John Watson Lungstrum

Morgan Stanley Bank (Money Mkt) — Int/Div — Wids

Tucson AZ Wir Dist. (Bond) — Interest

College Station TX School District (Bond) — Interest

Johnson Cty, KS Water Dist — Interest

Eaton Vance Tax MGD Growth Fund (Mutual Fund) — Int/Div

EV Floating Rate A — Interest

Glassboro NJ (Bond) — Interest

Clearbridge Energy (Mutual Fund) — Int/Div — Buy

EV Kansas Municipals (Mutual fund) — Interest

Blackrock Res & Comm Strat TR (Mutual Fund) — Int/Div — Buy

Gabelli Div & Incm TR (Mutual Fund) — Int/Div

Tortoise MLP Fund Inc. (Mutual Fund) — Int/Div — Buy

Gamesville FLA Utilities SYS — Interest — Buy

Louisiana St Energy & PWR Auth — Interest — Buy

IRA — Interest

MSDW Lig. Asset {Money market fund)

Select Future Fund (Mutual Fund) — Sold

Goldman Sachs Group, lnc. (Bond) — Sold

Lord Abbott Bond Deb C (Mutual Fund) — Sold

Invesco Commodities Strat A (Mutual Fund) — Sold

MSIF US Real Estate (Mutual Fund)

Oppenheimer Int'l Bond FD (Mutual Fund) — Sold

MS Charter Graham (Mutual Fund) — Sold

MS Charter Aspect L (Mutual Fund) — Sold

MS Spectrum Tech (Mutual Fund) — Sold

MS Emerging Mkts Domestic Debt {Mutual Fund) — Sold

Van KMPN Dynamic CR OPP Fund (Mutual Fund) — Sold (part)

Tekla (f/k/a H&Q) Healthcare Fd (Mutual Fund)

Blackrock US Opportunities (Mutual Fund) — Sold

Blackrock Equity Div (Mutual Fund) — Buy

Henderson Int'l Opportumities (Mutual Fund)

Jennison Nat'l Resources A (Mutual Fund) — Sold

Lazard Emerging Markets Open (Mutual Fund) — Sold

Oppenhemmer Gold & Spec Min A (Mutual Fund) — Sold

Thomburg Intl Value A (Mutual Fund) — Sold

Tortoise MLP (Mutual Fund) — Sold

Aston/Montag & Caldwell GRW N (Mutual Fund) — Sold

Aston/Montag & Caldwell GRWI (Mutual Fund) — Buy

Blackrock Equity Div A (Mutual Fund) — Sold

Invesco Premier PTF (Mutual Fund) — Sold

Artisan Midcap Value (Mutual Fund)

Royce Value Plus (Mutual Fund)

Invesco Floating Rate A (Mutual Fund) — Sold

JP Morgan Chase & Co (bond)

Tortoise North Am Energy Corp (stock) — Sold

Invesco Small Cap Y (mutual fund) — Sold (part)

Invesco Small Cap Y (mutual fund) — Sold (part)

Invesco Small Cap Y (mutual fund) — Sold (part)

Gabelli Gold (Mutual Fund) — Buy

Thornburg DevWorld (Mutual Fund) — Buy

Causeway Intl Value (Mutual Fund) — Buy

Wells Fargo Adv Disc (Mutual Fund) — Buy

Wells Fargo Adv Disc (Mutual Fund) — Sold (part)

Prudential Jennison Nat. Res. (Mutual Fund) — Buy

IShares S&P S00 Val (Mutual Fund) — Buy

IShares S&P S00 Growth (Mutual Fund) — Buy

IShares S&P Mid Cap 400G (Mutual Fund) — Buy

IShares S&P Mid Cap 400 V (Mutual Fund) — Buy

IShares Gold Trust (Mutual Fund) — Buy

IShares Tips Bond (Mutual Fund) — Buy

IShares IBOXX Invest (Mutual Fund) — Buy

Fidelity ADV FLTG RT (Mutual Fund) — Buy

Templeton Global {Mutual Fund) — Buy

Henderson Global Inc. (Mutual Fund) — Buy

SPDR Barcap Shrt term (Mutual Fund) — Buy

Vanguard Reit (Mutual Fund) — Buy

Vanguard Total Bond Mkt (Mutual Fund) — Buy

Texton Westwood (Mutual Fund) — Buy

Salient MLP & Energy (Mutual Fund) — Buy

Royce Premier Inv, (Mutual Fund) — Buy

Tekla Healthcare Invs (Mutual Fund) — Buy

Gabelli Div & Incm (Mutual Fund) — Buy

Vanguard Info Tech (Mutual Fund) — Buy

Wisdomtree Japan (Mutual Fund) — Buy

Healthcare Sel (Mutual Fund) — Buy

EOG Resources (stock) — Buy

AQR Managed Futures (stock) — Buy

Powershares DB Comm (Mutual Fund) — Buy

Gabelli GLB SML & MD CP (Mutual Fund) — Buy

PIMCO (Mutual Fund) — Buy

PIMCO (Mutual Fund) — Sold

Calamos Mkt Neutral (Mutual Fund) — Buy

Calamos Mkt Neutral (Mutual Fund) — Sold

Wisdomtree Europe — Buy

Dwrector and officer, Westward Ho, Inc. (corporation which owns residential property for personal use)

Reimbursement — Duke Law MDL Conference — 09/11.2014 09/122014 — Arlington, VA — Legal Education — Travel Expenses

Part VII:

1 have treated reinvestment programs as exempt because they merely represent a change in the form of the asset.

With regard to Line 1, | have not provided dates and value codes because the transactions are numerous, usually small and are the equivalent of bunk deposits and

withdrawals. Morgan Stanley Bunk was formerly known as Morgan Stanley Liquid Asset Fund.

On lines §, 10, 11 and 12, T have corrected the description to show that the assets are mutual funds and not stocks as previously reported.

With regard to the IRA (line 15), | have only shown interest in Column B(2) because the computer program would permit listing only one type. However,

dividends and capital gains were also realized by the IRA.