Wisdom Tree Japan Hedged Equity — Buy
Wisdom Tree Japan Hedged Equity — Buy (add'l)
Wisdom Tree Japan Hedged Equity — Sold (part)
iShares MSCI United Kingdom Index — Buy
PIMCO 0-5 Yr High Yield Corp — Buy
PIMCO 0-5 Yr High Yield Corp — Buy (add'l)
iShares Gold Trust — Buy
iShares Barclays 7-10 Year Treasury — Buy
Vanguard FTSE ETF Developed Markets — Buy
Vanguard Intl Equity Global ex-US Real Estate — Buy
BROKERAGE ACCOUNT #1 (H)
iShares Barclays 1-3 Year Treasury Bond Fund — Int/Div — Sold (part)
iShares Barclays TIPS Bond Fund 5.298% — Int/Div — Sold (part)
SPDR Gold Trust — None — Sold (part)
Vanguard Dividend Appreciation Index — Int/Div — Buy (add'l)
Vanguard Bond Index Fund — Int/Div — Buy (add'l)
Vanguard Bond Index Fund — Sold (part)
Vanguard Bond Index Fund — Sold (part)
Vanguard Total Stock Market Index — Int/Div — Sold (part)
Vanguard Total Stock Market Index — Buy (add'l)
iShares 7-10 Year Treasury Bond Fund — Int/Div
iShares MSC Germany Index — Int/Div — Buy (add'l)
DB Powershares Commodity Index — None
Ishares MSC1 Hong Kong Index — None — Buy (add'l)
Ishares MSC1 Hong Kong Index — Sold
Ishares Gold Trust — None — Buy (add'l)
PIMCO Enhanced Short Maturity Strgy ETF — Int/Div — Sold (part)
PIMCO Enhanced Short Maturity Strgy ETF — Sold (part)
PIMCO Enhanced Short Maturity Strgy ETF — Sold (part)
Vanguard Dividend Appreciation — Int/Div
Vanguard REIT Index — None
Vanguard MSCI EAFE Index — Int/Div — Sold
Schwab Government Money Fund — Interest
Wisdom Tree Asia Local Market Debt Fund Ww)
PowerShares QQQ Trust, Series — Int/Div — Sold (part)
SPDR S&P S00 Fund — Int/Div — Buy
SPDR S&P S00 Fund — Buy (add'l)
SPDR Barclays Capital Short Term Corportate Bond — Int/Div — Buy (add'l)
iShares AAA-A Rated Corporate Bond Fund — Int/Div
iShares FISE EPRA Nareit Global Real Fstate — Int/Div — Sold
Powershares EFF Emerging Markets — Int/Div
Powershares S&P Low VolatilityAdiv — Int/Div — Sold (part)
Powershares S&P Low VolatilityAdiv — Sold
Guggenheim Enhanced Short Duration — Int/Div
iShares Gold Trust — None
Wisdom Tree Japan Hedged Equity — Int/Div — Buy
Wisdom Tree Japan Hedged Equity — Buy (add'l)
Wisdom Tree Japan Hedged Equity — Sold (part)
iShares MSCI EAFE Minimum Volatility — Int/Div — Buy
iShares MSC United Kingdom Index — Int/Div — Buy
iShares Floating Rate Note Fund — Int/Div — Buy
iShares Russell 2000 Index Fund — Int/Div — Buy
BROKERAGE ACCOUNT #2 (H)
McDonald's Corp — Int/Div
Schwab Govt Money Fund — Interest
BROKERAGE ACCOUNT #3 (H)
iShares Barclays TIPS Bond Fund 5.289% — Int/Div — Sold (part)
SPDR Gold Trust — None — Sold (part)
SPDR Gold Trust — Sold
Vanguard Bond Index Fund — Int/Div — Buy (add'l)
Vanguard Bond Index Fund — Sold (part)
Vanguard Bond Index Fund — Sold (part)
Vanguard Total Stock Market Index — Int/Div — Sold (part)
Vanguard Total Stock Market Index — Buy (add'l)
iShares Barclays 7-10 Year Treasury Bond — Int/Div
iShares MSC1 Germany Index — Int/Div — Buy (add'l)
iShares MSC1 Germany Index — Sold (part)
DB Powershares Commodity Index — Int/Div
Ishares MSC1 Hong Kong Index — Int/Div — Buy (add'l)
Ishares MSC1 Hong Kong Index — Sold
Vanguard Dividend Appreciation — Int/Div — Sold (part)
Vanguard Dividend Appreciation — Sold (part)
Vanguard REIT — Int/Div — Sold (part)
Vanguard REIT — Sold (part)
Vanguard REIT — Sold (part)
