Mark Lawrence Wolf

2013Annual

Ask Donna

Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 221

    investments

  • 3

    positions

  • 1

    gifts

  • 0

    agreements

  • 0

    debts

  • 2

    reimbursements

  • 2

    income

  • 0

    spouse income

Named parties

  • Albert Schweitzer Fellowship
  • John William Ward Fellowship
  • Elena Borisenko
  • Justice Academy of Turkey
  • Central Lastern Luropean Legal Institute ("CEELI")
  • New England Law, Teaching from 8/2013-12/2013
  • University of California - Irvine, Teaching from 1/2/13-1/8/13

As filed

IRA #1 — Int/Div

iShares Barclays TIPS Bond Fund 2.898% — Sold (part)

SPDR Gold Trust — Sold

Vanguard Bond Index Fund — Buy (add'l)

Vanguard Bond Index Fund — Sold (part)

Vanguard Bond Index Fund — Sold (part)

Vanguard Total Stock Market Index

iShares MSCI Germany Index — Buy (add'l)

DB Commodity Index

iShares MSCI Hong Kong — Buy (add'l)

iShares MSCI Hong Kong — Sold

Vanguard REIT — Sold (part)

Vanguard REIT — Sold (part)

Vanguard REIT — Sold (part)

Schwab Govt Money Fund

SPDR S&P 500 Fund — Buy

SPDR S&P 500 Fund — Buy (add'l)

PowerShares QQOQ Trust, Series — Sold (part)

PowerShares QQOQ Trust, Series — Sold (part)

Vanguard Emerging Markets Index

Vanguard MSCI EAFE Index

EGShares ETF Emerging Markets

iShares AAA-A Rated Corporate Bond Fund

iShares Russell 2000 Index — Buy (add'l)

iShares FTSE EPRA Nareit Global Real Fstate — Sold

Vanguard Dividend Appreciation Index — Sold (part)

Powershares ETF Emerging Markets — Sold

SPDR Barclays 1-3 Yr US Corp Investment Grade — Buy (add'l)

SPDR Barclays 1-3 Yr US Corp Investment Grade — Sold (part)

Powershares S&P Low Volatility — Sold (part)

iShares Barclays 7-10 Year Treasury

iShares Gold Trust — Buy (add'l)

Wisdom Tree Asia Local Market Debt Fund

Wisdom Tree Brazilian Real Fund — Buy

Wisdom Tree Japan Hedged Equity Fund — Buy

Wisdom Tree Japan Hedged Equity Fund — Buy (add'l)

Wisdom Tree Japan Hedged Equity Fund — Sold (part)

iShares MSCI United Kingdom Index — Buy

PIMCO 0-5 Yr High Yield Corp — Buy

PIMCO 0-5 Yr High Yield Corp — Buy (add'l)

Vanguard Int'l Equity Global ex-US Real Estate — Buy

IRA #2 — Int/Div

iShares Barclays TIPS Bond Fund 2.89% — Sold (part)

SPDR Gold Trust — Sold

Vanguard Bond Index Fund — Buy (add'l)

Vanguard Bond Index Fund — Sold (part)

Vanguard Bond Index Fund — Sold (part)

iShares MSCI Germany Index — Buy (add'l)

DB Commodity Index

iShares MSC! Hong Kong Index — Buy (add'l)

iShares MSC! Hong Kong Index — Sold

Vanguard REIT Index — Sold (part)

Vanguard REIT Index — Sold (part)

Vanguard REIT Index — Sold (part)

Vanguard Total Stock Market

Schwab Govt Money Fund

SPDR S&P S00 Fund — Buy

SPDR S&P S00 Fund — Buy (add'l)

PowerShares QQOQ Trust, Series — Sold (part)

PowerShares QQOQ Trust, Series — Sold (part)

Vanguard Emerging Markets Index

EGShares ETF Emerging Markets

iShares AAA-A Rated Corporate Bond Fund

iShares Russell 2000 Index — Buy (add'l)

iShares FTSE EPPA Nareit Global Real Estate — Sold

Powershares EFF Emerging Markets — Sold

SPDR Barclays 1-3 Yr US Corp Investment Grade — Buy (add'l)

SPDR Barclays 1-3 Yr US Corp Investment Grade — Sold (part)

Powershares S&P Low Volatility — Sold (part)

Wisdom Tree Brazilian Real Fund — Buy

Wisdom Tree Japan Hedged Equity — Buy

Wisdom Tree Japan Hedged Equity — Buy (add'l)

Wisdom Tree Japan Hedged Equity — Sold (part)

iShares MSCI United Kingdom Index — Buy

PIMCO 0-5 Yr High Yield Corp — Buy

PIMCO 0-5 Yr High Yield Corp — Buy (add'l)

iShares Gold Trust — Buy

iShares Barclays 7-10 Year Treasury — Buy

Vanguard FTSE ETF Developed Markets — Buy

Vanguard Intl Equity Global ex-US Real Estate — Buy

BROKERAGE ACCOUNT #1 (H)

iShares Barclays 1-3 Year Treasury Bond Fund — Int/Div — Sold (part)

iShares Barclays TIPS Bond Fund 5.298% — Int/Div — Sold (part)

SPDR Gold Trust — None — Sold (part)

Vanguard Dividend Appreciation Index — Int/Div — Buy (add'l)

Vanguard Bond Index Fund — Int/Div — Buy (add'l)

Vanguard Bond Index Fund — Sold (part)

Vanguard Bond Index Fund — Sold (part)

Vanguard Total Stock Market Index — Int/Div — Sold (part)

Vanguard Total Stock Market Index — Buy (add'l)

iShares 7-10 Year Treasury Bond Fund — Int/Div

iShares MSC Germany Index — Int/Div — Buy (add'l)

DB Powershares Commodity Index — None

Ishares MSC1 Hong Kong Index — None — Buy (add'l)

Ishares MSC1 Hong Kong Index — Sold

Ishares Gold Trust — None — Buy (add'l)

PIMCO Enhanced Short Maturity Strgy ETF — Int/Div — Sold (part)

PIMCO Enhanced Short Maturity Strgy ETF — Sold (part)

PIMCO Enhanced Short Maturity Strgy ETF — Sold (part)

Vanguard Dividend Appreciation — Int/Div

Vanguard REIT Index — None

Vanguard MSCI EAFE Index — Int/Div — Sold

Schwab Government Money Fund — Interest

Wisdom Tree Asia Local Market Debt Fund Ww)

PowerShares QQQ Trust, Series — Int/Div — Sold (part)

SPDR S&P S00 Fund — Int/Div — Buy

SPDR S&P S00 Fund — Buy (add'l)

SPDR Barclays Capital Short Term Corportate Bond — Int/Div — Buy (add'l)

iShares AAA-A Rated Corporate Bond Fund — Int/Div

iShares FISE EPRA Nareit Global Real Fstate — Int/Div — Sold

Powershares EFF Emerging Markets — Int/Div

Powershares S&P Low VolatilityAdiv — Int/Div — Sold (part)

Powershares S&P Low VolatilityAdiv — Sold

Guggenheim Enhanced Short Duration — Int/Div

iShares Gold Trust — None

Wisdom Tree Japan Hedged Equity — Int/Div — Buy

Wisdom Tree Japan Hedged Equity — Buy (add'l)

Wisdom Tree Japan Hedged Equity — Sold (part)

iShares MSCI EAFE Minimum Volatility — Int/Div — Buy

iShares MSC United Kingdom Index — Int/Div — Buy

iShares Floating Rate Note Fund — Int/Div — Buy

iShares Russell 2000 Index Fund — Int/Div — Buy

BROKERAGE ACCOUNT #2 (H)

McDonald's Corp — Int/Div

Schwab Govt Money Fund — Interest

BROKERAGE ACCOUNT #3 (H)

iShares Barclays TIPS Bond Fund 5.289% — Int/Div — Sold (part)

SPDR Gold Trust — None — Sold (part)

SPDR Gold Trust — Sold

Vanguard Bond Index Fund — Int/Div — Buy (add'l)

Vanguard Bond Index Fund — Sold (part)

Vanguard Bond Index Fund — Sold (part)

Vanguard Total Stock Market Index — Int/Div — Sold (part)