Schwab Govt Money Fund — Interest
SPDR S&P S00 Fund — Int/Div — Buy
SPDR S&P S00 Fund — Buy (add'l)
SPDR S&P S00 Fund — Sold (part)
PowerShares QQQ Trust, Series — Int/Div — Sold (part)
PowerShares QQQ Trust, Series — Sold (part)
PowerShares QQQ Trust, Series — Sold (part)
Vanguard Emerging Markets Index — Int/Div
Vanguard MSCI EAFE Index — Int/Div — Sold (part)
Vanguard MSCI EAFE Index — Buy (add'l)
Wisdom Tree Asia Local Market Debt Fund — Int/Div
EGShares ETF Emerging Markets — Int/Div
iShares AAA-A Rated Corporate Bond Fund — Int/Div
iShares FF ISE EPPA Nareit Global Real Estate — Int/Div — Sold
Powershares EFF Emerging Markets — Int/Div — Sold
SPDR Barclays 1-3 Yr US Corp Investment Grade — Int/Div — Buy (add'l)
SPDR Barclays 1-3 Yr US Corp Investment Grade — Sold (part)
Powershares S&P Low Volatility — Int/Div — Sold (part)
Powershares S&P Low Volatility — Sold (part)
iShares Russell 2000 Index — Int/Div — Buy (add'l)
iShares Russell 2000 Index — Sold (part)
Wisdom Tree Brazilian Real Fund — None — Buy
Wisdom Tree Japan Hedged Equity — Int/Div — Buy
Wisdom Tree Japan Hedged Equity — Buy (add'l)
Wisdom Tree Japan Hedged Equity — Sold (part)
Wisdom Tree Japan Hedged Equity — Sold (part)
iShares MSC United Kingdom Index — Int/Div — Buy
iShares MSC United Kingdom Index — Sold (part)
PIMCO 0-5 Yr High Yield Corp — Int/Div — Buy
PIMCO 0-5 Yr High Yield Corp — Buy (add'l)
iShares Gold Trust — None — Buy
iShares Gold Trust — Buy (add'l)
Vanguard Int'l Equity Global ex-US Real Estate — Int/Div — Buy
BROKERAGE ACCOUNT #24 (H)
iShares Barclays 1-3 Year Treasury Bond — Int/Div — Sold (part)
iShares Barclays TIPS Bond Fund 5.298% — Int/Div — Sold (part)
SPDR Gold Trust — None — Sold (part)
Vanguard Bond Index Fund — Int/Div — Buy (add'l)
Vanguard Bond Index Fund — Sold (part)
Vanguard Bond Index Fund — Sold (part)
Vanguard Total Stock Market Index — Int/Div
iShares Barclays 7-10 Year Treasury Bond — Int/Div
iShares MSCI Germany Index — Int/Div — Buy (add'l)
DB Commodity Index — None
ishares MSC Hong Kong Index — None — Buy (add'l)
ishares MSC Hong Kong Index — Sold
PIMCO Enhanced Short Maturity Strgy ETFa — Int/Div
Vanguard Dividend Appreciation — Int/Div — Buy (add'l)
Vanguard REIT Index — Int/Div — Sold (part)
Vanguard REIT Index — Sold (part)
Vanguard REIT Index — Sold (part)
Schwab Govt Money Fund — Interest
PowerShares QQ Trust, Series — Int/Div — Sold (part)
SPDR S&P S00 Fund — Int/Div — Buy
SPDR S&P S00 Fund — Buy (add'l)
SPDR S&P S00 Fund — Buy (add'l)
SPDR Barclays Capital Short Term Corportate Bond — Int/Div — Buy (add'l)
iShares AAA-A Rated Corporate Bond Fund — Int/Div
iShares FTSE EPPA Nareit Global Real Estate — Int/Div — Sold
Powershares ETF Emerging Markets — Int/Div — Sold
Powershares S&P Low Volatility — Int/Div — Sold
Guggenheim Enhanced Short Duration — Int/Div
iShares Gold Trust — None
Wisdom Tree Japan Hedged Equity — Int/Div — Buy
Wisdom Tree Japan Hedged Equity — Buy (add'l)
MSCI EAFE Minimum Volatility — Int/Div — Buy
MSCI United Kingdom Index — Int/Div — Buy
iShares Floating Rate Note Fund — Int/Div — Buy
iShares Russell 2000 — Int/Div — Buy
CHARLES SCHWAB MONEY MARKET ACCOUNT — None
Fidelity USA — Int/Div
Bunk of America (savings) — Interest
Bank of America (checking) — Interest
LILO, LLC (Limited Liability Corporation) — Int/Div
Citizens Bank (savings and checkings) — Interest