Vanguard Total Stock Market Index — Buy (add'l)

iShares Barclays 7-10 Year Treasury Bond — Int/Div

iShares MSC1 Germany Index — Int/Div — Buy (add'l)

iShares MSC1 Germany Index — Sold (part)

DB Powershares Commodity Index — Int/Div

Ishares MSC1 Hong Kong Index — Int/Div — Buy (add'l)

Ishares MSC1 Hong Kong Index — Sold

Vanguard Dividend Appreciation — Int/Div — Sold (part)

Vanguard Dividend Appreciation — Sold (part)

Vanguard REIT — Int/Div — Sold (part)

Vanguard REIT — Sold (part)

Vanguard REIT — Sold (part)

Schwab Govt Money Fund — Interest

SPDR S&P S00 Fund — Int/Div — Buy

SPDR S&P S00 Fund — Buy (add'l)

SPDR S&P S00 Fund — Sold (part)

PowerShares QQQ Trust, Series — Int/Div — Sold (part)

PowerShares QQQ Trust, Series — Sold (part)

PowerShares QQQ Trust, Series — Sold (part)

Vanguard Emerging Markets Index — Int/Div

Vanguard MSCI EAFE Index — Int/Div — Sold (part)

Vanguard MSCI EAFE Index — Buy (add'l)

Wisdom Tree Asia Local Market Debt Fund — Int/Div

EGShares ETF Emerging Markets — Int/Div

iShares AAA-A Rated Corporate Bond Fund — Int/Div

iShares FF ISE EPPA Nareit Global Real Estate — Int/Div — Sold

Powershares EFF Emerging Markets — Int/Div — Sold

SPDR Barclays 1-3 Yr US Corp Investment Grade — Int/Div — Buy (add'l)

SPDR Barclays 1-3 Yr US Corp Investment Grade — Sold (part)

Powershares S&P Low Volatility — Int/Div — Sold (part)

Powershares S&P Low Volatility — Sold (part)

iShares Russell 2000 Index — Int/Div — Buy (add'l)

iShares Russell 2000 Index — Sold (part)

Wisdom Tree Brazilian Real Fund — None — Buy

Wisdom Tree Japan Hedged Equity — Int/Div — Buy

Wisdom Tree Japan Hedged Equity — Buy (add'l)

Wisdom Tree Japan Hedged Equity — Sold (part)

Wisdom Tree Japan Hedged Equity — Sold (part)

iShares MSC United Kingdom Index — Int/Div — Buy

iShares MSC United Kingdom Index — Sold (part)

PIMCO 0-5 Yr High Yield Corp — Int/Div — Buy

PIMCO 0-5 Yr High Yield Corp — Buy (add'l)

iShares Gold Trust — None — Buy

iShares Gold Trust — Buy (add'l)

Vanguard Int'l Equity Global ex-US Real Estate — Int/Div — Buy

BROKERAGE ACCOUNT #24 (H)

iShares Barclays 1-3 Year Treasury Bond — Int/Div — Sold (part)

iShares Barclays TIPS Bond Fund 5.298% — Int/Div — Sold (part)

SPDR Gold Trust — None — Sold (part)

Vanguard Bond Index Fund — Int/Div — Buy (add'l)

Vanguard Bond Index Fund — Sold (part)

Vanguard Bond Index Fund — Sold (part)

Vanguard Total Stock Market Index — Int/Div

iShares Barclays 7-10 Year Treasury Bond — Int/Div

iShares MSCI Germany Index — Int/Div — Buy (add'l)

DB Commodity Index — None

ishares MSC Hong Kong Index — None — Buy (add'l)

ishares MSC Hong Kong Index — Sold

PIMCO Enhanced Short Maturity Strgy ETFa — Int/Div

Vanguard Dividend Appreciation — Int/Div — Buy (add'l)

Vanguard REIT Index — Int/Div — Sold (part)

Vanguard REIT Index — Sold (part)

Vanguard REIT Index — Sold (part)

Schwab Govt Money Fund — Interest

PowerShares QQ Trust, Series — Int/Div — Sold (part)

SPDR S&P S00 Fund — Int/Div — Buy

SPDR S&P S00 Fund — Buy (add'l)

SPDR S&P S00 Fund — Buy (add'l)