Sovereign Bank (savings) — Interest — Closed
Chairman Emeritus, Director, Albert Schweitzer Fellowship
Chur, John William Ward Fellowship
Trustee
Gift — Elena Borisenko — Prints, Scarf, Plate, Food, Liquor (value is estimated) — $400.00
Reimbursement — Justice Academy of Turkey — 10/28/2013-11/22013 — Turkey — Educational Program — Transportation, Food, Lodging
Reimbursement — Central Lastern Luropean Legal Institute ("CEELI") — 11/3201 3-1 182013 — Czech Republic — Educational Program — Transportation, Food, Lodging
Income — 122013 — New England Law, Teaching from 8/2013-12/2013 — S26.500.00
Income — 172013 — University of California - Irvine, Teaching from 1/2/13-1/8/13 — S31.000.00
In 2013, most of the assets owned
were managed by Windhaven Investments (*"Windhaven"). Windhaven provided the information in this
Report concerning the assets it managed. That information is, to the best of my knowledge, correct,
invest in what Windhaven culls “Funds,” through which identical investments are made simultancously for many investors. They are not mutual
funds. Rather, various mdex shares are bought and sold for individual accounts at various times. Therefore, there are many transactions described in this Report
which would not be required to be reported if we were invested in mutual funds which engaged i similar transactions.
1 have not listed in Part VII the asset in my
Trust in part because 1 have no beneficial interest in it and do not now control the
purchase, sale, or other disposition of the asset,
In response to the November 20, 2014 letter from the Judicial Conference Committee on Financial Disclosure, | note that the Vanguard Dividend Appreciation
asset referenced in paragraphs | was included on lines 109 and 176 of my 2012 Report. With regard to paragraph 4, as noted in paragraph 1 of the letter,
Vanguard Dividend Appreciation was listed on line 93 of my 2013 Report. The iShares Gold Trust asset on line 132 of my 2012 Report was listed on lines 38, 90,
113, and 209 of my 2013 Report. 1 understand these inquiries may have been made because the foregoing assets were not also on corresponding lines of the 2012
and 2013 Reports.
Inn any event, the following information is responsive to the issues raised in paragraphs | and 4 ofthe November 20, 2014 letter:
Paragraph |
iShares Barclays 7-10 year Treasury Bond Fund is now listed on line 79 with the transaction of Buy rather than Buy(add'l) and the listing of this asset is corrected.
Vanguard FTSE ETF Developed Markets 1s now listed on line 80 with the transaction of Buy rather than Buy (add'l). Vanguard Dividend Appreciation, was
inadvertently included as a listing in IRA #1. This listing has been deleted from IRA #1.
Paragraph 4
For Brokerage Account #1, | inadvertently omitted the listing of Vanguard Dividend Appreciation now listed on line 102 and ishares Gold Trust now listed on line
98.
1 have worked closely with the staff of the Committee on Financial Disclosure to develop my response to the November 20, 2014 letter and to minimize the risk of
comparable questions being raised in the future. As recommended by the staff, this Amended Report for 2013 reorganizes Section VII in a manner which should
facilitate preparation and review of future Reports.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.