SPDR Barclays Capital Short Term Corportate Bond — Int/Div — Buy (add'l)

iShares AAA-A Rated Corporate Bond Fund — Int/Div

iShares FTSE EPPA Nareit Global Real Estate — Int/Div — Sold

Powershares ETF Emerging Markets — Int/Div — Sold

Powershares S&P Low Volatility — Int/Div — Sold

Guggenheim Enhanced Short Duration — Int/Div

iShares Gold Trust — None

Wisdom Tree Japan Hedged Equity — Int/Div — Buy

Wisdom Tree Japan Hedged Equity — Buy (add'l)

MSCI EAFE Minimum Volatility — Int/Div — Buy

MSCI United Kingdom Index — Int/Div — Buy

iShares Floating Rate Note Fund — Int/Div — Buy

iShares Russell 2000 — Int/Div — Buy

CHARLES SCHWAB MONEY MARKET ACCOUNT — None

Fidelity USA — Int/Div

Bunk of America (savings) — Interest

Bank of America (checking) — Interest

LILO, LLC (Limited Liability Corporation) — Int/Div

Citizens Bank (savings and checkings) — Interest

Sovereign Bank (savings) — Interest — Closed

Chairman Emeritus, Director, Albert Schweitzer Fellowship

Chur, John William Ward Fellowship

Trustee

Gift — Elena Borisenko — Prints, Scarf, Plate, Food, Liquor (value is estimated) — $400.00

Reimbursement — Justice Academy of Turkey — 10/28/2013-11/22013 — Turkey — Educational Program — Transportation, Food, Lodging

Reimbursement — Central Lastern Luropean Legal Institute ("CEELI") — 11/3201 3-1 182013 — Czech Republic — Educational Program — Transportation, Food, Lodging

Income — 122013 — New England Law, Teaching from 8/2013-12/2013 — S26.500.00

Income — 172013 — University of California - Irvine, Teaching from 1/2/13-1/8/13 — S31.000.00

In 2013, most of the assets owned

were managed by Windhaven Investments (*"Windhaven"). Windhaven provided the information in this

Report concerning the assets it managed. That information is, to the best of my knowledge, correct,

invest in what Windhaven culls “Funds,” through which identical investments are made simultancously for many investors. They are not mutual

funds. Rather, various mdex shares are bought and sold for individual accounts at various times. Therefore, there are many transactions described in this Report

which would not be required to be reported if we were invested in mutual funds which engaged i similar transactions.

1 have not listed in Part VII the asset in my

Trust in part because 1 have no beneficial interest in it and do not now control the

purchase, sale, or other disposition of the asset,

In response to the November 20, 2014 letter from the Judicial Conference Committee on Financial Disclosure, | note that the Vanguard Dividend Appreciation

asset referenced in paragraphs | was included on lines 109 and 176 of my 2012 Report. With regard to paragraph 4, as noted in paragraph 1 of the letter,

Vanguard Dividend Appreciation was listed on line 93 of my 2013 Report. The iShares Gold Trust asset on line 132 of my 2012 Report was listed on lines 38, 90,

113, and 209 of my 2013 Report. 1 understand these inquiries may have been made because the foregoing assets were not also on corresponding lines of the 2012

and 2013 Reports.

Inn any event, the following information is responsive to the issues raised in paragraphs | and 4 ofthe November 20, 2014 letter:

Paragraph |

iShares Barclays 7-10 year Treasury Bond Fund is now listed on line 79 with the transaction of Buy rather than Buy(add'l) and the listing of this asset is corrected.

Vanguard FTSE ETF Developed Markets 1s now listed on line 80 with the transaction of Buy rather than Buy (add'l). Vanguard Dividend Appreciation, was

inadvertently included as a listing in IRA #1. This listing has been deleted from IRA #1.

Paragraph 4

For Brokerage Account #1, | inadvertently omitted the listing of Vanguard Dividend Appreciation now listed on line 102 and ishares Gold Trust now listed on line

98.

1 have worked closely with the staff of the Committee on Financial Disclosure to develop my response to the November 20, 2014 letter and to minimize the risk of

comparable questions being raised in the future. As recommended by the staff, this Amended Report for 2013 reorganizes Section VII in a manner which should

facilitate preparation and review of future Reports.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.

Mark Lawrence Wolf | Frix